Filed: 2/16/2021ACC: 0001225208-21-002527
+67.00
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
67.00 acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2
Deferred Stock
Direct
Converts to
Eaton Vance Corp. Non-voting Common Stock
50.00 shares
Shares
+50.00
Strike price
0.0000
Held after
9.37K
Exercisable
—
2/12/2021
Phantom Stock
Direct
Converts to
Eaton Vance Corp. Non-voting Common Stock
17.00 shares
Shares
+17.00
Strike price
0.0000
Held after
3.25K
Exercisable
—
2/12/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Deferred Stock Direct | Eaton Vance Corp. Non-voting Common Stock50.00 shares | 2/12/2021 | A · Award | +50.00 | 0.0000 | — | 9.37K |
| Phantom Stock Direct | Eaton Vance Corp. Non-voting Common Stock17.00 shares | 2/12/2021 | A · Award | +17.00 | 0.0000 | — | 3.25K |
Non-Derivative Holdings (Post-Transaction)1
Eaton Vance Corp. Non-voting Common Stock
DirectShares owned23.98K
Total
23.98K direct23.98K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Eaton Vance Corp. Non-voting Common Stock | 23.98K | Direct |
| Total | 23.98K | 23.98K direct |
Derivative Holdings (Post-Transaction)3
Option (right to buy)
DirectUnderlying security
Eaton Vance Corp. Non-voting Common Stock
Underlying shares
5.68K
Shares owned
5.68K
Exercise price
28.2270
Expiration
—
Exercise window
—
Option (right to buy)
DirectUnderlying security
Eaton Vance Corp. Non-voting Common Stock
Underlying shares
7.45K
Shares owned
7.45K
Exercise price
36.7600
Expiration
—
Exercise window
—
Option (right to buy)
DirectUnderlying security
Eaton Vance Corp. Non-voting Common Stock
Underlying shares
5.74K
Shares owned
5.74K
Exercise price
36.7100
Expiration
—
Exercise window
—
Total
Underlying
18.87K
Owned
18.87K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Option (right to buy) Direct | Eaton Vance Corp. Non-voting Common Stock | 28.2270 | — | — | 5.68K | 5.68K |
| Option (right to buy) Direct | Eaton Vance Corp. Non-voting Common Stock | 36.7600 | — | — | 7.45K | 7.45K |
| Option (right to buy) Direct | Eaton Vance Corp. Non-voting Common Stock | 36.7100 | — | — | 5.74K | 5.74K |
| Total | 18.87K | 18.87K | ||||