PROSPERA FINANCIAL SERVICES INC

Filed: 11/13/2023ACC: 0001085146-23-004254

📋 What this filing means

PROSPERA FINANCIAL SERVICES INC filed this quarterly 13F‑HR report disclosing 1006 equity positions with a total reported market value of $2.59B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1006

Positions

$2.59B

Total AUM (reported)

44.22M

Total Shares

Allocation by class

COM$1.05B40.5%

SHS$80.44M3.1%

DORSEY WRT 5 ETF$75.03M2.9%

FIRST TR ENH NEW$47.03M1.8%

UNIT SER 1$42.99M1.7%

CL A$42.32M1.6%

RISNG DIVD ACHIV$32.92M1.3%

Portfolio Concentration

Top 3$244.46M9.5%

4–10$257.65M10.0%

11–25$330.11M12.8%

Rest$1.75B67.8%

Top 3 weight

9.5%

Top 10 weight

19.4%

Voting Authority Distribution

Total shares with voting rights: 44.22M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

44.22M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1006

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1006

Rows:

APPLE INC

SOLE

COM

Shares681.25K

TypeSH

Market value$116.66M

4.51%

Sole

0.00

Shared

0.00

None

681.25K

FIRST TR EXCHANGE-TRADED FD

SOLE

DORSEY WRT 5 ETF

Shares1.69M

TypeSH

Market value$75.03M

2.90%

Sole

0.00

Shared

0.00

None

1.69M

MICROSOFT CORP

SOLE

COM

Shares167.03K

TypeSH

Market value$52.78M

2.04%

Sole

0.00

Shared

0.00

None

167.03K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares791.30K

TypeSH

Market value$47.03M

1.82%

Sole

0.00

Shared

0.00

None

791.30K

NVIDIA CORPORATION

SOLE

COM

Shares104.23K

TypeSH

Market value$45.34M

1.75%

Sole

0.00

Shared

0.00

None

104.23K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares119.92K

TypeSH

Market value$42.99M

1.66%

Sole

0.00

Shared

0.00

None

119.92K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares943.90K

TypeSH

Market value$35.31M

1.37%

Sole

0.00

Shared

0.00

None

943.90K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares716.15K

TypeSH

Market value$32.92M

1.27%

Sole

0.00

Shared

0.00

None

716.15K

STRATEGY SHS

SOLE

DAY HAGAN NED

Shares823.86K

TypeSH

Market value$28.11M

1.09%

Sole

0.00

Shared

0.00

None

823.86K

INVESCO EXCHANGE TRADED FD T

SOLE

DORSEY WRIGHT MO

Shares337.08K

TypeSH

Market value$25.95M

1.00%

Sole

0.00

Shared

0.00

None

337.08K

EXXON MOBIL CORP

SOLE

COM

Shares217.46K

TypeSH

Market value$25.57M

0.99%

Sole

0.00

Shared

0.00

None

217.46K

BLACKSTONE INC

SOLE

COM

Shares237.59K

TypeSH

Market value$25.46M

0.98%

Sole

0.00

Shared

0.00

None

237.59K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares181.14K

TypeSH

Market value$24.99M

0.97%

Sole

0.00

Shared

0.00

None

181.14K

PROCTER AND GAMBLE CO

SOLE

COM

Shares170.63K

TypeSH

Market value$24.90M

0.96%

Sole

0.00

Shared

0.00

None

170.63K

AMAZON COM INC

SOLE

COM

Shares194.28K

TypeSH

Market value$24.70M

0.95%

Sole

0.00

Shared

0.00

None

194.28K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares459.38K

TypeSH

Market value$24.61M

0.95%

Sole

0.00

Shared

0.00

None

459.38K

INVESCO EXCH TRADED FD TR II

SOLE

S&P500 LOW VOL

Shares392.18K

TypeSH

Market value$23.06M

0.89%

Sole

0.00

Shared

0.00

None

392.18K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares53.54K

TypeSH

Market value$22.90M

0.89%

Sole

0.00

Shared

0.00

None

53.54K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares364.28K

TypeSH

Market value$21.59M

0.83%

Sole

0.00

Shared

0.00

None

364.28K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares281.23K

TypeSH

Market value$20.73M

0.80%

Sole

0.00

Shared

0.00

None

281.23K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares45.71K

TypeSH

Market value$19.63M

0.76%

Sole

0.00

Shared

0.00

None

45.71K

JPMORGAN CHASE & CO

SOLE

COM

Shares135.09K

TypeSH

Market value$19.60M

0.76%

Sole

0.00

Shared

0.00

None

135.09K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares188.42K

TypeSH

Market value$17.72M

0.69%

Sole

0.00

Shared

0.00

None

188.42K

FIRST TR EXCHANGE-TRADED FD

SOLE

SMID RISNG ETF

Shares616.52K

TypeSH

Market value$17.41M

0.67%

Sole

0.00

Shared

0.00

None

616.52K

ALPHABET INC

SOLE

CAP STK CL C

Shares130.72K

TypeSH

Market value$17.23M

0.67%

Sole

0.00

Shared

0.00

None

130.72K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	681.25K	SH	$116.66M 4.51%	681.25K
FIRST TR EXCHANGE-TRADED FDSOLE	DORSEY WRT 5 ETF	1.69M	SH	$75.03M 2.90%	1.69M
MICROSOFT CORPSOLE	COM	167.03K	SH	$52.78M 2.04%	167.03K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	791.30K	SH	$47.03M 1.82%	791.30K
NVIDIA CORPORATIONSOLE	COM	104.23K	SH	$45.34M 1.75%	104.23K
INVESCO QQQ TRSOLE	UNIT SER 1	119.92K	SH	$42.99M 1.66%	119.92K
FIRST TR VALUE LINE DIVID INSOLE	SHS	943.90K	SH	$35.31M 1.37%	943.90K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	716.15K	SH	$32.92M 1.27%	716.15K
STRATEGY SHSSOLE	DAY HAGAN NED	823.86K	SH	$28.11M 1.09%	823.86K
INVESCO EXCHANGE TRADED FD TSOLE	DORSEY WRIGHT MO	337.08K	SH	$25.95M 1.00%	337.08K
EXXON MOBIL CORPSOLE	COM	217.46K	SH	$25.57M 0.99%	217.46K
BLACKSTONE INCSOLE	COM	237.59K	SH	$25.46M 0.98%	237.59K
VANGUARD INDEX FDSSOLE	VALUE ETF	181.14K	SH	$24.99M 0.97%	181.14K
PROCTER AND GAMBLE COSOLE	COM	170.63K	SH	$24.90M 0.96%	170.63K
AMAZON COM INCSOLE	COM	194.28K	SH	$24.70M 0.95%	194.28K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	459.38K	SH	$24.61M 0.95%	459.38K
INVESCO EXCH TRADED FD TR IISOLE	S&P500 LOW VOL	392.18K	SH	$23.06M 0.89%	392.18K
SPDR S&P 500 ETF TRSOLE	TR UNIT	53.54K	SH	$22.90M 0.89%	53.54K
SPDR SER TRSOLE	PRTFLO S&P500 GW	364.28K	SH	$21.59M 0.83%	364.28K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	281.23K	SH	$20.73M 0.80%	281.23K
ISHARES TRSOLE	CORE S&P500 ETF	45.71K	SH	$19.63M 0.76%	45.71K
JPMORGAN CHASE & COSOLE	COM	135.09K	SH	$19.60M 0.76%	135.09K
ISHARES TRSOLE	CORE US AGGBD ET	188.42K	SH	$17.72M 0.69%	188.42K
FIRST TR EXCHANGE-TRADED FDSOLE	SMID RISNG ETF	616.52K	SH	$17.41M 0.67%	616.52K
ALPHABET INCSOLE	CAP STK CL C	130.72K	SH	$17.23M 0.67%	130.72K

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