RACKERS CHRISTOPHER W. (SVP and CHRO) exercised options at WADDELL & REED FINANCIAL INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/12/2021ACC: 0001052100-21-000020
Officer· SVP and CHRO
Since Dec 2018
-2.66K
Net shares
Net seller
$66.5K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
1.97K acquired · 4.63K disposed
Non-Derivative Transactions3
Class A Common
Direct
Shares
−683.00
Price / share
$25.03
Trade value
$17.10K
% of position
1.1%
1/10/2021
62.19K→61.51K
Class A Common
Direct
Shares
+1.97K
Price / share
—
Trade value
—
% of position
3.2%
1/10/2021
61.51K→63.48K
Class A Common
Direct
Shares
−1.97K
Price / share
$25.03
Trade value
$49.38K
% of position
3.1%
1/10/2021
63.48K→61.51K
Total
Net shares
−683.00
Net value
-$66.48K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Direct | 1/10/2021 | F · Tax Withholding | −683.00 | $25.03 | $17.10K | 1.1% | 62.19K | 61.51K |
| Class A Common Direct | 1/10/2021 | M · Option Exercise | +1.97K | — | — | 3.2% | 61.51K | 63.48K |
| Class A Common Direct | 1/10/2021 | D · Disposition | −1.97K | $25.03 | $49.38K | 3.1% | 63.48K | 61.51K |
| Total | −683.00 | -$66.48K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Class A Common
1.97K shares
Shares
−1.97K
Strike price
Held after
1.97K
Exercisable
—
1/10/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common1.97K shares | 1/10/2021 | M · Option Exercise | −1.97K | — | 1.97K |