RADCLIFFE CAPITAL MANAGEMENT, L.P.

Filed: 11/14/2023ACC: 0001104659-23-117760

📋 What this filing means

RADCLIFFE CAPITAL MANAGEMENT, L.P. filed this quarterly 13F‑HR report disclosing 476 equity positions with a total reported market value of $803.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

476

Positions

$803.81M

Total AUM (reported)

321.41M

Total Shares

Allocation by class

COMMON STOCK$611.97M76.1%

CONV$184.06M22.9%

WARRANT$4.32M0.5%

UNIT$2.37M0.3%

RIGHT$1.10M0.1%

Portfolio Concentration

Top 3$90.18M11.2%

4–10$101.08M12.6%

11–25$123.61M15.4%

Rest$488.93M60.8%

Top 3 weight

11.2%

Top 10 weight

23.8%

Voting Authority Distribution

Total shares with voting rights: 321.41M

Sole

Full voting authority

316.23M

% of voting shares98.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.18M

% of voting shares1.6%

Investment Discretion (by position count)

Sole476

Shared0

Other0

Dominant voting typeSole · 98.4% of voting shares

Institutional Holdings476

Rows:

Alteryx Inc

SOLE

Conv

Shares39.97M

TypePRN

Market value$38.17M

4.75%

Sole

38.58M

Shared

0.00

None

1.39M

Spotify Technology S.A.

SOLE

Conv

Shares35.55M

TypePRN

Market value$30.24M

3.76%

Sole

35.55M

Shared

0.00

None

0.00

Magnite Inc.

SOLE

Conv

Shares25.29M

TypePRN

Market value$21.77M

2.71%

Sole

25.29M

Shared

0.00

None

0.00

Alteryx Inc

SOLE

Conv

Shares23.50M

TypePRN

Market value$20.85M

2.59%

Sole

23.50M

Shared

0.00

None

0.00

Compass Digital Acquisition Corp

SOLE

Common Stock

Shares1.97M

TypeSH

Market value$20.82M

2.59%

Sole

1.97M

Shared

0.00

None

0.00

DocuSign Inc.

SOLE

Conv

Shares13.57M

TypePRN

Market value$13.30M

1.65%

Sole

10.36M

Shared

0.00

None

3.21M

PROSPECT CAPITAL CORP

SOLE

Conv

Shares12.19M

TypePRN

Market value$12.09M

1.50%

Sole

11.92M

Shared

0.00

None

270K

Ares Acquisition Corp

SOLE

Common Stock

Shares1.10M

TypeSH

Market value$11.83M

1.47%

Sole

1.10M

Shared

0.00

None

0.00

Churchill Capital Corp VII

SOLE

Common Stock

Shares1.09M

TypeSH

Market value$11.38M

1.42%

Sole

1.09M

Shared

0.00

None

0.00

Ares Acquisition Corp II

SOLE

Common Stock

Shares1.05M

TypeSH

Market value$10.82M

1.35%

Sole

1.05M

Shared

0.00

None

0.00

Apollo Strategic Growth Capital II

SOLE

Common Stock

Shares1.01M

TypeSH

Market value$10.60M

1.32%

Sole

1.01M

Shared

0.00

None

0.00

Globus Medical Inc

SOLE

Conv

Shares10.50M

TypePRN

Market value$9.67M

1.20%

Sole

10.50M

Shared

0.00

None

0.00

Screaming Eagle Acquisition Corp

SOLE

Common Stock

Shares903.40K

TypeSH

Market value$9.45M

1.18%

Sole

903.40K

Shared

0.00

None

0.00

Enphys Acquisition Corp

SOLE

Common Stock

Shares839.72K

TypeSH

Market value$8.82M

1.10%

Sole

839.72K

Shared

0.00

None

0.00

CF Acquisition Corp IV

SOLE

Common Stock

Shares813.92K

TypeSH

Market value$8.68M

1.08%

Sole

813.92K

Shared

0.00

None

0.00

Rigel Resource Acquisition Corp

SOLE

Common Stock

Shares738.88K

TypeSH

Market value$8.05M

1.00%

Sole

738.88K

Shared

0.00

None

0.00

Investcorp Europe Acquisition Corp I

SOLE

Common Stock

Shares726.60K

TypeSH

Market value$7.91M

0.98%

Sole

726.60K

Shared

0.00

None

0.00

Power & Digital Infrastructure Acquisition II Corp

SOLE

Common Stock

Shares735.04K

TypeSH

Market value$7.82M

0.97%

Sole

735.04K

Shared

0.00

None

0.00

Patria Latin American Opportunity Acquisition Corp

SOLE

Common Stock

Shares711.04K

TypeSH

Market value$7.81M

0.97%

Sole

711.04K

Shared

0.00

None

0.00

BioPlus Acquisition Corp

SOLE

Common Stock

Shares718.70K

TypeSH

Market value$7.79M

0.97%

Sole

718.70K

Shared

0.00

None

0.00

Live Oak Crestview Climate Acquisition Corp.

SOLE

Common Stock

Shares742.15K

TypeSH

Market value$7.67M

0.95%

Sole

742.15K

Shared

0.00

None

0.00

Inflection Point Acquisition Corp II

SOLE

Common Stock

Shares750K

TypeSH

Market value$7.66M

0.95%

Sole

750K

Shared

0.00

None

0.00

Concord Acquisition Corp II

SOLE

Common Stock

Shares725.12K

TypeSH

Market value$7.45M

0.93%

Sole

725.12K

Shared

0.00

None

0.00

C5 Acquisition Corp

SOLE

Common Stock

Shares650K

TypeSH

Market value$7.13M

0.89%

Sole

650K

Shared

0.00

None

0.00

Pyrophyte Acquisition Corp

SOLE

Common Stock

Shares650.66K

TypeSH

Market value$7.10M

0.88%

Sole

650.66K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
Alteryx IncSOLE	Conv	39.97M	PRN	$38.17M 4.75%	38.58M	1.39M
Spotify Technology S.A.SOLE	Conv	35.55M	PRN	$30.24M 3.76%	35.55M	0.00
Magnite Inc.SOLE	Conv	25.29M	PRN	$21.77M 2.71%	25.29M	0.00
Alteryx IncSOLE	Conv	23.50M	PRN	$20.85M 2.59%	23.50M	0.00
Compass Digital Acquisition CorpSOLE	Common Stock	1.97M	SH	$20.82M 2.59%	1.97M	0.00
DocuSign Inc.SOLE	Conv	13.57M	PRN	$13.30M 1.65%	10.36M	3.21M
PROSPECT CAPITAL CORPSOLE	Conv	12.19M	PRN	$12.09M 1.50%	11.92M	270K
Ares Acquisition CorpSOLE	Common Stock	1.10M	SH	$11.83M 1.47%	1.10M	0.00
Churchill Capital Corp VIISOLE	Common Stock	1.09M	SH	$11.38M 1.42%	1.09M	0.00
Ares Acquisition Corp IISOLE	Common Stock	1.05M	SH	$10.82M 1.35%	1.05M	0.00
Apollo Strategic Growth Capital IISOLE	Common Stock	1.01M	SH	$10.60M 1.32%	1.01M	0.00
Globus Medical IncSOLE	Conv	10.50M	PRN	$9.67M 1.20%	10.50M	0.00
Screaming Eagle Acquisition CorpSOLE	Common Stock	903.40K	SH	$9.45M 1.18%	903.40K	0.00
Enphys Acquisition CorpSOLE	Common Stock	839.72K	SH	$8.82M 1.10%	839.72K	0.00
CF Acquisition Corp IVSOLE	Common Stock	813.92K	SH	$8.68M 1.08%	813.92K	0.00
Rigel Resource Acquisition CorpSOLE	Common Stock	738.88K	SH	$8.05M 1.00%	738.88K	0.00
Investcorp Europe Acquisition Corp ISOLE	Common Stock	726.60K	SH	$7.91M 0.98%	726.60K	0.00
Power & Digital Infrastructure Acquisition II CorpSOLE	Common Stock	735.04K	SH	$7.82M 0.97%	735.04K	0.00
Patria Latin American Opportunity Acquisition CorpSOLE	Common Stock	711.04K	SH	$7.81M 0.97%	711.04K	0.00
BioPlus Acquisition CorpSOLE	Common Stock	718.70K	SH	$7.79M 0.97%	718.70K	0.00
Live Oak Crestview Climate Acquisition Corp.SOLE	Common Stock	742.15K	SH	$7.67M 0.95%	742.15K	0.00
Inflection Point Acquisition Corp IISOLE	Common Stock	750K	SH	$7.66M 0.95%	750K	0.00
Concord Acquisition Corp IISOLE	Common Stock	725.12K	SH	$7.45M 0.93%	725.12K	0.00
C5 Acquisition CorpSOLE	Common Stock	650K	SH	$7.13M 0.89%	650K	0.00
Pyrophyte Acquisition CorpSOLE	Common Stock	650.66K	SH	$7.10M 0.88%	650.66K	0.00

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