PROSPERITY FINANCIAL GROUP, INC.

Filed: 9/12/2023ACC: 0001172661-23-003246

📋 What this filing means

PROSPERITY FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 130 equity positions with a total reported market value of $113.59M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

130

Positions

$113.59M

Total AUM (reported)

2.61M

Total Shares

Allocation by class

COM$40.21M35.4%

FOCUSED LAR CAP$6.16M5.4%

FIRST TR ENH NEW$4.99M4.4%

S&P MDCP 400 DIV$4.41M3.9%

HLTH CARE ALPH$4.14M3.6%

ENERGY ALPHADX$2.93M2.6%

FST TR GLB FD$2.70M2.4%

Portfolio Concentration

Top 3$22.22M19.6%

4–10$23.96M21.1%

11–25$23.92M21.1%

Rest$43.49M38.3%

Top 3 weight

19.6%

Top 10 weight

40.7%

Voting Authority Distribution

Total shares with voting rights: 2.61M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.61M

% of voting shares100.0%

Investment Discretion (by position count)

Sole130

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings130

Rows:

APPLE INC

SOLE

COM

Shares55.45K

TypeSH

Market value$10.75M

9.47%

Sole

0.00

Shared

0.00

None

55.45K

PUTNAM ETF TRUST

SOLE

FOCUSED LAR CAP

Shares209.75K

TypeSH

Market value$6.16M

5.43%

Sole

0.00

Shared

0.00

None

209.75K

MICROSOFT CORP

SOLE

COM

Shares15.58K

TypeSH

Market value$5.30M

4.67%

Sole

0.00

Shared

0.00

None

15.58K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares83.99K

TypeSH

Market value$4.99M

4.39%

Sole

0.00

Shared

0.00

None

83.99K

PROSHARES TR

SOLE

S&P MDCP 400 DIV

Shares62.81K

TypeSH

Market value$4.41M

3.89%

Sole

0.00

Shared

0.00

None

62.81K

FIRST TR EXCHANGE TRADED FD

SOLE

HLTH CARE ALPH

Shares38.21K

TypeSH

Market value$4.14M

3.64%

Sole

0.00

Shared

0.00

None

38.21K

FIRST TR EXCHANGE TRADED FD

SOLE

ENERGY ALPHADX

Shares187.44K

TypeSH

Market value$2.93M

2.58%

Sole

0.00

Shared

0.00

None

187.44K

FIRST TR EXCHANGE TRAD FD VI

SOLE

FST TR GLB FD

Shares118.47K

TypeSH

Market value$2.70M

2.37%

Sole

0.00

Shared

0.00

None

118.47K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares43.34K

TypeSH

Market value$2.40M

2.11%

Sole

0.00

Shared

0.00

None

43.34K

J P MORGAN EXCHANGE TRADED F

SOLE

NASDAQ EQT PREM

Shares49.43K

TypeSH

Market value$2.39M

2.10%

Sole

0.00

Shared

0.00

None

49.43K

FIRST TR EXCHANGE-TRADED FD

SOLE

CBOE VEST RISING

Shares99.17K

TypeSH

Market value$2.18M

1.92%

Sole

0.00

Shared

0.00

None

99.17K

GLOBAL X FDS

SOLE

INTERNET OF THNG

Shares58.59K

TypeSH

Market value$2.03M

1.78%

Sole

0.00

Shared

0.00

None

58.59K

GLOBAL X FDS

SOLE

GENOMIC BIOTECH

Shares157.42K

TypeSH

Market value$1.91M

1.68%

Sole

0.00

Shared

0.00

None

157.42K

NVIDIA CORPORATION

SOLE

COM

Shares4.21K

TypeSH

Market value$1.78M

1.57%

Sole

0.00

Shared

0.00

None

4.21K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares4.01K

TypeSH

Market value$1.78M

1.56%

Sole

0.00

Shared

0.00

None

4.01K

ALPHABET INC

SOLE

CAP STK CL A

Shares14.73K

TypeSH

Market value$1.76M

1.55%

Sole

0.00

Shared

0.00

None

14.73K

GLOBAL X FDS

SOLE

US INFR DEV ETF

Shares53.86K

TypeSH

Market value$1.69M

1.49%

Sole

0.00

Shared

0.00

None

53.86K

AMAZON COM INC

SOLE

COM

Shares12.66K

TypeSH

Market value$1.65M

1.45%

Sole

0.00

Shared

0.00

None

12.66K

FIRST TR MORNINGSTAR DIVID L

SOLE

SHS

Shares43.40K

TypeSH

Market value$1.48M

1.30%

Sole

0.00

Shared

0.00

None

43.40K

FIRST TR EXCHANGE-TRADED FD

SOLE

FT CBOE VEST S&P

Shares27.66K

TypeSH

Market value$1.46M

1.29%

Sole

0.00

Shared

0.00

None

27.66K

ACCENTURE PLC IRELAND

SOLE

SHS CLASS A

Shares4.21K

TypeSH

Market value$1.30M

1.14%

Sole

0.00

Shared

0.00

None

4.21K

FIRST TR EXCHANGE-TRADED FD

SOLE

NO AMER ENERGY

Shares46.76K

TypeSH

Market value$1.26M

1.11%

Sole

0.00

Shared

0.00

None

46.76K

HOME DEPOT INC

SOLE

COM

Shares4.04K

TypeSH

Market value$1.26M

1.11%

Sole

0.00

Shared

0.00

None

4.04K

PROSHARES TR

SOLE

S&P 500 DV ARIST

Shares12.74K

TypeSH

Market value$1.20M

1.06%

Sole

0.00

Shared

0.00

None

12.74K

HARTFORD FDS EXCHANGE TRADED

SOLE

SHRT DURTN ETF

Shares31.15K

TypeSH

Market value$1.18M

1.04%

Sole

0.00

Shared

0.00

None

31.15K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	55.45K	SH	$10.75M 9.47%	55.45K
PUTNAM ETF TRUSTSOLE	FOCUSED LAR CAP	209.75K	SH	$6.16M 5.43%	209.75K
MICROSOFT CORPSOLE	COM	15.58K	SH	$5.30M 4.67%	15.58K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	83.99K	SH	$4.99M 4.39%	83.99K
PROSHARES TRSOLE	S&P MDCP 400 DIV	62.81K	SH	$4.41M 3.89%	62.81K
FIRST TR EXCHANGE TRADED FDSOLE	HLTH CARE ALPH	38.21K	SH	$4.14M 3.64%	38.21K
FIRST TR EXCHANGE TRADED FDSOLE	ENERGY ALPHADX	187.44K	SH	$2.93M 2.58%	187.44K
FIRST TR EXCHANGE TRAD FD VISOLE	FST TR GLB FD	118.47K	SH	$2.70M 2.37%	118.47K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	43.34K	SH	$2.40M 2.11%	43.34K
J P MORGAN EXCHANGE TRADED FSOLE	NASDAQ EQT PREM	49.43K	SH	$2.39M 2.10%	49.43K
FIRST TR EXCHANGE-TRADED FDSOLE	CBOE VEST RISING	99.17K	SH	$2.18M 1.92%	99.17K
GLOBAL X FDSSOLE	INTERNET OF THNG	58.59K	SH	$2.03M 1.78%	58.59K
GLOBAL X FDSSOLE	GENOMIC BIOTECH	157.42K	SH	$1.91M 1.68%	157.42K
NVIDIA CORPORATIONSOLE	COM	4.21K	SH	$1.78M 1.57%	4.21K
SPDR S&P 500 ETF TRSOLE	TR UNIT	4.01K	SH	$1.78M 1.56%	4.01K
ALPHABET INCSOLE	CAP STK CL A	14.73K	SH	$1.76M 1.55%	14.73K
GLOBAL X FDSSOLE	US INFR DEV ETF	53.86K	SH	$1.69M 1.49%	53.86K
AMAZON COM INCSOLE	COM	12.66K	SH	$1.65M 1.45%	12.66K
FIRST TR MORNINGSTAR DIVID LSOLE	SHS	43.40K	SH	$1.48M 1.30%	43.40K
FIRST TR EXCHANGE-TRADED FDSOLE	FT CBOE VEST S&P	27.66K	SH	$1.46M 1.29%	27.66K
ACCENTURE PLC IRELANDSOLE	SHS CLASS A	4.21K	SH	$1.30M 1.14%	4.21K
FIRST TR EXCHANGE-TRADED FDSOLE	NO AMER ENERGY	46.76K	SH	$1.26M 1.11%	46.76K
HOME DEPOT INCSOLE	COM	4.04K	SH	$1.26M 1.11%	4.04K
PROSHARES TRSOLE	S&P 500 DV ARIST	12.74K	SH	$1.20M 1.06%	12.74K
HARTFORD FDS EXCHANGE TRADEDSOLE	SHRT DURTN ETF	31.15K	SH	$1.18M 1.04%	31.15K

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