PURETECH HEALTH PLC enters GELESIS HOLDINGS, INC. with 16.73M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 1/21/2022ACC: 0000899243-22-002890
10% Owner
Since Jan 2022
16.73M
Baseline shares
0.00
Direct ownership
0 positions
4.90M
Derivative underlying
4 instruments
1
Security positions
16.73M indirect
Non-Derivative Holdings1
Common Stock
IndirectShares owned16.73M
Total
16.73M indirect16.73M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 16.73M | Indirect |
| Total | 16.73M | 16.73M indirect |
Derivative Holdings4
Stock Option (Right to Buy)
IndirectUnderlying security
Common Stock
Underlying shares
77.76K
Shares owned
N/A
Exercise price
4.05
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
IndirectUnderlying security
Common Stock
Underlying shares
77.76K
Shares owned
N/A
Exercise price
4.05
Expiration
—
Exercise window
—
Earnout Shares
IndirectUnderlying security
Common Stock
Underlying shares
4.53M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Stock Warrant
IndirectUnderlying security
Common Stock
Underlying shares
216.21K
Shares owned
N/A
Exercise price
0.02
Expiration
—
Exercise window
—
Total
Underlying
4.90M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Indirect | Common Stock | 4.05 | — | — | 77.76K | N/A |
| Stock Option (Right to Buy) Indirect | Common Stock | 4.05 | — | — | 77.76K | N/A |
| Earnout Shares Indirect | Common Stock | — | — | 4.53M | N/A | |
| Stock Warrant Indirect | Common Stock | 0.02 | — | — | 216.21K | N/A |
| Total | 4.90M | 0.00 | ||||