PROSPERA FINANCIAL SERVICES INC

Filed: 2/14/2024ACC: 0001085146-24-001392

📋 What this filing means

PROSPERA FINANCIAL SERVICES INC filed this quarterly 13F‑HR report disclosing 1051 equity positions with a total reported market value of $3.02B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1051

Positions

$3.02B

Total AUM (reported)

46.80M

Total Shares

Allocation by class

COM$1.17B38.7%

SHS$81.56M2.7%

FIRST TR ENH NEW$58.96M2.0%

UNIT SER 1$58.11M1.9%

CL A$55.19M1.8%

DORSEY WRT 5 ETF$51.86M1.7%

TR UNIT$41.62M1.4%

Portfolio Concentration

Top 3$253.70M8.4%

4–10$316.13M10.5%

11–25$384.09M12.7%

Rest$2.07B68.4%

Top 3 weight

8.4%

Top 10 weight

18.9%

Voting Authority Distribution

Total shares with voting rights: 46.80M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

46.80M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1051

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1051

Rows:

APPLE INC

SOLE

COM

Shares679.12K

TypeSH

Market value$130.75M

4.33%

Sole

0.00

Shared

0.00

None

679.12K

MICROSOFT CORP

SOLE

COM

Shares170.16K

TypeSH

Market value$63.99M

2.12%

Sole

0.00

Shared

0.00

None

170.16K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares988.29K

TypeSH

Market value$58.96M

1.95%

Sole

0.00

Shared

0.00

None

988.29K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares141.90K

TypeSH

Market value$58.11M

1.92%

Sole

0.00

Shared

0.00

None

141.90K

FIRST TR EXCHANGE-TRADED FD

SOLE

DORSEY WRT 5 ETF

Shares1.01M

TypeSH

Market value$51.86M

1.72%

Sole

0.00

Shared

0.00

None

1.01M

NVIDIA CORPORATION

SOLE

COM

Shares102.69K

TypeSH

Market value$50.86M

1.68%

Sole

0.00

Shared

0.00

None

102.69K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares784.15K

TypeSH

Market value$40.52M

1.34%

Sole

0.00

Shared

0.00

None

784.15K

EXXON MOBIL CORP

SOLE

COM

Shares393.42K

TypeSH

Market value$39.33M

1.30%

Sole

0.00

Shared

0.00

None

393.42K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares931.32K

TypeSH

Market value$37.77M

1.25%

Sole

0.00

Shared

0.00

None

931.32K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares79.27K

TypeSH

Market value$37.68M

1.25%

Sole

0.00

Shared

0.00

None

79.27K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares74.13K

TypeSH

Market value$35.41M

1.17%

Sole

0.00

Shared

0.00

None

74.13K

AMAZON COM INC

SOLE

COM

Shares209.58K

TypeSH

Market value$31.84M

1.05%

Sole

0.00

Shared

0.00

None

209.58K

PROCTER AND GAMBLE CO

SOLE

COM

Shares211.41K

TypeSH

Market value$30.98M

1.03%

Sole

0.00

Shared

0.00

None

211.41K

BLACKSTONE INC

SOLE

COM

Shares236.37K

TypeSH

Market value$30.95M

1.02%

Sole

0.00

Shared

0.00

None

236.37K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares200.05K

TypeSH

Market value$29.91M

0.99%

Sole

0.00

Shared

0.00

None

200.05K

STRATEGY SHS

SOLE

DAY HAGAN NED

Shares809.92K

TypeSH

Market value$28.86M

0.96%

Sole

0.00

Shared

0.00

None

809.92K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares300.25K

TypeSH

Market value$24.03M

0.80%

Sole

0.00

Shared

0.00

None

300.25K

JPMORGAN CHASE & CO

SOLE

COM

Shares136.03K

TypeSH

Market value$23.14M

0.77%

Sole

0.00

Shared

0.00

None

136.03K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares355.36K

TypeSH

Market value$23.12M

0.77%

Sole

0.00

Shared

0.00

None

355.36K

SPDR GOLD TR

SOLE

GOLD SHS

Shares111.52K

TypeSH

Market value$21.32M

0.71%

Sole

0.00

Shared

0.00

None

111.52K

INVESCO EXCHANGE TRADED FD T

SOLE

DORSEY WRIGHT MO

Shares249.12K

TypeSH

Market value$21.30M

0.71%

Sole

0.00

Shared

0.00

None

249.12K

BROADCOM INC

SOLE

COM

Shares18.97K

TypeSH

Market value$21.18M

0.70%

Sole

0.00

Shared

0.00

None

18.97K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares382.03K

TypeSH

Market value$21.00M

0.70%

Sole

0.00

Shared

0.00

None

382.03K

FIRST TR EXCHNG TRADED FD VI

SOLE

CBOE VEST US EQ

Shares778.14K

TypeSH

Market value$20.68M

0.68%

Sole

0.00

Shared

0.00

None

778.14K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares65.56K

TypeSH

Market value$20.38M

0.67%

Sole

0.00

Shared

0.00

None

65.56K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	679.12K	SH	$130.75M 4.33%	679.12K
MICROSOFT CORPSOLE	COM	170.16K	SH	$63.99M 2.12%	170.16K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	988.29K	SH	$58.96M 1.95%	988.29K
INVESCO QQQ TRSOLE	UNIT SER 1	141.90K	SH	$58.11M 1.92%	141.90K
FIRST TR EXCHANGE-TRADED FDSOLE	DORSEY WRT 5 ETF	1.01M	SH	$51.86M 1.72%	1.01M
NVIDIA CORPORATIONSOLE	COM	102.69K	SH	$50.86M 1.68%	102.69K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	784.15K	SH	$40.52M 1.34%	784.15K
EXXON MOBIL CORPSOLE	COM	393.42K	SH	$39.33M 1.30%	393.42K
FIRST TR VALUE LINE DIVID INSOLE	SHS	931.32K	SH	$37.77M 1.25%	931.32K
SPDR S&P 500 ETF TRSOLE	TR UNIT	79.27K	SH	$37.68M 1.25%	79.27K
ISHARES TRSOLE	CORE S&P500 ETF	74.13K	SH	$35.41M 1.17%	74.13K
AMAZON COM INCSOLE	COM	209.58K	SH	$31.84M 1.05%	209.58K
PROCTER AND GAMBLE COSOLE	COM	211.41K	SH	$30.98M 1.03%	211.41K
BLACKSTONE INCSOLE	COM	236.37K	SH	$30.95M 1.02%	236.37K
VANGUARD INDEX FDSSOLE	VALUE ETF	200.05K	SH	$29.91M 0.99%	200.05K
STRATEGY SHSSOLE	DAY HAGAN NED	809.92K	SH	$28.86M 0.96%	809.92K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	300.25K	SH	$24.03M 0.80%	300.25K
JPMORGAN CHASE & COSOLE	COM	136.03K	SH	$23.14M 0.77%	136.03K
SPDR SER TRSOLE	PRTFLO S&P500 GW	355.36K	SH	$23.12M 0.77%	355.36K
SPDR GOLD TRSOLE	GOLD SHS	111.52K	SH	$21.32M 0.71%	111.52K
INVESCO EXCHANGE TRADED FD TSOLE	DORSEY WRIGHT MO	249.12K	SH	$21.30M 0.71%	249.12K
BROADCOM INCSOLE	COM	18.97K	SH	$21.18M 0.70%	18.97K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	382.03K	SH	$21.00M 0.70%	382.03K
FIRST TR EXCHNG TRADED FD VISOLE	CBOE VEST US EQ	778.14K	SH	$20.68M 0.68%	778.14K
VANGUARD INDEX FDSSOLE	GROWTH ETF	65.56K	SH	$20.38M 0.67%	65.56K

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