RADCLIFFE CAPITAL MANAGEMENT, L.P.

Filed: 2/14/2024ACC: 0001104659-24-023198

📋 What this filing means

RADCLIFFE CAPITAL MANAGEMENT, L.P. filed this quarterly 13F‑HR report disclosing 198 equity positions with a total reported market value of $746.60M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

198

Positions

$746.60M

Total AUM (reported)

461.19M

Total Shares

Allocation by class

CONV$394.96M52.9%

COMMON STOCK$348.60M46.7%

UNIT$2.40M0.3%

WARRANT$580.2K0.1%

RIGHT$60.4K0.0%

Portfolio Concentration

Top 3$161.77M21.7%

4–10$185.25M24.8%

11–25$129.03M17.3%

Rest$270.56M36.2%

Top 3 weight

21.7%

Top 10 weight

46.5%

Voting Authority Distribution

Total shares with voting rights: 461.19M

Sole

Full voting authority

448M

% of voting shares97.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.19M

% of voting shares2.9%

Investment Discretion (by position count)

Sole198

Shared0

Other0

Dominant voting typeSole · 97.1% of voting shares

Institutional Holdings198

Rows:

DocuSign Inc.

SOLE

Conv

Shares62.95M

TypePRN

Market value$62.80M

8.41%

Sole

55.33M

Shared

0.00

None

7.63M

New Mountain Finance Corporation

SOLE

Conv

Shares54M

TypePRN

Market value$55.33M

7.41%

Sole

54M

Shared

0.00

None

0.00

Alteryx Inc

SOLE

Conv

Shares44.97M

TypePRN

Market value$43.65M

5.85%

Sole

43.14M

Shared

0.00

None

1.83M

Magnite Inc.

SOLE

Conv

Shares40.77M

TypePRN

Market value$34.71M

4.65%

Sole

40.73M

Shared

0.00

None

34K

Herbalife Ltd

SOLE

Conv

Shares33.85M

TypePRN

Market value$33.40M

4.47%

Sole

31.67M

Shared

0.00

None

2.19M

Alteryx Inc

SOLE

Conv

Shares33.62M

TypePRN

Market value$32.65M

4.37%

Sole

33.62M

Shared

0.00

None

0.00

Okta Inc

SOLE

Conv

Shares36.22M

TypePRN

Market value$32.01M

4.29%

Sole

36.22M

Shared

0.00

None

0.00

Spotify Technology S.A.

SOLE

Conv

Shares26.57M

TypePRN

Market value$23.38M

3.13%

Sole

26.57M

Shared

0.00

None

0.00

WESTERN DIGITAL CORP

SOLE

Conv

Shares16.63M

TypePRN

Market value$16.56M

2.22%

Sole

15.73M

Shared

0.00

None

900K

Ares Acquisition Corp II

SOLE

Common Stock

Shares1.20M

TypeSH

Market value$12.52M

1.68%

Sole

1.20M

Shared

0.00

None

0.00

Teladoc Health Inc

SOLE

Conv

Shares15M

TypePRN

Market value$12.33M

1.65%

Sole

15M

Shared

0.00

None

0.00

PROSPECT CAPITAL CORP

SOLE

Conv

Shares12.19M

TypePRN

Market value$12.15M

1.63%

Sole

11.92M

Shared

0.00

None

270K

Screaming Eagle Acquisition Corp

SOLE

Common Stock

Shares923.59K

TypeSH

Market value$9.79M

1.31%

Sole

923.59K

Shared

0.00

None

0.00

Churchill Capital Corp VII

SOLE

Common Stock

Shares891.66K

TypeSH

Market value$9.36M

1.25%

Sole

891.66K

Shared

0.00

None

0.00

Enphys Acquisition Corp

SOLE

Common Stock

Shares839.92K

TypeSH

Market value$8.96M

1.20%

Sole

839.92K

Shared

0.00

None

0.00

Hennessy Capital Investment Corp VI

SOLE

Common Stock

Shares800.42K

TypeSH

Market value$8.36M

1.12%

Sole

800.42K

Shared

0.00

None

0.00

Rigel Resource Acquisition Corp

SOLE

Common Stock

Shares738.88K

TypeSH

Market value$8.10M

1.08%

Sole

738.88K

Shared

0.00

None

0.00

Power & Digital Infrastructure Acquisition II Corp

SOLE

Common Stock

Shares741.32K

TypeSH

Market value$8.02M

1.07%

Sole

741.32K

Shared

0.00

None

0.00

Patria Latin American Opportunity Acquisition Corp

SOLE

Common Stock

Shares711.04K

TypeSH

Market value$7.89M

1.06%

Sole

711.04K

Shared

0.00

None

0.00

Inflection Point Acquisition Corp II

SOLE

Common Stock

Shares747.03K

TypeSH

Market value$7.72M

1.03%

Sole

747.03K

Shared

0.00

None

0.00

Andretti Acquisition Corp

SOLE

Common Stock

Shares708.48K

TypeSH

Market value$7.70M

1.03%

Sole

708.48K

Shared

0.00

None

0.00

Concord Acquisition Corp II

SOLE

Common Stock

Shares734.91K

TypeSH

Market value$7.63M

1.02%

Sole

734.91K

Shared

0.00

None

0.00

Pyrophyte Acquisition Corp

SOLE

Common Stock

Shares645.66K

TypeSH

Market value$7.11M

0.95%

Sole

645.66K

Shared

0.00

None

0.00

CARTESIAN GROWTH CORP II

SOLE

Common Stock

Shares647.56K

TypeSH

Market value$7.09M

0.95%

Sole

647.56K

Shared

0.00

None

0.00

FTAC Emerald Acquisition Corp

SOLE

Common Stock

Shares643.45K

TypeSH

Market value$6.79M

0.91%

Sole

643.45K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
DocuSign Inc.SOLE	Conv	62.95M	PRN	$62.80M 8.41%	55.33M	7.63M
New Mountain Finance CorporationSOLE	Conv	54M	PRN	$55.33M 7.41%	54M	0.00
Alteryx IncSOLE	Conv	44.97M	PRN	$43.65M 5.85%	43.14M	1.83M
Magnite Inc.SOLE	Conv	40.77M	PRN	$34.71M 4.65%	40.73M	34K
Herbalife LtdSOLE	Conv	33.85M	PRN	$33.40M 4.47%	31.67M	2.19M
Alteryx IncSOLE	Conv	33.62M	PRN	$32.65M 4.37%	33.62M	0.00
Okta IncSOLE	Conv	36.22M	PRN	$32.01M 4.29%	36.22M	0.00
Spotify Technology S.A.SOLE	Conv	26.57M	PRN	$23.38M 3.13%	26.57M	0.00
WESTERN DIGITAL CORPSOLE	Conv	16.63M	PRN	$16.56M 2.22%	15.73M	900K
Ares Acquisition Corp IISOLE	Common Stock	1.20M	SH	$12.52M 1.68%	1.20M	0.00
Teladoc Health IncSOLE	Conv	15M	PRN	$12.33M 1.65%	15M	0.00
PROSPECT CAPITAL CORPSOLE	Conv	12.19M	PRN	$12.15M 1.63%	11.92M	270K
Screaming Eagle Acquisition CorpSOLE	Common Stock	923.59K	SH	$9.79M 1.31%	923.59K	0.00
Churchill Capital Corp VIISOLE	Common Stock	891.66K	SH	$9.36M 1.25%	891.66K	0.00
Enphys Acquisition CorpSOLE	Common Stock	839.92K	SH	$8.96M 1.20%	839.92K	0.00
Hennessy Capital Investment Corp VISOLE	Common Stock	800.42K	SH	$8.36M 1.12%	800.42K	0.00
Rigel Resource Acquisition CorpSOLE	Common Stock	738.88K	SH	$8.10M 1.08%	738.88K	0.00
Power & Digital Infrastructure Acquisition II CorpSOLE	Common Stock	741.32K	SH	$8.02M 1.07%	741.32K	0.00
Patria Latin American Opportunity Acquisition CorpSOLE	Common Stock	711.04K	SH	$7.89M 1.06%	711.04K	0.00
Inflection Point Acquisition Corp IISOLE	Common Stock	747.03K	SH	$7.72M 1.03%	747.03K	0.00
Andretti Acquisition CorpSOLE	Common Stock	708.48K	SH	$7.70M 1.03%	708.48K	0.00
Concord Acquisition Corp IISOLE	Common Stock	734.91K	SH	$7.63M 1.02%	734.91K	0.00
Pyrophyte Acquisition CorpSOLE	Common Stock	645.66K	SH	$7.11M 0.95%	645.66K	0.00
CARTESIAN GROWTH CORP IISOLE	Common Stock	647.56K	SH	$7.09M 0.95%	647.56K	0.00
FTAC Emerald Acquisition CorpSOLE	Common Stock	643.45K	SH	$6.79M 0.91%	643.45K	0.00

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