PUCHIR JAY M. enters RISKON INTERNATIONAL, INC. with 2.76M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 8/17/2020ACC: 0001213900-20-022536
Officer· PAO of parent/CEO of sub
Since Mar 2020
2.76M
Baseline shares
0.00
Direct ownership
1 position
450K
Derivative underlying
2 instruments
3
Security positions
2.76M indirect
Non-Derivative Holdings3
Common Stock
DirectShares owned0.00
Common Stock
IndirectShares owned2.74M
Common Stock
IndirectShares owned24.33K
Total
2.76M indirect2.76M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 0.00 | Direct |
| Common Stock | 2.74M | Indirect |
| Common Stock | 24.33K | Indirect |
| Total | 2.76M | 2.76M indirect |
Derivative Holdings2
Stock Options (Right to Buy)
IndirectUnderlying security
Common Stock
Underlying shares
200K
Shares owned
N/A
Exercise price
0.63
Expiration
—
Exercise window
—
Stock Options (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
250K
Shares owned
N/A
Exercise price
0.52
Expiration
—
Exercise window
—
Total
Underlying
450K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) Indirect | Common Stock | 0.63 | — | — | 200K | N/A |
| Stock Options (Right to Buy) Direct | Common Stock | 0.52 | — | — | 250K | N/A |
| Total | 450K | 0.00 | ||||