RACKERS CHRISTOPHER W. (SVP and CHRO) exercised options at WADDELL & REED FINANCIAL INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/11/2019ACC: 0001052100-19-000020
Officer· SVP and CHRO
Since Dec 2018
-2.66K
Net shares
Net seller
$47.2K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
1.97K acquired · 4.63K disposed
Non-Derivative Transactions3
Class A Common
Direct
Shares
−683.00
Price / share
$17.77
Trade value
$12.14K
% of position
1.9%
1/10/2019
35.55K→34.87K
Class A Common
Direct
Shares
+1.97K
Price / share
—
Trade value
—
% of position
5.7%
1/10/2019
34.87K→36.84K
Class A Common
Direct
Shares
−1.97K
Price / share
$17.77
Trade value
$35.08K
% of position
5.4%
1/10/2019
36.84K→34.87K
Total
Net shares
−683.00
Net value
-$47.21K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Direct | 1/10/2019 | F · Tax Withholding | −683.00 | $17.77 | $12.14K | 1.9% | 35.55K | 34.87K |
| Class A Common Direct | 1/10/2019 | M · Option Exercise | +1.97K | — | — | 5.7% | 34.87K | 36.84K |
| Class A Common Direct | 1/10/2019 | D · Disposition | −1.97K | $17.77 | $35.08K | 5.4% | 36.84K | 34.87K |
| Total | −683.00 | -$47.21K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Class A Common
1.97K shares
Shares
−1.97K
Strike price
Held after
5.92K
Exercisable
—
1/10/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common1.97K shares | 1/10/2019 | M · Option Exercise | −1.97K | — | 5.92K |