Filed: 8/13/2024ACC: 0001085146-24-003766
📋 What this filing means
PROSPERA FINANCIAL SERVICES INC filed this quarterly 13F‑HR report disclosing 1134 equity positions with a total reported market value of $3.60B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1134
Positions
$3.60B
Total AUM (reported)
52.68M
Total Shares
Allocation by class
COM$1.48B41.1%
CL A$73.35M2.0%
SHS$73.23M2.0%
UNIT SER 1$67.43M1.9%
TR UNIT$58.95M1.6%
DORSEY WRT 5 ETF$51.92M1.4%
RISNG DIVD ACHIV$47.32M1.3%
Portfolio Concentration
Top 3$347.48M9.7%
4–10$360.22M10.0%
11–25$447.58M12.4%
Rest$2.44B67.9%
Top 3 weight
9.7%
Top 10 weight
19.7%
Voting Authority Distribution
Total shares with voting rights: 52.68M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
52.68M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1134
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1134
Rows:
APPLE INC
SOLEShares664.21K
TypeSH
Market value$139.93M
3.89%
Sole
0.00
Shared
0.00
None
664.21K
NVIDIA CORPORATION
SOLEShares1.02M
TypeSH
Market value$125.73M
3.50%
Sole
0.00
Shared
0.00
None
1.02M
MICROSOFT CORP
SOLEShares182.94K
TypeSH
Market value$81.82M
2.27%
Sole
0.00
Shared
0.00
None
182.94K
INVESCO QQQ TR
SOLEShares140.67K
TypeSH
Market value$67.43M
1.87%
Sole
0.00
Shared
0.00
None
140.67K
AMAZON COM INC
SOLEShares279.36K
TypeSH
Market value$53.99M
1.50%
Sole
0.00
Shared
0.00
None
279.36K
SPDR S&P 500 ETF TR
SOLEShares97.96K
TypeSH
Market value$53.33M
1.48%
Sole
0.00
Shared
0.00
None
97.96K
FIRST TR EXCHANGE-TRADED FD
SOLEShares906.58K
TypeSH
Market value$51.92M
1.44%
Sole
0.00
Shared
0.00
None
906.58K
EXXON MOBIL CORP
SOLEShares419.04K
TypeSH
Market value$48.25M
1.34%
Sole
0.00
Shared
0.00
None
419.04K
FIRST TR EXCHANGE-TRADED FD
SOLEShares864K
TypeSH
Market value$47.32M
1.32%
Sole
0.00
Shared
0.00
None
864K
FIRST TR EXCHANGE-TRADED FD
SOLEShares637.22K
TypeSH
Market value$37.99M
1.06%
Sole
0.00
Shared
0.00
None
637.22K
FIRST TR EXCHNG TRADED FD VI
SOLEShares856.65K
TypeSH
Market value$36.89M
1.03%
Sole
0.00
Shared
0.00
None
856.65K
PROCTER AND GAMBLE CO
SOLEShares220.22K
TypeSH
Market value$36.34M
1.01%
Sole
0.00
Shared
0.00
None
220.22K
FIRST TR VALUE LINE DIVID IN
SOLEShares833.53K
TypeSH
Market value$33.98M
0.94%
Sole
0.00
Shared
0.00
None
833.53K
STRATEGY SHS
SOLEShares853.70K
TypeSH
Market value$33.73M
0.94%
Sole
0.00
Shared
0.00
None
853.70K
BROADCOM INC
SOLEShares20.77K
TypeSH
Market value$33.38M
0.93%
Sole
0.00
Shared
0.00
None
20.77K
ISHARES TR
SOLEShares60.46K
TypeSH
Market value$33.10M
0.92%
Sole
0.00
Shared
0.00
None
60.46K
BLACKSTONE INC
SOLEShares244.82K
TypeSH
Market value$30.31M
0.84%
Sole
0.00
Shared
0.00
None
244.82K
CATERPILLAR INC
SOLEShares88.33K
TypeSH
Market value$29.43M
0.82%
Sole
0.00
Shared
0.00
None
88.33K
JPMORGAN CHASE & CO.
SOLEShares143.22K
TypeSH
Market value$28.98M
0.81%
Sole
0.00
Shared
0.00
None
143.22K
SPDR SER TR
SOLEShares347.74K
TypeSH
Market value$27.86M
0.77%
Sole
0.00
Shared
0.00
None
347.74K
FIRST TR EXCHANGE-TRADED FD
SOLEShares306.39K
TypeSH
Market value$25.78M
0.72%
Sole
0.00
Shared
0.00
None
306.39K
ALPHABET INC
SOLEShares140.24K
TypeSH
Market value$25.55M
0.71%
Sole
0.00
Shared
0.00
None
140.24K
J P MORGAN EXCHANGE TRADED F
SOLEShares432.01K
TypeSH
Market value$24.49M
0.68%
Sole
0.00
Shared
0.00
None
432.01K
FIRST TR EXCH TRADED FD III
SOLEShares1.40M
TypeSH
Market value$24.33M
0.68%
Sole
0.00
Shared
0.00
None
1.40M
VANGUARD INDEX FDS
SOLEShares146K
TypeSH
Market value$23.43M
0.65%
Sole
0.00
Shared
0.00
None
146K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 664.21K | SH | $139.93M 3.89% | 0.00 | 0.00 | 664.21K |
NVIDIA CORPORATIONSOLE | COM | 1.02M | SH | $125.73M 3.50% | 0.00 | 0.00 | 1.02M |
MICROSOFT CORPSOLE | COM | 182.94K | SH | $81.82M 2.27% | 0.00 | 0.00 | 182.94K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 140.67K | SH | $67.43M 1.87% | 0.00 | 0.00 | 140.67K |
AMAZON COM INCSOLE | COM | 279.36K | SH | $53.99M 1.50% | 0.00 | 0.00 | 279.36K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 97.96K | SH | $53.33M 1.48% | 0.00 | 0.00 | 97.96K |
FIRST TR EXCHANGE-TRADED FDSOLE | DORSEY WRT 5 ETF | 906.58K | SH | $51.92M 1.44% | 0.00 | 0.00 | 906.58K |
EXXON MOBIL CORPSOLE | COM | 419.04K | SH | $48.25M 1.34% | 0.00 | 0.00 | 419.04K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 864K | SH | $47.32M 1.32% | 0.00 | 0.00 | 864K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 637.22K | SH | $37.99M 1.06% | 0.00 | 0.00 | 637.22K |
FIRST TR EXCHNG TRADED FD VISOLE | TCW OPPORTUNIS | 856.65K | SH | $36.89M 1.03% | 0.00 | 0.00 | 856.65K |
PROCTER AND GAMBLE COSOLE | COM | 220.22K | SH | $36.34M 1.01% | 0.00 | 0.00 | 220.22K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 833.53K | SH | $33.98M 0.94% | 0.00 | 0.00 | 833.53K |
STRATEGY SHSSOLE | DAY HAGAN NED | 853.70K | SH | $33.73M 0.94% | 0.00 | 0.00 | 853.70K |
BROADCOM INCSOLE | COM | 20.77K | SH | $33.38M 0.93% | 0.00 | 0.00 | 20.77K |
ISHARES TRSOLE | CORE S&P500 ETF | 60.46K | SH | $33.10M 0.92% | 0.00 | 0.00 | 60.46K |
BLACKSTONE INCSOLE | COM | 244.82K | SH | $30.31M 0.84% | 0.00 | 0.00 | 244.82K |
CATERPILLAR INCSOLE | COM | 88.33K | SH | $29.43M 0.82% | 0.00 | 0.00 | 88.33K |
JPMORGAN CHASE & CO.SOLE | COM | 143.22K | SH | $28.98M 0.81% | 0.00 | 0.00 | 143.22K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 347.74K | SH | $27.86M 0.77% | 0.00 | 0.00 | 347.74K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 306.39K | SH | $25.78M 0.72% | 0.00 | 0.00 | 306.39K |
ALPHABET INCSOLE | CAP STK CL A | 140.24K | SH | $25.55M 0.71% | 0.00 | 0.00 | 140.24K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 432.01K | SH | $24.49M 0.68% | 0.00 | 0.00 | 432.01K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 1.40M | SH | $24.33M 0.68% | 0.00 | 0.00 | 1.40M |
VANGUARD INDEX FDSSOLE | VALUE ETF | 146K | SH | $23.43M 0.65% | 0.00 | 0.00 | 146K |
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