PROSPERITY FINANCIAL GROUP, INC.

Filed: 9/12/2023ACC: 0001172661-23-003244

📋 What this filing means

PROSPERITY FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 88 equity positions with a total reported market value of $92.70M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$92.70M

Total AUM (reported)

2.29M

Total Shares

Allocation by class

COM$28.60M30.8%

ENERGY ALPHADX$8.65M9.3%

FST TR GLB FD$7.20M7.8%

SHS$6.35M6.9%

FOCUSED LAR CAP$5.13M5.5%

FIRST TR ENH NEW$4.45M4.8%

S&P MDCP 400 DIV$2.85M3.1%

Portfolio Concentration

Top 3$23.46M25.3%

4–10$25.97M28.0%

11–25$17.80M19.2%

Rest$25.47M27.5%

Top 3 weight

25.3%

Top 10 weight

53.3%

Voting Authority Distribution

Total shares with voting rights: 2.29M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.29M

% of voting shares100.0%

Investment Discretion (by position count)

Sole88

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings88

Rows:

FIRST TR EXCHANGE TRADED FD

SOLE

ENERGY ALPHADX

Shares505.93K

TypeSH

Market value$8.65M

9.33%

Sole

0.00

Shared

0.00

None

505.93K

APPLE INC

SOLE

COM

Shares58.60K

TypeSH

Market value$7.61M

8.21%

Sole

0.00

Shared

0.00

None

58.60K

FIRST TR EXCHANGE TRAD FD VI

SOLE

FST TR GLB FD

Shares293.93K

TypeSH

Market value$7.20M

7.77%

Sole

0.00

Shared

0.00

None

293.93K

FIRST TR MORNINGSTAR DIVID L

SOLE

SHS

Shares151.69K

TypeSH

Market value$5.55M

5.98%

Sole

0.00

Shared

0.00

None

151.69K

PUTNAM ETF TRUST

SOLE

FOCUSED LAR CAP

Shares189.67K

TypeSH

Market value$5.13M

5.53%

Sole

0.00

Shared

0.00

None

189.67K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares74.80K

TypeSH

Market value$4.45M

4.80%

Sole

0.00

Shared

0.00

None

74.80K

MICROSOFT CORP

SOLE

COM

Shares14.67K

TypeSH

Market value$3.52M

3.80%

Sole

0.00

Shared

0.00

None

14.67K

PROSHARES TR

SOLE

S&P MDCP 400 DIV

Shares39.77K

TypeSH

Market value$2.85M

3.07%

Sole

0.00

Shared

0.00

None

39.77K

GLOBAL X FDS

SOLE

US INFR DEV ETF

Shares103.42K

TypeSH

Market value$2.74M

2.96%

Sole

0.00

Shared

0.00

None

103.42K

FIRST TR EXCHANGE TRADED FD

SOLE

NASDAQ CYB ETF

Shares45.13K

TypeSH

Market value$1.75M

1.88%

Sole

0.00

Shared

0.00

None

45.13K

ALPHABET INC

SOLE

CAP STK CL A

Shares17.82K

TypeSH

Market value$1.57M

1.70%

Sole

0.00

Shared

0.00

None

17.82K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares28.45K

TypeSH

Market value$1.55M

1.67%

Sole

0.00

Shared

0.00

None

28.45K

HOME DEPOT INC

SOLE

COM

Shares4.30K

TypeSH

Market value$1.36M

1.47%

Sole

0.00

Shared

0.00

None

4.30K

HARTFORD FDS EXCHANGE TRADED

SOLE

SCHRODERS COMMOD

Shares77.78K

TypeSH

Market value$1.31M

1.41%

Sole

0.00

Shared

0.00

None

77.78K

AMAZON COM INC

SOLE

COM

Shares15.29K

TypeSH

Market value$1.28M

1.39%

Sole

0.00

Shared

0.00

None

15.29K

GLOBAL X FDS

SOLE

LITHIUM BTRY ETF

Shares21.62K

TypeSH

Market value$1.27M

1.37%

Sole

0.00

Shared

0.00

None

21.62K

ACCENTURE PLC IRELAND

SOLE

SHS CLASS A

Shares4.72K

TypeSH

Market value$1.26M

1.36%

Sole

0.00

Shared

0.00

None

4.72K

FIRST TR EXCHANGE-TRADED FD

SOLE

FT CBOE VEST S&P

Shares23.10K

TypeSH

Market value$1.18M

1.27%

Sole

0.00

Shared

0.00

None

23.10K

FIRST TR EXCHANGE-TRADED FD

SOLE

NO AMER ENERGY

Shares42.70K

TypeSH

Market value$1.14M

1.23%

Sole

0.00

Shared

0.00

None

42.70K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares2.89K

TypeSH

Market value$1.10M

1.19%

Sole

0.00

Shared

0.00

None

2.89K

FIRST TR EXCHANGE TRADED FD

SOLE

MATERIALS ALPH

Shares17.03K

TypeSH

Market value$1.03M

1.11%

Sole

0.00

Shared

0.00

None

17.03K

COSTCO WHSL CORP NEW

SOLE

COM

Shares2.18K

TypeSH

Market value$994.3K

1.07%

Sole

0.00

Shared

0.00

None

2.18K

UNITEDHEALTH GROUP INC

SOLE

COM

Shares1.79K

TypeSH

Market value$950.6K

1.03%

Sole

0.00

Shared

0.00

None

1.79K

ISHARES TR

SOLE

ISHARES SEMICDTR

Shares2.68K

TypeSH

Market value$932.2K

1.01%

Sole

0.00

Shared

0.00

None

2.68K

STRATEGY SHS

SOLE

DAY HAGAN NED

Shares28.39K

TypeSH

Market value$865.2K

0.93%

Sole

0.00

Shared

0.00

None

28.39K

Issuer	Class	Shares	Type	Value / Portfolio %	None
FIRST TR EXCHANGE TRADED FDSOLE	ENERGY ALPHADX	505.93K	SH	$8.65M 9.33%	505.93K
APPLE INCSOLE	COM	58.60K	SH	$7.61M 8.21%	58.60K
FIRST TR EXCHANGE TRAD FD VISOLE	FST TR GLB FD	293.93K	SH	$7.20M 7.77%	293.93K
FIRST TR MORNINGSTAR DIVID LSOLE	SHS	151.69K	SH	$5.55M 5.98%	151.69K
PUTNAM ETF TRUSTSOLE	FOCUSED LAR CAP	189.67K	SH	$5.13M 5.53%	189.67K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	74.80K	SH	$4.45M 4.80%	74.80K
MICROSOFT CORPSOLE	COM	14.67K	SH	$3.52M 3.80%	14.67K
PROSHARES TRSOLE	S&P MDCP 400 DIV	39.77K	SH	$2.85M 3.07%	39.77K
GLOBAL X FDSSOLE	US INFR DEV ETF	103.42K	SH	$2.74M 2.96%	103.42K
FIRST TR EXCHANGE TRADED FDSOLE	NASDAQ CYB ETF	45.13K	SH	$1.75M 1.88%	45.13K
ALPHABET INCSOLE	CAP STK CL A	17.82K	SH	$1.57M 1.70%	17.82K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	28.45K	SH	$1.55M 1.67%	28.45K
HOME DEPOT INCSOLE	COM	4.30K	SH	$1.36M 1.47%	4.30K
HARTFORD FDS EXCHANGE TRADEDSOLE	SCHRODERS COMMOD	77.78K	SH	$1.31M 1.41%	77.78K
AMAZON COM INCSOLE	COM	15.29K	SH	$1.28M 1.39%	15.29K
GLOBAL X FDSSOLE	LITHIUM BTRY ETF	21.62K	SH	$1.27M 1.37%	21.62K
ACCENTURE PLC IRELANDSOLE	SHS CLASS A	4.72K	SH	$1.26M 1.36%	4.72K
FIRST TR EXCHANGE-TRADED FDSOLE	FT CBOE VEST S&P	23.10K	SH	$1.18M 1.27%	23.10K
FIRST TR EXCHANGE-TRADED FDSOLE	NO AMER ENERGY	42.70K	SH	$1.14M 1.23%	42.70K
SPDR S&P 500 ETF TRSOLE	TR UNIT	2.89K	SH	$1.10M 1.19%	2.89K
FIRST TR EXCHANGE TRADED FDSOLE	MATERIALS ALPH	17.03K	SH	$1.03M 1.11%	17.03K
COSTCO WHSL CORP NEWSOLE	COM	2.18K	SH	$994.3K 1.07%	2.18K
UNITEDHEALTH GROUP INCSOLE	COM	1.79K	SH	$950.6K 1.03%	1.79K
ISHARES TRSOLE	ISHARES SEMICDTR	2.68K	SH	$932.2K 1.01%	2.68K
STRATEGY SHSSOLE	DAY HAGAN NED	28.39K	SH	$865.2K 0.93%	28.39K

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