Filed: 11/7/2023ACC: 0001172661-23-003646
📋 What this filing means
PROSPERITY FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 116 equity positions with a total reported market value of $121.06M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
116
Positions
$121.06M
Total AUM (reported)
2.67M
Total Shares
Allocation by class
COM$37.77M31.2%
FOCUSED LAR CAP$8.34M6.9%
FIRST TR ENH NEW$7.55M6.2%
CBOE VEST RISING$6.51M5.4%
EQUITY PREMIUM$3.92M3.2%
RBTCS ARTFL INTE$3.79M3.1%
FT CBOE VEST S&P$3.71M3.1%
Portfolio Concentration
Top 3$25.57M21.1%
4–10$29.41M24.3%
11–25$25.92M21.4%
Rest$40.17M33.2%
Top 3 weight
21.1%
Top 10 weight
45.4%
Voting Authority Distribution
Total shares with voting rights: 2.67M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.67M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole116
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings116
Rows:
APPLE INC
SOLEShares56.61K
TypeSH
Market value$9.69M
8.01%
Sole
0.00
Shared
0.00
None
56.61K
PUTNAM ETF TRUST
SOLEShares285.23K
TypeSH
Market value$8.34M
6.89%
Sole
0.00
Shared
0.00
None
285.23K
FIRST TR EXCHANGE-TRADED FD
SOLEShares126.98K
TypeSH
Market value$7.55M
6.23%
Sole
0.00
Shared
0.00
None
126.98K
FIRST TR EXCHANGE-TRADED FD
SOLEShares308.97K
TypeSH
Market value$6.51M
5.38%
Sole
0.00
Shared
0.00
None
308.97K
MICROSOFT CORP
SOLEShares16.40K
TypeSH
Market value$5.18M
4.28%
Sole
0.00
Shared
0.00
None
16.40K
J P MORGAN EXCHANGE TRADED F
SOLEShares73.14K
TypeSH
Market value$3.92M
3.24%
Sole
0.00
Shared
0.00
None
73.14K
GLOBAL X FDS
SOLEShares153.24K
TypeSH
Market value$3.79M
3.13%
Sole
0.00
Shared
0.00
None
153.24K
FIRST TR EXCHANGE-TRADED FD
SOLEShares75.23K
TypeSH
Market value$3.71M
3.07%
Sole
0.00
Shared
0.00
None
75.23K
PROSHARES TR
SOLEShares37.86K
TypeSH
Market value$3.35M
2.77%
Sole
0.00
Shared
0.00
None
37.86K
J P MORGAN EXCHANGE TRADED F
SOLEShares62.80K
TypeSH
Market value$2.95M
2.43%
Sole
0.00
Shared
0.00
None
62.80K
FIRST TR EXCHANGE TRADED FD
SOLEShares36.82K
TypeSH
Market value$2.80M
2.31%
Sole
0.00
Shared
0.00
None
36.82K
FIRST TR EXCHNG TRADED FD VI
SOLEShares77.11K
TypeSH
Market value$2.28M
1.89%
Sole
0.00
Shared
0.00
None
77.11K
FIRST TR EXCHNG TRADED FD VI
SOLEShares91.33K
TypeSH
Market value$2.00M
1.65%
Sole
0.00
Shared
0.00
None
91.33K
ALPHABET INC
SOLEShares15.01K
TypeSH
Market value$1.96M
1.62%
Sole
0.00
Shared
0.00
None
15.01K
GLOBAL X FDS
SOLEShares61.23K
TypeSH
Market value$1.88M
1.55%
Sole
0.00
Shared
0.00
None
61.23K
AMAZON COM INC
SOLEShares13.27K
TypeSH
Market value$1.69M
1.39%
Sole
0.00
Shared
0.00
None
13.27K
CAPITAL GROUP CORE EQUITY ET
SOLEShares66.01K
TypeSH
Market value$1.66M
1.37%
Sole
0.00
Shared
0.00
None
66.01K
PUTNAM ETF TRUST
SOLEShares52.04K
TypeSH
Market value$1.64M
1.36%
Sole
0.00
Shared
0.00
None
52.04K
NVIDIA CORPORATION
SOLEShares3.69K
TypeSH
Market value$1.60M
1.32%
Sole
0.00
Shared
0.00
None
3.69K
COSTCO WHSL CORP NEW
SOLEShares2.83K
TypeSH
Market value$1.60M
1.32%
Sole
0.00
Shared
0.00
None
2.83K
AMERICAN CENTY ETF TR
SOLEShares39.08K
TypeSH
Market value$1.57M
1.29%
Sole
0.00
Shared
0.00
None
39.08K
INVESCO QQQ TR
SOLEShares4.17K
TypeSH
Market value$1.50M
1.23%
Sole
0.00
Shared
0.00
None
4.17K
HOME DEPOT INC
SOLEShares4.15K
TypeSH
Market value$1.25M
1.04%
Sole
0.00
Shared
0.00
None
4.15K
ACCENTURE PLC IRELAND
SOLEShares4.06K
TypeSH
Market value$1.25M
1.03%
Sole
0.00
Shared
0.00
None
4.06K
SPDR S&P 500 ETF TR
SOLEShares2.91K
TypeSH
Market value$1.24M
1.03%
Sole
0.00
Shared
0.00
None
2.91K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 56.61K | SH | $9.69M 8.01% | 0.00 | 0.00 | 56.61K |
PUTNAM ETF TRUSTSOLE | FOCUSED LAR CAP | 285.23K | SH | $8.34M 6.89% | 0.00 | 0.00 | 285.23K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 126.98K | SH | $7.55M 6.23% | 0.00 | 0.00 | 126.98K |
FIRST TR EXCHANGE-TRADED FDSOLE | CBOE VEST RISING | 308.97K | SH | $6.51M 5.38% | 0.00 | 0.00 | 308.97K |
MICROSOFT CORPSOLE | COM | 16.40K | SH | $5.18M 4.28% | 0.00 | 0.00 | 16.40K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 73.14K | SH | $3.92M 3.24% | 0.00 | 0.00 | 73.14K |
GLOBAL X FDSSOLE | RBTCS ARTFL INTE | 153.24K | SH | $3.79M 3.13% | 0.00 | 0.00 | 153.24K |
FIRST TR EXCHANGE-TRADED FDSOLE | FT CBOE VEST S&P | 75.23K | SH | $3.71M 3.07% | 0.00 | 0.00 | 75.23K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 37.86K | SH | $3.35M 2.77% | 0.00 | 0.00 | 37.86K |
J P MORGAN EXCHANGE TRADED FSOLE | NASDAQ EQT PREM | 62.80K | SH | $2.95M 2.43% | 0.00 | 0.00 | 62.80K |
FIRST TR EXCHANGE TRADED FDSOLE | CLOUD COMPUTING | 36.82K | SH | $2.80M 2.31% | 0.00 | 0.00 | 36.82K |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US EQT | 77.11K | SH | $2.28M 1.89% | 0.00 | 0.00 | 77.11K |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST NAS100 | 91.33K | SH | $2.00M 1.65% | 0.00 | 0.00 | 91.33K |
ALPHABET INCSOLE | CAP STK CL A | 15.01K | SH | $1.96M 1.62% | 0.00 | 0.00 | 15.01K |
GLOBAL X FDSSOLE | INTERNET OF THNG | 61.23K | SH | $1.88M 1.55% | 0.00 | 0.00 | 61.23K |
AMAZON COM INCSOLE | COM | 13.27K | SH | $1.69M 1.39% | 0.00 | 0.00 | 13.27K |
CAPITAL GROUP CORE EQUITY ETSOLE | SHS CREATION UNI | 66.01K | SH | $1.66M 1.37% | 0.00 | 0.00 | 66.01K |
PUTNAM ETF TRUSTSOLE | BDC INCOME ETF | 52.04K | SH | $1.64M 1.36% | 0.00 | 0.00 | 52.04K |
NVIDIA CORPORATIONSOLE | COM | 3.69K | SH | $1.60M 1.32% | 0.00 | 0.00 | 3.69K |
COSTCO WHSL CORP NEWSOLE | COM | 2.83K | SH | $1.60M 1.32% | 0.00 | 0.00 | 2.83K |
AMERICAN CENTY ETF TRSOLE | SUSTAINABLE GRWT | 39.08K | SH | $1.57M 1.29% | 0.00 | 0.00 | 39.08K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.17K | SH | $1.50M 1.23% | 0.00 | 0.00 | 4.17K |
HOME DEPOT INCSOLE | COM | 4.15K | SH | $1.25M 1.04% | 0.00 | 0.00 | 4.15K |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 4.06K | SH | $1.25M 1.03% | 0.00 | 0.00 | 4.06K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 2.91K | SH | $1.24M 1.03% | 0.00 | 0.00 | 2.91K |
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