Filed: 11/14/2022ACC: 0001085146-22-004065
📋 What this filing means
QUAD-CITIES INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 173 equity positions with a total reported market value of $128.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
173
Positions
$128.8K
Total AUM (reported)
3.97M
Total Shares
Allocation by class
COM$47.3K36.7%
PFD SECS INC ETF$7.2K5.6%
FST TR GLB FD$3.8K2.9%
SENIOR LN FD$3.7K2.9%
CORE DIV GRWTH$3.4K2.6%
TORTOISE NRAM PI$3.0K2.3%
CORE S&P500 ETF$2.9K2.3%
Portfolio Concentration
Top 3$22.6K17.5%
4–10$21.0K16.3%
11–25$24.4K19.0%
Rest$60.8K47.2%
Top 3 weight
17.5%
Top 10 weight
33.8%
Voting Authority Distribution
Total shares with voting rights: 3.97M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.97M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole173
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings173
Rows:
APPLE INC
SOLEShares83.67K
TypeSH
Market value$11.6K
8.97%
Sole
0.00
Shared
0.00
None
83.67K
FIRST TR EXCH TRADED FD III
SOLEShares432.44K
TypeSH
Market value$7.2K
5.61%
Sole
0.00
Shared
0.00
None
432.44K
FIRST TR EXCHANGE TRAD FD VI
SOLEShares148.83K
TypeSH
Market value$3.8K
2.93%
Sole
0.00
Shared
0.00
None
148.83K
FIRST TR EXCHANGE-TRADED FD
SOLEShares84.73K
TypeSH
Market value$3.7K
2.90%
Sole
0.00
Shared
0.00
None
84.73K
ISHARES TR
SOLEShares75.52K
TypeSH
Market value$3.4K
2.61%
Sole
0.00
Shared
0.00
None
75.52K
MANAGED PORTFOLIO SERIES
SOLEShares131.05K
TypeSH
Market value$3.0K
2.35%
Sole
0.00
Shared
0.00
None
131.05K
ISHARES TR
SOLEShares8.18K
TypeSH
Market value$2.9K
2.28%
Sole
0.00
Shared
0.00
None
8.18K
MICROSOFT CORP
SOLEShares12.55K
TypeSH
Market value$2.9K
2.27%
Sole
0.00
Shared
0.00
None
12.55K
AMAZON COM INC
SOLEShares24.09K
TypeSH
Market value$2.7K
2.11%
Sole
0.00
Shared
0.00
None
24.09K
DEERE & CO
SOLEShares6.88K
TypeSH
Market value$2.3K
1.78%
Sole
0.00
Shared
0.00
None
6.88K
ISHARES TR
SOLEShares9.66K
TypeSH
Market value$2.1K
1.64%
Sole
0.00
Shared
0.00
None
9.66K
ISHARES TR
SOLEShares21.68K
TypeSH
Market value$2.1K
1.62%
Sole
0.00
Shared
0.00
None
21.68K
ISHARES TR
SOLEShares24.22K
TypeSH
Market value$1.9K
1.50%
Sole
0.00
Shared
0.00
None
24.22K
FIRST TR EXCHANGE-TRADED FD
SOLEShares28.49K
TypeSH
Market value$1.9K
1.47%
Sole
0.00
Shared
0.00
None
28.49K
FIRST TR EXCHANGE-TRADED FD
SOLEShares31.76K
TypeSH
Market value$1.9K
1.46%
Sole
0.00
Shared
0.00
None
31.76K
FIRST TR MORNINGSTAR DIVID L
SOLEShares56.44K
TypeSH
Market value$1.8K
1.41%
Sole
0.00
Shared
0.00
None
56.44K
COHEN & STEERS QUALITY INCOM
SOLEShares142.35K
TypeSH
Market value$1.6K
1.24%
Sole
0.00
Shared
0.00
None
142.35K
SPDR SER TR
SOLEShares61.77K
TypeSH
Market value$1.6K
1.22%
Sole
0.00
Shared
0.00
None
61.77K
ISHARES TR
SOLEShares17.87K
TypeSH
Market value$1.6K
1.21%
Sole
0.00
Shared
0.00
None
17.87K
INVESCO QQQ TR
SOLEShares5.69K
TypeSH
Market value$1.5K
1.18%
Sole
0.00
Shared
0.00
None
5.69K
WALMART INC
SOLEShares11K
TypeSH
Market value$1.4K
1.11%
Sole
0.00
Shared
0.00
None
11K
DIMENSIONAL ETF TRUST
SOLEShares61.71K
TypeSH
Market value$1.3K
1.03%
Sole
0.00
Shared
0.00
None
61.71K
WELLS FARGO CO NEW
SOLEShares32.73K
TypeSH
Market value$1.3K
1.02%
Sole
0.00
Shared
0.00
None
32.73K
FIRST TR EXCHANGE-TRADED FD
SOLEShares31.55K
TypeSH
Market value$1.2K
0.94%
Sole
0.00
Shared
0.00
None
31.55K
PUTNAM PREMIER INCOME TR
SOLEShares335.69K
TypeSH
Market value$1.2K
0.93%
Sole
0.00
Shared
0.00
None
335.69K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 83.67K | SH | $11.6K 8.97% | 0.00 | 0.00 | 83.67K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 432.44K | SH | $7.2K 5.61% | 0.00 | 0.00 | 432.44K |
FIRST TR EXCHANGE TRAD FD VISOLE | FST TR GLB FD | 148.83K | SH | $3.8K 2.93% | 0.00 | 0.00 | 148.83K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 84.73K | SH | $3.7K 2.90% | 0.00 | 0.00 | 84.73K |
ISHARES TRSOLE | CORE DIV GRWTH | 75.52K | SH | $3.4K 2.61% | 0.00 | 0.00 | 75.52K |
MANAGED PORTFOLIO SERIESSOLE | TORTOISE NRAM PI | 131.05K | SH | $3.0K 2.35% | 0.00 | 0.00 | 131.05K |
ISHARES TRSOLE | CORE S&P500 ETF | 8.18K | SH | $2.9K 2.28% | 0.00 | 0.00 | 8.18K |
MICROSOFT CORPSOLE | COM | 12.55K | SH | $2.9K 2.27% | 0.00 | 0.00 | 12.55K |
AMAZON COM INCSOLE | COM | 24.09K | SH | $2.7K 2.11% | 0.00 | 0.00 | 24.09K |
DEERE & COSOLE | COM | 6.88K | SH | $2.3K 1.78% | 0.00 | 0.00 | 6.88K |
ISHARES TRSOLE | CORE S&P MCP ETF | 9.66K | SH | $2.1K 1.64% | 0.00 | 0.00 | 9.66K |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 21.68K | SH | $2.1K 1.62% | 0.00 | 0.00 | 21.68K |
ISHARES TRSOLE | CORE S&P TTL STK | 24.22K | SH | $1.9K 1.50% | 0.00 | 0.00 | 24.22K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 28.49K | SH | $1.9K 1.47% | 0.00 | 0.00 | 28.49K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 31.76K | SH | $1.9K 1.46% | 0.00 | 0.00 | 31.76K |
FIRST TR MORNINGSTAR DIVID LSOLE | SHS | 56.44K | SH | $1.8K 1.41% | 0.00 | 0.00 | 56.44K |
COHEN & STEERS QUALITY INCOMSOLE | COM | 142.35K | SH | $1.6K 1.24% | 0.00 | 0.00 | 142.35K |
SPDR SER TRSOLE | PORTFLI TIPS ETF | 61.77K | SH | $1.6K 1.22% | 0.00 | 0.00 | 61.77K |
ISHARES TRSOLE | CORE S&P SCP ETF | 17.87K | SH | $1.6K 1.21% | 0.00 | 0.00 | 17.87K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 5.69K | SH | $1.5K 1.18% | 0.00 | 0.00 | 5.69K |
WALMART INCSOLE | COM | 11K | SH | $1.4K 1.11% | 0.00 | 0.00 | 11K |
DIMENSIONAL ETF TRUSTSOLE | INTL CORE EQT MK | 61.71K | SH | $1.3K 1.03% | 0.00 | 0.00 | 61.71K |
WELLS FARGO CO NEWSOLE | COM | 32.73K | SH | $1.3K 1.02% | 0.00 | 0.00 | 32.73K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR TA HIYL | 31.55K | SH | $1.2K 0.94% | 0.00 | 0.00 | 31.55K |
PUTNAM PREMIER INCOME TRSOLE | SH BEN INT | 335.69K | SH | $1.2K 0.93% | 0.00 | 0.00 | 335.69K |
Page 1 of 7
…