PROSPERITY FINANCIAL GROUP, INC.

Filed: 9/12/2023ACC: 0001172661-23-003245

📋 What this filing means

PROSPERITY FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 102 equity positions with a total reported market value of $98.83M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

102

Positions

$98.83M

Total AUM (reported)

2.24M

Total Shares

Allocation by class

COM$31.41M31.8%

FST TR GLB FD$6.46M6.5%

FOCUSED LAR CAP$5.84M5.9%

FIRST TR ENH NEW$4.72M4.8%

S&P MDCP 400 DIV$4.45M4.5%

HLTH CARE ALPH$4.12M4.2%

ENERGY ALPHADX$2.91M2.9%

Portfolio Concentration

Top 3$20.35M20.6%

4–10$25.00M25.3%

11–25$20.46M20.7%

Rest$33.02M33.4%

Top 3 weight

20.6%

Top 10 weight

45.9%

Voting Authority Distribution

Total shares with voting rights: 2.24M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.24M

% of voting shares100.0%

Investment Discretion (by position count)

Sole102

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings102

Rows:

APPLE INC

SOLE

COM

Shares48.75K

TypeSH

Market value$8.04M

8.13%

Sole

0.00

Shared

0.00

None

48.75K

FIRST TR EXCHANGE TRAD FD VI

SOLE

FST TR GLB FD

Shares275.18K

TypeSH

Market value$6.46M

6.54%

Sole

0.00

Shared

0.00

None

275.18K

PUTNAM ETF TRUST

SOLE

FOCUSED LAR CAP

Shares210.48K

TypeSH

Market value$5.84M

5.91%

Sole

0.00

Shared

0.00

None

210.48K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares79.31K

TypeSH

Market value$4.72M

4.78%

Sole

0.00

Shared

0.00

None

79.31K

PROSHARES TR

SOLE

S&P MDCP 400 DIV

Shares62.95K

TypeSH

Market value$4.45M

4.51%

Sole

0.00

Shared

0.00

None

62.95K

MICROSOFT CORP

SOLE

COM

Shares14.81K

TypeSH

Market value$4.27M

4.32%

Sole

0.00

Shared

0.00

None

14.81K

FIRST TR EXCHANGE TRADED FD

SOLE

HLTH CARE ALPH

Shares38.32K

TypeSH

Market value$4.12M

4.17%

Sole

0.00

Shared

0.00

None

38.32K

FIRST TR EXCHANGE TRADED FD

SOLE

ENERGY ALPHADX

Shares187.53K

TypeSH

Market value$2.91M

2.94%

Sole

0.00

Shared

0.00

None

187.53K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares42.29K

TypeSH

Market value$2.31M

2.34%

Sole

0.00

Shared

0.00

None

42.29K

J P MORGAN EXCHANGE TRADED F

SOLE

NASDAQ EQT PREM

Shares49.27K

TypeSH

Market value$2.22M

2.25%

Sole

0.00

Shared

0.00

None

49.27K

GLOBAL X FDS

SOLE

GENOMIC BIOTECH

Shares157.20K

TypeSH

Market value$1.94M

1.96%

Sole

0.00

Shared

0.00

None

157.20K

GLOBAL X FDS

SOLE

LITHIUM BTRY ETF

Shares27.79K

TypeSH

Market value$1.77M

1.79%

Sole

0.00

Shared

0.00

None

27.79K

ALPHABET INC

SOLE

CAP STK CL A

Shares16.04K

TypeSH

Market value$1.66M

1.68%

Sole

0.00

Shared

0.00

None

16.04K

FIRST TR MORNINGSTAR DIVID L

SOLE

SHS

Shares44.72K

TypeSH

Market value$1.59M

1.61%

Sole

0.00

Shared

0.00

None

44.72K

GLOBAL X FDS

SOLE

US INFR DEV ETF

Shares53.44K

TypeSH

Market value$1.51M

1.53%

Sole

0.00

Shared

0.00

None

53.44K

FIRST TR EXCHANGE-TRADED FD

SOLE

FT CBOE VEST S&P

Shares27.52K

TypeSH

Market value$1.42M

1.43%

Sole

0.00

Shared

0.00

None

27.52K

ACCENTURE PLC IRELAND

SOLE

SHS CLASS A

Shares4.63K

TypeSH

Market value$1.32M

1.34%

Sole

0.00

Shared

0.00

None

4.63K

HOME DEPOT INC

SOLE

COM

Shares4.32K

TypeSH

Market value$1.27M

1.29%

Sole

0.00

Shared

0.00

None

4.32K

FIRST TR EXCHANGE-TRADED FD

SOLE

NO AMER ENERGY

Shares46.79K

TypeSH

Market value$1.25M

1.26%

Sole

0.00

Shared

0.00

None

46.79K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares2.92K

TypeSH

Market value$1.19M

1.21%

Sole

0.00

Shared

0.00

None

2.92K

HARTFORD FDS EXCHANGE TRADED

SOLE

SHRT DURTN ETF

Shares31.28K

TypeSH

Market value$1.19M

1.21%

Sole

0.00

Shared

0.00

None

31.28K

COSTCO WHSL CORP NEW

SOLE

COM

Shares2.21K

TypeSH

Market value$1.10M

1.11%

Sole

0.00

Shared

0.00

None

2.21K

NVIDIA CORPORATION

SOLE

COM

Shares3.94K

TypeSH

Market value$1.09M

1.11%

Sole

0.00

Shared

0.00

None

3.94K

ISHARES TR

SOLE

ISHARES SEMICDTR

Shares2.45K

TypeSH

Market value$1.09M

1.10%

Sole

0.00

Shared

0.00

None

2.45K

FIRST TR EXCHANGE TRADED FD

SOLE

NASDAQ CYB ETF

Shares24.84K

TypeSH

Market value$1.06M

1.07%

Sole

0.00

Shared

0.00

None

24.84K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	48.75K	SH	$8.04M 8.13%	48.75K
FIRST TR EXCHANGE TRAD FD VISOLE	FST TR GLB FD	275.18K	SH	$6.46M 6.54%	275.18K
PUTNAM ETF TRUSTSOLE	FOCUSED LAR CAP	210.48K	SH	$5.84M 5.91%	210.48K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	79.31K	SH	$4.72M 4.78%	79.31K
PROSHARES TRSOLE	S&P MDCP 400 DIV	62.95K	SH	$4.45M 4.51%	62.95K
MICROSOFT CORPSOLE	COM	14.81K	SH	$4.27M 4.32%	14.81K
FIRST TR EXCHANGE TRADED FDSOLE	HLTH CARE ALPH	38.32K	SH	$4.12M 4.17%	38.32K
FIRST TR EXCHANGE TRADED FDSOLE	ENERGY ALPHADX	187.53K	SH	$2.91M 2.94%	187.53K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	42.29K	SH	$2.31M 2.34%	42.29K
J P MORGAN EXCHANGE TRADED FSOLE	NASDAQ EQT PREM	49.27K	SH	$2.22M 2.25%	49.27K
GLOBAL X FDSSOLE	GENOMIC BIOTECH	157.20K	SH	$1.94M 1.96%	157.20K
GLOBAL X FDSSOLE	LITHIUM BTRY ETF	27.79K	SH	$1.77M 1.79%	27.79K
ALPHABET INCSOLE	CAP STK CL A	16.04K	SH	$1.66M 1.68%	16.04K
FIRST TR MORNINGSTAR DIVID LSOLE	SHS	44.72K	SH	$1.59M 1.61%	44.72K
GLOBAL X FDSSOLE	US INFR DEV ETF	53.44K	SH	$1.51M 1.53%	53.44K
FIRST TR EXCHANGE-TRADED FDSOLE	FT CBOE VEST S&P	27.52K	SH	$1.42M 1.43%	27.52K
ACCENTURE PLC IRELANDSOLE	SHS CLASS A	4.63K	SH	$1.32M 1.34%	4.63K
HOME DEPOT INCSOLE	COM	4.32K	SH	$1.27M 1.29%	4.32K
FIRST TR EXCHANGE-TRADED FDSOLE	NO AMER ENERGY	46.79K	SH	$1.25M 1.26%	46.79K
SPDR S&P 500 ETF TRSOLE	TR UNIT	2.92K	SH	$1.19M 1.21%	2.92K
HARTFORD FDS EXCHANGE TRADEDSOLE	SHRT DURTN ETF	31.28K	SH	$1.19M 1.21%	31.28K
COSTCO WHSL CORP NEWSOLE	COM	2.21K	SH	$1.10M 1.11%	2.21K
NVIDIA CORPORATIONSOLE	COM	3.94K	SH	$1.09M 1.11%	3.94K
ISHARES TRSOLE	ISHARES SEMICDTR	2.45K	SH	$1.09M 1.10%	2.45K
FIRST TR EXCHANGE TRADED FDSOLE	NASDAQ CYB ETF	24.84K	SH	$1.06M 1.07%	24.84K

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