Filed: 11/6/2025ACC: 0001541625-25-000005
📋 What this filing means
PROSPERA FINANCIAL SERVICES INC filed this quarterly 13F‑HR report disclosing 1352 equity positions with a total reported market value of $5.86B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1352
Positions
$5.86B
Total AUM (reported)
73.83M
Total Shares
Allocation by class
COM$2.49B42.4%
CL A$187.95M3.2%
SHS CREATION UNI$125.52M2.1%
SHS$110.25M1.9%
UNIT SER 1$83.54M1.4%
CL B NEW$78.18M1.3%
COM CL A$78.08M1.3%
Portfolio Concentration
Top 3$562.12M9.6%
4–10$552.98M9.4%
11–25$724.74M12.4%
Rest$4.02B68.6%
Top 3 weight
9.6%
Top 10 weight
19.0%
Voting Authority Distribution
Total shares with voting rights: 73.83M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
73.83M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1352
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1352
Rows:
APPLE INC
SOLEShares844.12K
TypeSH
Market value$215.00M
3.67%
Sole
0.00
Shared
0.00
None
844.12K
NVIDIA CORPORATION
SOLEShares1.13M
TypeSH
Market value$210.82M
3.60%
Sole
0.00
Shared
0.00
None
1.13M
MICROSOFT CORP
SOLEShares262.99K
TypeSH
Market value$136.31M
2.33%
Sole
0.00
Shared
0.00
None
262.99K
AMAZON COM INC
SOLEShares455.41K
TypeSH
Market value$99.99M
1.71%
Sole
0.00
Shared
0.00
None
455.41K
INVESCO QQQ TR
SOLEShares139.03K
TypeSH
Market value$83.54M
1.42%
Sole
0.00
Shared
0.00
None
139.03K
BERKSHIRE HATHAWAY INC DEL
SOLEShares155.50K
TypeSH
Market value$78.18M
1.33%
Sole
0.00
Shared
0.00
None
155.50K
JPMORGAN CHASE & CO.
SOLEShares239.51K
TypeSH
Market value$75.58M
1.29%
Sole
0.00
Shared
0.00
None
239.51K
BROADCOM INC
SOLEShares222.50K
TypeSH
Market value$73.43M
1.25%
Sole
0.00
Shared
0.00
None
222.50K
FIRST TR EXCHANGE TRADED FD
SOLEShares1.09M
TypeSH
Market value$73.40M
1.25%
Sole
0.00
Shared
0.00
None
1.09M
SPDR S&P 500 ETF TR
SOLEShares103.31K
TypeSH
Market value$68.87M
1.17%
Sole
0.00
Shared
0.00
None
103.31K
ALPHABET INC
SOLEShares248.96K
TypeSH
Market value$60.54M
1.03%
Sole
0.00
Shared
0.00
None
248.96K
ALPHABET INC
SOLEShares246.53K
TypeSH
Market value$60.05M
1.02%
Sole
0.00
Shared
0.00
None
246.53K
ISHARES TR
SOLEShares79.05K
TypeSH
Market value$52.96M
0.90%
Sole
0.00
Shared
0.00
None
79.05K
CAPITAL GROUP GROWTH ETF
SOLEShares1.19M
TypeSH
Market value$52.11M
0.89%
Sole
0.00
Shared
0.00
None
1.19M
PALANTIR TECHNOLOGIES INC
SOLEShares274.47K
TypeSH
Market value$50.07M
0.85%
Sole
0.00
Shared
0.00
None
274.47K
META PLATFORMS INC
SOLEShares68.07K
TypeSH
Market value$50.01M
0.85%
Sole
0.00
Shared
0.00
None
68.07K
ISHARES TR
SOLEShares104.37K
TypeSH
Market value$48.91M
0.83%
Sole
0.00
Shared
0.00
None
104.37K
FIRST TR EXCHANGE TRADED FD
SOLEShares787.24K
TypeSH
Market value$48.75M
0.83%
Sole
0.00
Shared
0.00
None
787.24K
EXXON MOBIL CORP
SOLEShares431.24K
TypeSH
Market value$48.63M
0.83%
Sole
0.00
Shared
0.00
None
431.24K
CAPITAL GROUP DIVIDEND VALUE
SOLEShares1.12M
TypeSH
Market value$46.87M
0.80%
Sole
0.00
Shared
0.00
None
1.12M
WALMART INC
SOLEShares438.67K
TypeSH
Market value$45.21M
0.77%
Sole
0.00
Shared
0.00
None
438.67K
SPDR GOLD TR
SOLEShares116.57K
TypeSH
Market value$41.44M
0.71%
Sole
0.00
Shared
0.00
None
116.57K
ELI LILLY & CO
SOLEShares53.11K
TypeSH
Market value$40.54M
0.69%
Sole
0.00
Shared
0.00
None
53.11K
BLACKSTONE INC
SOLEShares235.12K
TypeSH
Market value$40.17M
0.69%
Sole
0.00
Shared
0.00
None
235.12K
PROCTER AND GAMBLE CO
SOLEShares250.40K
TypeSH
Market value$38.49M
0.66%
Sole
0.00
Shared
0.00
None
250.40K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 844.12K | SH | $215.00M 3.67% | 0.00 | 0.00 | 844.12K |
NVIDIA CORPORATIONSOLE | COM | 1.13M | SH | $210.82M 3.60% | 0.00 | 0.00 | 1.13M |
MICROSOFT CORPSOLE | COM | 262.99K | SH | $136.31M 2.33% | 0.00 | 0.00 | 262.99K |
AMAZON COM INCSOLE | COM | 455.41K | SH | $99.99M 1.71% | 0.00 | 0.00 | 455.41K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 139.03K | SH | $83.54M 1.42% | 0.00 | 0.00 | 139.03K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 155.50K | SH | $78.18M 1.33% | 0.00 | 0.00 | 155.50K |
JPMORGAN CHASE & CO.SOLE | COM | 239.51K | SH | $75.58M 1.29% | 0.00 | 0.00 | 239.51K |
BROADCOM INCSOLE | COM | 222.50K | SH | $73.43M 1.25% | 0.00 | 0.00 | 222.50K |
FIRST TR EXCHANGE TRADED FDSOLE | RISNG DIVD ACHIV | 1.09M | SH | $73.40M 1.25% | 0.00 | 0.00 | 1.09M |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 103.31K | SH | $68.87M 1.17% | 0.00 | 0.00 | 103.31K |
ALPHABET INCSOLE | CAP STK CL A | 248.96K | SH | $60.54M 1.03% | 0.00 | 0.00 | 248.96K |
ALPHABET INCSOLE | CAP STK CL C | 246.53K | SH | $60.05M 1.02% | 0.00 | 0.00 | 246.53K |
ISHARES TRSOLE | CORE S&P500 ETF | 79.05K | SH | $52.96M 0.90% | 0.00 | 0.00 | 79.05K |
CAPITAL GROUP GROWTH ETFSOLE | SHS CREATION UNI | 1.19M | SH | $52.11M 0.89% | 0.00 | 0.00 | 1.19M |
PALANTIR TECHNOLOGIES INCSOLE | CL A | 274.47K | SH | $50.07M 0.85% | 0.00 | 0.00 | 274.47K |
META PLATFORMS INCSOLE | CL A | 68.07K | SH | $50.01M 0.85% | 0.00 | 0.00 | 68.07K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 104.37K | SH | $48.91M 0.83% | 0.00 | 0.00 | 104.37K |
FIRST TR EXCHANGE TRADED FDSOLE | DORSEY WRT 5 ETF | 787.24K | SH | $48.75M 0.83% | 0.00 | 0.00 | 787.24K |
EXXON MOBIL CORPSOLE | COM | 431.24K | SH | $48.63M 0.83% | 0.00 | 0.00 | 431.24K |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 1.12M | SH | $46.87M 0.80% | 0.00 | 0.00 | 1.12M |
WALMART INCSOLE | COM | 438.67K | SH | $45.21M 0.77% | 0.00 | 0.00 | 438.67K |
SPDR GOLD TRSOLE | GOLD SHS | 116.57K | SH | $41.44M 0.71% | 0.00 | 0.00 | 116.57K |
ELI LILLY & COSOLE | COM | 53.11K | SH | $40.54M 0.69% | 0.00 | 0.00 | 53.11K |
BLACKSTONE INCSOLE | COM | 235.12K | SH | $40.17M 0.69% | 0.00 | 0.00 | 235.12K |
PROCTER AND GAMBLE COSOLE | COM | 250.40K | SH | $38.49M 0.66% | 0.00 | 0.00 | 250.40K |
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