Filed: 11/7/2024ACC: 0001085146-24-005424
📋 What this filing means
PROSPERA FINANCIAL SERVICES INC filed this quarterly 13F‑HR report disclosing 1116 equity positions with a total reported market value of $3.92B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1116
Positions
$3.92B
Total AUM (reported)
52.54M
Total Shares
Allocation by class
COM$1.67B42.7%
SHS$80.35M2.1%
TR UNIT$78.72M2.0%
CL A$76.28M1.9%
UNIT SER 1$68.53M1.8%
SHS CREATION UNI$66.70M1.7%
RISNG DIVD ACHIV$52.74M1.3%
Portfolio Concentration
Top 3$387.41M9.9%
4–10$395.51M10.1%
11–25$468.77M12.0%
Rest$2.66B68.0%
Top 3 weight
9.9%
Top 10 weight
20.0%
Voting Authority Distribution
Total shares with voting rights: 52.54M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
52.54M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1116
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1116
Rows:
APPLE INC
SOLEShares717.15K
TypeSH
Market value$167.14M
4.27%
Sole
0.00
Shared
0.00
None
717.15K
NVIDIA CORPORATION
SOLEShares1.08M
TypeSH
Market value$131.16M
3.35%
Sole
0.00
Shared
0.00
None
1.08M
MICROSOFT CORP
SOLEShares206.98K
TypeSH
Market value$89.12M
2.28%
Sole
0.00
Shared
0.00
None
206.98K
SPDR S&P 500 ETF TR
SOLEShares126.24K
TypeSH
Market value$72.45M
1.85%
Sole
0.00
Shared
0.00
None
126.24K
INVESCO QQQ TR
SOLEShares140.34K
TypeSH
Market value$68.53M
1.75%
Sole
0.00
Shared
0.00
None
140.34K
AMAZON COM INC
SOLEShares328.97K
TypeSH
Market value$61.30M
1.57%
Sole
0.00
Shared
0.00
None
328.97K
FIRST TR EXCHANGE-TRADED FD
SOLEShares890.38K
TypeSH
Market value$52.74M
1.35%
Sole
0.00
Shared
0.00
None
890.38K
EXXON MOBIL CORP
SOLEShares439.79K
TypeSH
Market value$51.56M
1.32%
Sole
0.00
Shared
0.00
None
439.79K
FIRST TR EXCHANGE-TRADED FD
SOLEShares850.92K
TypeSH
Market value$49.59M
1.27%
Sole
0.00
Shared
0.00
None
850.92K
PROCTER AND GAMBLE CO
SOLEShares227.11K
TypeSH
Market value$39.35M
1.00%
Sole
0.00
Shared
0.00
None
227.11K
BROADCOM INC
SOLEShares226.19K
TypeSH
Market value$39.02M
1.00%
Sole
0.00
Shared
0.00
None
226.19K
FIRST TR VALUE LINE DIVID IN
SOLEShares839.20K
TypeSH
Market value$38.19M
0.98%
Sole
0.00
Shared
0.00
None
839.20K
CATERPILLAR INC
SOLEShares95.62K
TypeSH
Market value$37.41M
0.96%
Sole
0.00
Shared
0.00
None
95.62K
BLACKSTONE INC
SOLEShares237.64K
TypeSH
Market value$36.39M
0.93%
Sole
0.00
Shared
0.00
None
237.64K
STRATEGY SHS
SOLEShares837.96K
TypeSH
Market value$34.85M
0.89%
Sole
0.00
Shared
0.00
None
837.96K
ISHARES TR
SOLEShares58.71K
TypeSH
Market value$33.89M
0.87%
Sole
0.00
Shared
0.00
None
58.71K
JPMORGAN CHASE & CO.
SOLEShares153.40K
TypeSH
Market value$32.36M
0.83%
Sole
0.00
Shared
0.00
None
153.40K
FIRST TR EXCH TRADED FD III
SOLEShares1.62M
TypeSH
Market value$29.36M
0.75%
Sole
0.00
Shared
0.00
None
1.62M
FIRST TR EXCHNG TRADED FD VI
SOLEShares634.04K
TypeSH
Market value$28.69M
0.73%
Sole
0.00
Shared
0.00
None
634.04K
SPDR SER TR
SOLEShares538.68K
TypeSH
Market value$28.47M
0.73%
Sole
0.00
Shared
0.00
None
538.68K
ALPHABET INC
SOLEShares167.26K
TypeSH
Market value$27.75M
0.71%
Sole
0.00
Shared
0.00
None
167.26K
J P MORGAN EXCHANGE TRADED F
SOLEShares440.59K
TypeSH
Market value$26.22M
0.67%
Sole
0.00
Shared
0.00
None
440.59K
META PLATFORMS INC
SOLEShares45.69K
TypeSH
Market value$26.16M
0.67%
Sole
0.00
Shared
0.00
None
45.69K
FIRST TR EXCHANGE-TRADED FD
SOLEShares276.76K
TypeSH
Market value$25.16M
0.64%
Sole
0.00
Shared
0.00
None
276.76K
VANGUARD INDEX FDS
SOLEShares142.29K
TypeSH
Market value$24.85M
0.63%
Sole
0.00
Shared
0.00
None
142.29K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 717.15K | SH | $167.14M 4.27% | 0.00 | 0.00 | 717.15K |
NVIDIA CORPORATIONSOLE | COM | 1.08M | SH | $131.16M 3.35% | 0.00 | 0.00 | 1.08M |
MICROSOFT CORPSOLE | COM | 206.98K | SH | $89.12M 2.28% | 0.00 | 0.00 | 206.98K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 126.24K | SH | $72.45M 1.85% | 0.00 | 0.00 | 126.24K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 140.34K | SH | $68.53M 1.75% | 0.00 | 0.00 | 140.34K |
AMAZON COM INCSOLE | COM | 328.97K | SH | $61.30M 1.57% | 0.00 | 0.00 | 328.97K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 890.38K | SH | $52.74M 1.35% | 0.00 | 0.00 | 890.38K |
EXXON MOBIL CORPSOLE | COM | 439.79K | SH | $51.56M 1.32% | 0.00 | 0.00 | 439.79K |
FIRST TR EXCHANGE-TRADED FDSOLE | DORSEY WRT 5 ETF | 850.92K | SH | $49.59M 1.27% | 0.00 | 0.00 | 850.92K |
PROCTER AND GAMBLE COSOLE | COM | 227.11K | SH | $39.35M 1.00% | 0.00 | 0.00 | 227.11K |
BROADCOM INCSOLE | COM | 226.19K | SH | $39.02M 1.00% | 0.00 | 0.00 | 226.19K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 839.20K | SH | $38.19M 0.98% | 0.00 | 0.00 | 839.20K |
CATERPILLAR INCSOLE | COM | 95.62K | SH | $37.41M 0.96% | 0.00 | 0.00 | 95.62K |
BLACKSTONE INCSOLE | COM | 237.64K | SH | $36.39M 0.93% | 0.00 | 0.00 | 237.64K |
STRATEGY SHSSOLE | DAY HAGAN NED | 837.96K | SH | $34.85M 0.89% | 0.00 | 0.00 | 837.96K |
ISHARES TRSOLE | CORE S&P500 ETF | 58.71K | SH | $33.89M 0.87% | 0.00 | 0.00 | 58.71K |
JPMORGAN CHASE & CO.SOLE | COM | 153.40K | SH | $32.36M 0.83% | 0.00 | 0.00 | 153.40K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 1.62M | SH | $29.36M 0.75% | 0.00 | 0.00 | 1.62M |
FIRST TR EXCHNG TRADED FD VISOLE | TCW OPPORTUNIS | 634.04K | SH | $28.69M 0.73% | 0.00 | 0.00 | 634.04K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 538.68K | SH | $28.47M 0.73% | 0.00 | 0.00 | 538.68K |
ALPHABET INCSOLE | CAP STK CL A | 167.26K | SH | $27.75M 0.71% | 0.00 | 0.00 | 167.26K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 440.59K | SH | $26.22M 0.67% | 0.00 | 0.00 | 440.59K |
META PLATFORMS INCSOLE | CL A | 45.69K | SH | $26.16M 0.67% | 0.00 | 0.00 | 45.69K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 276.76K | SH | $25.16M 0.64% | 0.00 | 0.00 | 276.76K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 142.29K | SH | $24.85M 0.63% | 0.00 | 0.00 | 142.29K |
Page 1 of 45
…