PRUDENTIAL FINANCIAL INC reported 2 transactions at CLEARBRIDGE MLP & MIDSTREAM FUND INC.
Review the transaction codes below to understand the nature of each event.
Filed: 9/11/2024ACC: 0001137774-24-000183
10% Owner
Since Nov 2022
-285.88K
Net shares
Net seller
$26.00M
Total sold
0
Open market trades
0B · 0S
2
Total transactions
285.88K disposed
Non-Derivative Transactions2
Series I Mandatory Redeemable Preferred Stock (CEM)
Indirect
Shares
−160.00
Price / share
$100K
Trade value
$16M
% of position
New position
9/9/2024
160.00→0.00
Series M Mandatory Redeemable Preferred Stock (CEM)
Indirect
Shares
−285.71K
Price / share
$35.00
Trade value
$10M
% of position
New position
9/9/2024
285.71K→0.00
Total
Net shares
−285.88K
Net value
-$26M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Series I Mandatory Redeemable Preferred Stock (CEM) Indirect | 9/9/2024 | J · J | −160.00 | $100K | $16M | New position | 160.00 | 0.00 |
| Series M Mandatory Redeemable Preferred Stock (CEM) Indirect | 9/9/2024 | J · J | −285.71K | $35.00 | $10M | New position | 285.71K | 0.00 |
| Total | −285.88K | -$26M | ||||||
Derivative Transactions0
No derivative transactions reported