QIN LIHONG (President) exercised options at NIO INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/1/2026ACC: 0001104659-26-104303
-150K
Net shares
Net seller
$634.5K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
300K acquired · 450K disposed
Non-Derivative Transactions2
American depositary shares
Direct
Shares
+300K
Price / share
—
Trade value
—
% of position
93.8%
9/1/2026
319.66K→619.66K
American depositary shares
Direct
Shares
−150K
Price / share
$4.23
Trade value
$634.50K
% of position
24.2%
9/1/2026
619.66K→469.66K
Total
Net shares
+150K
Net value
-$634.50K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| American depositary shares Direct | 9/1/2026 | M · Option Exercise | +300K | — | — | 93.8% | 319.66K | 619.66K |
| American depositary shares Direct | 9/1/2026 | F · Tax Withholding | −150K | $4.23 | $634.50K | 24.2% | 619.66K | 469.66K |
| Total | +150K | -$634.50K | ||||||
Derivative Transactions1
Restricted share units
Direct
Converts to
Class A ordinary share
300K shares
Shares
−300K
Strike price
Held after
900K
Exercisable
—
9/1/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted share units Direct | Class A ordinary share300K shares | 9/1/2026 | M · Option Exercise | −300K | — | 900K |
Non-Derivative Holdings (Post-Transaction)2
Class A ordinary shares
IndirectShares owned10.50M
Class A ordinary shares
IndirectShares owned1.00
Total
10.50M indirect10.50M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A ordinary shares | 10.50M | Indirect |
| Class A ordinary shares | 1.00 | Indirect |
| Total | 10.50M | 10.50M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported