RADCLIFFE CAPITAL MANAGEMENT, L.P.

Filed: 2/14/2023ACC: 0001104659-23-020873

📋 What this filing means

RADCLIFFE CAPITAL MANAGEMENT, L.P. filed this quarterly 13F‑HR report disclosing 880 equity positions with a total reported market value of $3.14B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

880

Positions

$3.14B

Total AUM (reported)

618.07M

Total Shares

Allocation by class

EQUITY$1.96B62.4%

WARRANT$842.61M26.8%

CONV$316.62M10.1%

UNIT$13.46M0.4%

RIGHT$6.92M0.2%

Portfolio Concentration

Top 3$167.81M5.3%

4–10$188.77M6.0%

11–25$229.18M7.3%

Rest$2.56B81.4%

Top 3 weight

5.3%

Top 10 weight

11.4%

Voting Authority Distribution

Total shares with voting rights: 618.07M

Sole

Full voting authority

598M

% of voting shares96.8%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

20.07M

% of voting shares3.2%

Investment Discretion (by position count)

Sole880

Shared0

Other0

Dominant voting typeSole · 96.8% of voting shares

Institutional Holdings880

Rows:

Supernus Pharmaceuticals Inc

SOLE

Conv

Shares69.01M

TypePRN

Market value$67.80M

2.16%

Sole

64.63M

Shared

0.00

None

4.38M

New Mountain Finance Corporation

SOLE

Conv

Shares61.75M

TypePRN

Market value$61.24M

1.95%

Sole

56.35M

Shared

0.00

None

5.39M

Patrick Industries Inc.

SOLE

Conv

Shares39.13M

TypePRN

Market value$38.76M

1.23%

Sole

34.98M

Shared

0.00

None

4.15M

ECHOSTAR COMMUNICATIONS

SOLE

Conv

Shares39.26M

TypePRN

Market value$35.37M

1.13%

Sole

37.26M

Shared

0.00

None

Alteryx Inc

SOLE

Conv

Shares36.37M

TypePRN

Market value$33.35M

1.06%

Sole

35.29M

Shared

0.00

None

1.08M

Innoviva Inc.

SOLE

Conv

Shares27.69M

TypePRN

Market value$27.65M

0.88%

Sole

24.82M

Shared

0.00

None

2.87M

Enphys Acquisition Corp

SOLE

Equity

Shares2.47M

TypeSH

Market value$24.77M

0.79%

Sole

2.47M

Shared

0.00

None

0.00

Project Energy Reimagined Acquisition Corp

SOLE

Equity

Shares2.36M

TypeSH

Market value$23.74M

0.76%

Sole

2.36M

Shared

0.00

None

0.00

Berenson Acquisition Corp I

SOLE

Equity

Shares2.30M

TypeSH

Market value$23.09M

0.74%

Sole

2.30M

Shared

0.00

None

0.00

SILVERspac Inc

SOLE

Equity

Shares2.07M

TypeSH

Market value$20.80M

0.66%

Sole

2.07M

Shared

0.00

None

0.00

IX Acquisition Corp

SOLE

Equity

Shares1.96M

TypeSH

Market value$19.85M

0.63%

Sole

1.96M

Shared

0.00

None

0.00

Compass Digital Acquisition Corp

SOLE

Equity

Shares1.98M

TypeSH

Market value$19.81M

0.63%

Sole

1.98M

Shared

0.00

None

0.00

Healthwell Acquisition Corp I

SOLE

Equity

Shares1.83M

TypeSH

Market value$18.14M

0.58%

Sole

1.83M

Shared

0.00

None

0.00

Hawks Acquisition Corp

SOLE

Equity

Shares1.81M

TypeSH

Market value$18.09M

0.58%

Sole

1.81M

Shared

0.00

None

0.00

Worldwide Webb Acquisition Corp

SOLE

Equity

Shares1.51M

TypeSH

Market value$15.38M

0.49%

Sole

1.51M

Shared

0.00

None

0.00

Jaws Mustang Acquisition Corp

SOLE

Equity

Shares1.51M

TypeSH

Market value$15.25M

0.49%

Sole

1.51M

Shared

0.00

None

0.00

Home Plate Acquisition Corp

SOLE

Equity

Shares1.44M

TypeSH

Market value$14.46M

0.46%

Sole

1.44M

Shared

0.00

None

0.00

Trajectory Alpha Acquisition Corp

SOLE

Equity

Shares1.43M

TypeSH

Market value$14.42M

0.46%

Sole

1.43M

Shared

0.00

None

0.00

SVF Investment Corp

SOLE

Equity

Shares1.41M

TypeSH

Market value$14.27M

0.45%

Sole

1.41M

Shared

0.00

None

0.00

Jupiter Acquisition Corp

SOLE

Equity

Shares1.40M

TypeSH

Market value$13.90M

0.44%

Sole

1.40M

Shared

0.00

None

0.00

Alteryx Inc

SOLE

Conv

Shares16.32M

TypePRN

Market value$13.55M

0.43%

Sole

16.32M

Shared

0.00

None

0.00

Cascadia Acquisition Corp

SOLE

Equity

Shares1.32M

TypeSH

Market value$13.27M

0.42%

Sole

1.32M

Shared

0.00

None

0.00

Semper Paratus Acquisition Corp

SOLE

Equity

Shares1.27M

TypeSH

Market value$13.17M

0.42%

Sole

1.27M

Shared

0.00

None

0.00

Ares Acquisition Corp

SOLE

Equity

Shares1.30M

TypeSH

Market value$13.04M

0.42%

Sole

1.30M

Shared

0.00

None

0.00

Tristar Acquisition I Corp.

SOLE

Equity

Shares1.24M

TypeSH

Market value$12.58M

0.40%

Sole

1.24M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
Supernus Pharmaceuticals IncSOLE	Conv	69.01M	PRN	$67.80M 2.16%	64.63M	4.38M
New Mountain Finance CorporationSOLE	Conv	61.75M	PRN	$61.24M 1.95%	56.35M	5.39M
Patrick Industries Inc.SOLE	Conv	39.13M	PRN	$38.76M 1.23%	34.98M	4.15M
ECHOSTAR COMMUNICATIONSSOLE	Conv	39.26M	PRN	$35.37M 1.13%	37.26M	2M
Alteryx IncSOLE	Conv	36.37M	PRN	$33.35M 1.06%	35.29M	1.08M
Innoviva Inc.SOLE	Conv	27.69M	PRN	$27.65M 0.88%	24.82M	2.87M
Enphys Acquisition CorpSOLE	Equity	2.47M	SH	$24.77M 0.79%	2.47M	0.00
Project Energy Reimagined Acquisition CorpSOLE	Equity	2.36M	SH	$23.74M 0.76%	2.36M	0.00
Berenson Acquisition Corp ISOLE	Equity	2.30M	SH	$23.09M 0.74%	2.30M	0.00
SILVERspac IncSOLE	Equity	2.07M	SH	$20.80M 0.66%	2.07M	0.00
IX Acquisition CorpSOLE	Equity	1.96M	SH	$19.85M 0.63%	1.96M	0.00
Compass Digital Acquisition CorpSOLE	Equity	1.98M	SH	$19.81M 0.63%	1.98M	0.00
Healthwell Acquisition Corp ISOLE	Equity	1.83M	SH	$18.14M 0.58%	1.83M	0.00
Hawks Acquisition CorpSOLE	Equity	1.81M	SH	$18.09M 0.58%	1.81M	0.00
Worldwide Webb Acquisition CorpSOLE	Equity	1.51M	SH	$15.38M 0.49%	1.51M	0.00
Jaws Mustang Acquisition CorpSOLE	Equity	1.51M	SH	$15.25M 0.49%	1.51M	0.00
Home Plate Acquisition CorpSOLE	Equity	1.44M	SH	$14.46M 0.46%	1.44M	0.00
Trajectory Alpha Acquisition CorpSOLE	Equity	1.43M	SH	$14.42M 0.46%	1.43M	0.00
SVF Investment CorpSOLE	Equity	1.41M	SH	$14.27M 0.45%	1.41M	0.00
Jupiter Acquisition CorpSOLE	Equity	1.40M	SH	$13.90M 0.44%	1.40M	0.00
Alteryx IncSOLE	Conv	16.32M	PRN	$13.55M 0.43%	16.32M	0.00
Cascadia Acquisition CorpSOLE	Equity	1.32M	SH	$13.27M 0.42%	1.32M	0.00
Semper Paratus Acquisition CorpSOLE	Equity	1.27M	SH	$13.17M 0.42%	1.27M	0.00
Ares Acquisition CorpSOLE	Equity	1.30M	SH	$13.04M 0.42%	1.30M	0.00
Tristar Acquisition I Corp.SOLE	Equity	1.24M	SH	$12.58M 0.40%	1.24M	0.00

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