RACKERS CHRISTOPHER W. (SVP and CHRO) exercised options at WADDELL & REED FINANCIAL INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/14/2020ACC: 0001052100-20-000019
Officer· SVP and CHRO
Since Dec 2018
-2.66K
Net shares
Net seller
$44.0K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
1.97K acquired · 4.63K disposed
Non-Derivative Transactions3
Class A Common
Direct
Shares
−683.00
Price / share
$16.56
Trade value
$11.31K
% of position
2.1%
1/10/2020
32.84K→32.15K
Class A Common
Direct
Shares
+1.97K
Price / share
—
Trade value
—
% of position
6.1%
1/10/2020
32.15K→34.13K
Class A Common
Direct
Shares
−1.97K
Price / share
$16.56
Trade value
$32.69K
% of position
5.8%
1/10/2020
34.13K→32.15K
Total
Net shares
−683.00
Net value
-$44K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Direct | 1/10/2020 | F · Tax Withholding | −683.00 | $16.56 | $11.31K | 2.1% | 32.84K | 32.15K |
| Class A Common Direct | 1/10/2020 | M · Option Exercise | +1.97K | — | — | 6.1% | 32.15K | 34.13K |
| Class A Common Direct | 1/10/2020 | D · Disposition | −1.97K | $16.56 | $32.69K | 5.8% | 34.13K | 32.15K |
| Total | −683.00 | -$44K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Class A Common
1.97K shares
Shares
−1.97K
Strike price
Held after
3.95K
Exercisable
—
1/10/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common1.97K shares | 1/10/2020 | M · Option Exercise | −1.97K | — | 3.95K |