PROSPERITY FINANCIAL GROUP, INC.

Filed: 2/14/2024ACC: 0001172661-24-001083

📋 What this filing means

PROSPERITY FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 132 equity positions with a total reported market value of $144.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

132

Positions

$144.08M

Total AUM (reported)

2.77M

Total Shares

Allocation by class

COM$44.35M30.8%

FOCUSED LAR CAP$8.82M6.1%

FIRST TR ENH NEW$7.59M5.3%

CBOE VEST RISING$6.88M4.8%

BLOOMBERG HIGH Y$5.25M3.6%

RBTCS ARTFL INTE$4.44M3.1%

EQUITY PREMIUM$3.90M2.7%

Portfolio Concentration

Top 3$27.65M19.2%

4–10$33.68M23.4%

11–25$31.24M21.7%

Rest$51.52M35.8%

Top 3 weight

19.2%

Top 10 weight

42.6%

Voting Authority Distribution

Total shares with voting rights: 2.77M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.77M

% of voting shares100.0%

Investment Discretion (by position count)

Sole132

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings132

Rows:

APPLE INC

SOLE

COM

Shares58.36K

TypeSH

Market value$11.24M

7.80%

Sole

0.00

Shared

0.00

None

58.36K

PUTNAM ETF TRUST

SOLE

FOCUSED LAR CAP

Shares279.67K

TypeSH

Market value$8.82M

6.12%

Sole

0.00

Shared

0.00

None

279.67K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares127.27K

TypeSH

Market value$7.59M

5.27%

Sole

0.00

Shared

0.00

None

127.27K

FIRST TR EXCHANGE-TRADED FD

SOLE

CBOE VEST RISING

Shares298K

TypeSH

Market value$6.88M

4.77%

Sole

0.00

Shared

0.00

None

298K

MICROSOFT CORP

SOLE

COM

Shares16.66K

TypeSH

Market value$6.26M

4.35%

Sole

0.00

Shared

0.00

None

16.66K

SPDR SER TR

SOLE

BLOOMBERG HIGH Y

Shares55.37K

TypeSH

Market value$5.25M

3.64%

Sole

0.00

Shared

0.00

None

55.37K

GLOBAL X FDS

SOLE

RBTCS ARTFL INTE

Shares155.83K

TypeSH

Market value$4.44M

3.08%

Sole

0.00

Shared

0.00

None

155.83K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares70.91K

TypeSH

Market value$3.90M

2.71%

Sole

0.00

Shared

0.00

None

70.91K

FIRST TR EXCHANGE-TRADED FD

SOLE

FT CBOE VEST S&P

Shares68.50K

TypeSH

Market value$3.54M

2.46%

Sole

0.00

Shared

0.00

None

68.50K

PROSHARES TR

SOLE

S&P 500 DV ARIST

Shares35.84K

TypeSH

Market value$3.41M

2.37%

Sole

0.00

Shared

0.00

None

35.84K

J P MORGAN EXCHANGE TRADED F

SOLE

NASDAQ EQT PREM

Shares66.82K

TypeSH

Market value$3.34M

2.32%

Sole

0.00

Shared

0.00

None

66.82K

FIRST TR EXCHANGE TRADED FD

SOLE

CLOUD COMPUTING

Shares36.12K

TypeSH

Market value$3.17M

2.20%

Sole

0.00

Shared

0.00

None

36.12K

FIRST TR EXCHNG TRADED FD VI

SOLE

CBOE VEST US EQT

Shares82.27K

TypeSH

Market value$2.62M

1.82%

Sole

0.00

Shared

0.00

None

82.27K

FIRST TR EXCHNG TRADED FD VI

SOLE

CBOE VEST NAS100

Shares105.63K

TypeSH

Market value$2.54M

1.77%

Sole

0.00

Shared

0.00

None

105.63K

GLOBAL X FDS

SOLE

INTERNET OF THNG

Shares64.70K

TypeSH

Market value$2.28M

1.59%

Sole

0.00

Shared

0.00

None

64.70K

AMAZON COM INC

SOLE

COM

Shares14.44K

TypeSH

Market value$2.19M

1.52%

Sole

0.00

Shared

0.00

None

14.44K

ALPHABET INC

SOLE

CAP STK CL A

Shares15.29K

TypeSH

Market value$2.14M

1.48%

Sole

0.00

Shared

0.00

None

15.29K

COSTCO WHSL CORP NEW

SOLE

COM

Shares2.87K

TypeSH

Market value$1.89M

1.31%

Sole

0.00

Shared

0.00

None

2.87K

NVIDIA CORPORATION

SOLE

COM

Shares3.73K

TypeSH

Market value$1.85M

1.28%

Sole

0.00

Shared

0.00

None

3.73K

CAPITAL GROUP CORE EQUITY ET

SOLE

SHS CREATION UNI

Shares62.85K

TypeSH

Market value$1.78M

1.23%

Sole

0.00

Shared

0.00

None

62.85K

AMERICAN CENTY ETF TR

SOLE

SUSTAINABLE GRWT

Shares36.53K

TypeSH

Market value$1.67M

1.16%

Sole

0.00

Shared

0.00

None

36.53K

FIRST TR EXCHANGE TRADED FD

SOLE

NASDAQ CYB ETF

Shares28.24K

TypeSH

Market value$1.52M

1.06%

Sole

0.00

Shared

0.00

None

28.24K

ISHARES TR

SOLE

ISHARES SEMICDTR

Shares2.50K

TypeSH

Market value$1.44M

1.00%

Sole

0.00

Shared

0.00

None

2.50K

FIRST TR EXCHANGE-TRADED FD

SOLE

NASD TECH DIV

Shares21.99K

TypeSH

Market value$1.41M

0.98%

Sole

0.00

Shared

0.00

None

21.99K

HOME DEPOT INC

SOLE

COM

Shares4.04K

TypeSH

Market value$1.40M

0.97%

Sole

0.00

Shared

0.00

None

4.04K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	58.36K	SH	$11.24M 7.80%	58.36K
PUTNAM ETF TRUSTSOLE	FOCUSED LAR CAP	279.67K	SH	$8.82M 6.12%	279.67K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	127.27K	SH	$7.59M 5.27%	127.27K
FIRST TR EXCHANGE-TRADED FDSOLE	CBOE VEST RISING	298K	SH	$6.88M 4.77%	298K
MICROSOFT CORPSOLE	COM	16.66K	SH	$6.26M 4.35%	16.66K
SPDR SER TRSOLE	BLOOMBERG HIGH Y	55.37K	SH	$5.25M 3.64%	55.37K
GLOBAL X FDSSOLE	RBTCS ARTFL INTE	155.83K	SH	$4.44M 3.08%	155.83K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	70.91K	SH	$3.90M 2.71%	70.91K
FIRST TR EXCHANGE-TRADED FDSOLE	FT CBOE VEST S&P	68.50K	SH	$3.54M 2.46%	68.50K
PROSHARES TRSOLE	S&P 500 DV ARIST	35.84K	SH	$3.41M 2.37%	35.84K
J P MORGAN EXCHANGE TRADED FSOLE	NASDAQ EQT PREM	66.82K	SH	$3.34M 2.32%	66.82K
FIRST TR EXCHANGE TRADED FDSOLE	CLOUD COMPUTING	36.12K	SH	$3.17M 2.20%	36.12K
FIRST TR EXCHNG TRADED FD VISOLE	CBOE VEST US EQT	82.27K	SH	$2.62M 1.82%	82.27K
FIRST TR EXCHNG TRADED FD VISOLE	CBOE VEST NAS100	105.63K	SH	$2.54M 1.77%	105.63K
GLOBAL X FDSSOLE	INTERNET OF THNG	64.70K	SH	$2.28M 1.59%	64.70K
AMAZON COM INCSOLE	COM	14.44K	SH	$2.19M 1.52%	14.44K
ALPHABET INCSOLE	CAP STK CL A	15.29K	SH	$2.14M 1.48%	15.29K
COSTCO WHSL CORP NEWSOLE	COM	2.87K	SH	$1.89M 1.31%	2.87K
NVIDIA CORPORATIONSOLE	COM	3.73K	SH	$1.85M 1.28%	3.73K
CAPITAL GROUP CORE EQUITY ETSOLE	SHS CREATION UNI	62.85K	SH	$1.78M 1.23%	62.85K
AMERICAN CENTY ETF TRSOLE	SUSTAINABLE GRWT	36.53K	SH	$1.67M 1.16%	36.53K
FIRST TR EXCHANGE TRADED FDSOLE	NASDAQ CYB ETF	28.24K	SH	$1.52M 1.06%	28.24K
ISHARES TRSOLE	ISHARES SEMICDTR	2.50K	SH	$1.44M 1.00%	2.50K
FIRST TR EXCHANGE-TRADED FDSOLE	NASD TECH DIV	21.99K	SH	$1.41M 0.98%	21.99K
HOME DEPOT INCSOLE	COM	4.04K	SH	$1.40M 0.97%	4.04K

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