PRUITT MICHAEL D (CEO, Chairman) reported 1 transaction at SONNET BIOTHERAPEUTICS HOLDINGS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 6/20/2019ACC: 0001493152-19-009475
DirectorOfficer· CEO, Chairman
Since Aug 2018
0.00
Net shares
Net seller
$9.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
9K acquired · 9K disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+9K
Price / share
$1.00
Trade value
$9K
% of position
54.7%
6/19/2019
16.46K→25.46K
Total
Net shares
+9K
Net value
$9K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 6/19/2019 | X · X | +9K | $1.00 | $9K | 54.7% | 16.46K | 25.46K |
| Total | +9K | $9K | ||||||
Derivative Transactions1
Subscription Rights (right to buy)
Indirect
Converts to
Common Stock
9K shares
Shares
−9K
Strike price
1
Held after
40.39K
Exercisable
—
6/19/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) Indirect | Common Stock9K shares | 6/19/2019 | X · X | −9K | 1 | — | 40.39K |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
DirectShares owned17.26K
Common Stock
IndirectShares owned3.25K
Series 1 Preferred Stock
IndirectShares owned330.00
Total
17.26K direct·3.58K indirect20.84K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 17.26K | Direct |
| Common Stock | 3.25K | Indirect |
| Series 1 Preferred Stock | 330.00 | Indirect |
| Total | 20.84K | 17.26K direct·3.58K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported