QU YU (Chief Financial Officer) exercised options at NIO INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 9/1/2026ACC: 0001104659-26-104296
-122.50K
Net shares
Net seller
$518.2K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
245K acquired · 367.50K disposed
Non-Derivative Transactions4
American depositary shares
Direct
Shares
+45K
Price / share
—
Trade value
—
% of position
14.3%
9/1/2026
315.09K→360.09K
American depositary shares
Direct
Shares
+200K
Price / share
—
Trade value
—
% of position
55.5%
9/1/2026
360.09K→560.09K
American depositary shares
Direct
Shares
−22.50K
Price / share
$4.23
Trade value
$95.18K
% of position
4.0%
9/1/2026
560.09K→537.59K
American depositary shares
Direct
Shares
−100K
Price / share
$4.23
Trade value
$423K
% of position
18.6%
9/1/2026
537.59K→437.59K
Total
Net shares
+122.50K
Net value
-$518.18K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| American depositary shares Direct | 9/1/2026 | M · Option Exercise | +45K | — | — | 14.3% | 315.09K | 360.09K |
| American depositary shares Direct | 9/1/2026 | M · Option Exercise | +200K | — | — | 55.5% | 360.09K | 560.09K |
| American depositary shares Direct | 9/1/2026 | F · Tax Withholding | −22.50K | $4.23 | $95.18K | 4.0% | 560.09K | 537.59K |
| American depositary shares Direct | 9/1/2026 | F · Tax Withholding | −100K | $4.23 | $423K | 18.6% | 537.59K | 437.59K |
| Total | +122.50K | -$518.18K | ||||||
Derivative Transactions2
Restricted share units
Direct
Converts to
Class A ordinary share
45K shares
Shares
−45K
Strike price
Held after
0.00
Exercisable
—
9/1/2026
Restricted share units
Direct
Converts to
Class A ordinary share
200K shares
Shares
−200K
Strike price
Held after
600K
Exercisable
—
9/1/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted share units Direct | Class A ordinary share45K shares | 9/1/2026 | M · Option Exercise | −45K | — | 0.00 | |
| Restricted share units Direct | Class A ordinary share200K shares | 9/1/2026 | M · Option Exercise | −200K | — | 600K |