Filed: 8/14/2023ACC: 0001104659-23-091015
📋 What this filing means
RADCLIFFE CAPITAL MANAGEMENT, L.P. filed this quarterly 13F‑HR report disclosing 587 equity positions with a total reported market value of $1.17B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
587
Positions
$1.17B
Total AUM (reported)
460.51M
Total Shares
Allocation by class
COMMON STOCK$870.17M74.1%
CONV$281.99M24.0%
UNIT$11.93M1.0%
WARRANT$5.04M0.4%
EQUITY$4.33M0.4%
RIGHTS$1.25M0.1%
Portfolio Concentration
Top 3$140.14M11.9%
4–10$160.57M13.7%
11–25$163.86M13.9%
Rest$710.14M60.5%
Top 3 weight
11.9%
Top 10 weight
25.6%
Voting Authority Distribution
Total shares with voting rights: 460.51M
Sole
Full voting authority
447.31M
shares
% of voting shares97.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
13.20M
shares
% of voting shares2.9%
Investment Discretion (by position count)
Sole587
Shared0
Other0
Dominant voting typeSole · 97.1% of voting shares
Institutional Holdings587
Rows:
New Mountain Finance Corporation
SOLEShares61.75M
TypePRN
Market value$61.38M
5.22%
Sole
56.35M
Shared
0.00
None
5.39M
Splunk Inc
SOLEShares43.96M
TypePRN
Market value$43.46M
3.70%
Sole
42.41M
Shared
0.00
None
1.55M
Alteryx Inc
SOLEShares37.56M
TypePRN
Market value$35.31M
3.01%
Sole
36.26M
Shared
0.00
None
1.30M
Spotify Technology S.A.
SOLEShares35.55M
TypePRN
Market value$30.20M
2.57%
Sole
35.55M
Shared
0.00
None
0.00
Enphys Acquisition Corp
SOLEShares2.46M
TypeSH
Market value$25.51M
2.17%
Sole
2.46M
Shared
0.00
None
0.00
Project Energy Reimagined Acquisition Corp
SOLEShares2.36M
TypeSH
Market value$24.42M
2.08%
Sole
2.36M
Shared
0.00
None
0.00
SILVERspac Inc
SOLEShares2.03M
TypeSH
Market value$21.11M
1.80%
Sole
2.03M
Shared
0.00
None
0.00
Compass Digital Acquisition Corp
SOLEShares1.98M
TypeSH
Market value$20.45M
1.74%
Sole
1.98M
Shared
0.00
None
0.00
Alteryx Inc
SOLEShares23.50M
TypePRN
Market value$19.62M
1.67%
Sole
23.50M
Shared
0.00
None
0.00
Magnite Inc.
SOLEShares22.90M
TypePRN
Market value$19.26M
1.64%
Sole
22.90M
Shared
0.00
None
0.00
Healthwell Acquisition Corp I
SOLEShares1.59M
TypeSH
Market value$16.37M
1.39%
Sole
1.59M
Shared
0.00
None
0.00
DocuSign Inc.
SOLEShares14M
TypePRN
Market value$13.55M
1.15%
Sole
10.79M
Shared
0.00
None
3.21M
Tristar Acquisition I Corp.
SOLEShares1.24M
TypeSH
Market value$12.95M
1.10%
Sole
1.24M
Shared
0.00
None
0.00
Ares Acquisition Corp
SOLEShares1.20M
TypeSH
Market value$12.69M
1.08%
Sole
1.20M
Shared
0.00
None
0.00
Churchill Capital Corp VII
SOLEShares1.20M
TypeSH
Market value$12.38M
1.05%
Sole
1.20M
Shared
0.00
None
0.00
PROSPECT CAPITAL CORP
SOLEShares12.19M
TypePRN
Market value$12.01M
1.02%
Sole
11.92M
Shared
0.00
None
270K
Apollo Strategic Growth Capital II
SOLEShares1M
TypeSH
Market value$10.33M
0.88%
Sole
1M
Shared
0.00
None
0.00
M3-Brigade Acquisition III Corp
SOLEShares981.04K
TypeSH
Market value$10.26M
0.87%
Sole
981.04K
Shared
0.00
None
0.00
NuVasive Inc.
SOLEShares10.50M
TypePRN
Market value$9.48M
0.81%
Sole
10.50M
Shared
0.00
None
0.00
Investcorp India Acquisition Corp
SOLEShares871.55K
TypeSH
Market value$9.33M
0.79%
Sole
871.55K
Shared
0.00
None
0.00
Screaming Eagle Acquisition Corp
SOLEShares903.40K
TypeSH
Market value$9.32M
0.79%
Sole
903.40K
Shared
0.00
None
0.00
Wix.com Ltd
SOLEShares9.21M
TypePRN
Market value$9.21M
0.78%
Sole
8.08M
Shared
0.00
None
1.13M
Growth for Good Acquisition Corp
SOLEShares855.61K
TypeSH
Market value$8.93M
0.76%
Sole
855.61K
Shared
0.00
None
0.00
CF Acquisition Corp IV
SOLEShares815.53K
TypeSH
Market value$8.57M
0.73%
Sole
815.53K
Shared
0.00
None
0.00
Papaya Growth Opportunity Corp I
SOLEShares800K
TypeSH
Market value$8.48M
0.72%
Sole
800K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
New Mountain Finance CorporationSOLE | Conv | 61.75M | PRN | $61.38M 5.22% | 56.35M | 0.00 | 5.39M |
Splunk IncSOLE | Conv | 43.96M | PRN | $43.46M 3.70% | 42.41M | 0.00 | 1.55M |
Alteryx IncSOLE | Conv | 37.56M | PRN | $35.31M 3.01% | 36.26M | 0.00 | 1.30M |
Spotify Technology S.A.SOLE | Conv | 35.55M | PRN | $30.20M 2.57% | 35.55M | 0.00 | 0.00 |
Enphys Acquisition CorpSOLE | Common Stock | 2.46M | SH | $25.51M 2.17% | 2.46M | 0.00 | 0.00 |
Project Energy Reimagined Acquisition CorpSOLE | Common Stock | 2.36M | SH | $24.42M 2.08% | 2.36M | 0.00 | 0.00 |
SILVERspac IncSOLE | Common Stock | 2.03M | SH | $21.11M 1.80% | 2.03M | 0.00 | 0.00 |
Compass Digital Acquisition CorpSOLE | Common Stock | 1.98M | SH | $20.45M 1.74% | 1.98M | 0.00 | 0.00 |
Alteryx IncSOLE | Conv | 23.50M | PRN | $19.62M 1.67% | 23.50M | 0.00 | 0.00 |
Magnite Inc.SOLE | Conv | 22.90M | PRN | $19.26M 1.64% | 22.90M | 0.00 | 0.00 |
Healthwell Acquisition Corp ISOLE | Common Stock | 1.59M | SH | $16.37M 1.39% | 1.59M | 0.00 | 0.00 |
DocuSign Inc.SOLE | Conv | 14M | PRN | $13.55M 1.15% | 10.79M | 0.00 | 3.21M |
Tristar Acquisition I Corp.SOLE | Common Stock | 1.24M | SH | $12.95M 1.10% | 1.24M | 0.00 | 0.00 |
Ares Acquisition CorpSOLE | Common Stock | 1.20M | SH | $12.69M 1.08% | 1.20M | 0.00 | 0.00 |
Churchill Capital Corp VIISOLE | Common Stock | 1.20M | SH | $12.38M 1.05% | 1.20M | 0.00 | 0.00 |
PROSPECT CAPITAL CORPSOLE | Conv | 12.19M | PRN | $12.01M 1.02% | 11.92M | 0.00 | 270K |
Apollo Strategic Growth Capital IISOLE | Common Stock | 1M | SH | $10.33M 0.88% | 1M | 0.00 | 0.00 |
M3-Brigade Acquisition III CorpSOLE | Common Stock | 981.04K | SH | $10.26M 0.87% | 981.04K | 0.00 | 0.00 |
NuVasive Inc.SOLE | Conv | 10.50M | PRN | $9.48M 0.81% | 10.50M | 0.00 | 0.00 |
Investcorp India Acquisition CorpSOLE | Common Stock | 871.55K | SH | $9.33M 0.79% | 871.55K | 0.00 | 0.00 |
Screaming Eagle Acquisition CorpSOLE | Common Stock | 903.40K | SH | $9.32M 0.79% | 903.40K | 0.00 | 0.00 |
Wix.com LtdSOLE | Conv | 9.21M | PRN | $9.21M 0.78% | 8.08M | 0.00 | 1.13M |
Growth for Good Acquisition CorpSOLE | Common Stock | 855.61K | SH | $8.93M 0.76% | 855.61K | 0.00 | 0.00 |
CF Acquisition Corp IVSOLE | Common Stock | 815.53K | SH | $8.57M 0.73% | 815.53K | 0.00 | 0.00 |
Papaya Growth Opportunity Corp ISOLE | Common Stock | 800K | SH | $8.48M 0.72% | 800K | 0.00 | 0.00 |
Page 1 of 24
…