PROSPERA FINANCIAL SERVICES INC

Filed: 8/8/2023ACC: 0001085146-23-003152

📋 What this filing means

PROSPERA FINANCIAL SERVICES INC filed this quarterly 13F‑HR report disclosing 1005 equity positions with a total reported market value of $2.61B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1005

Positions

$2.61B

Total AUM (reported)

44.15M

Total Shares

Allocation by class

COM$1.09B41.8%

SHS$83.41M3.2%

DORSEY WRT 5 ETF$81.53M3.1%

CL A$44.10M1.7%

FIRST TR ENH NEW$39.35M1.5%

UNIT SER 1$35.18M1.3%

RISNG DIVD ACHIV$30.53M1.2%

Portfolio Concentration

Top 3$271.29M10.4%

4–10$243.33M9.3%

11–25$321.24M12.3%

Rest$1.78B68.0%

Top 3 weight

10.4%

Top 10 weight

19.7%

Voting Authority Distribution

Total shares with voting rights: 44.15M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

44.15M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1005

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1005

Rows:

APPLE INC

SOLE

COM

Shares696.93K

TypeSH

Market value$135.21M

5.17%

Sole

0.00

Shared

0.00

None

696.93K

FIRST TR EXCHANGE-TRADED FD

SOLE

DORSEY WRT 5 ETF

Shares1.74M

TypeSH

Market value$81.53M

3.12%

Sole

0.00

Shared

0.00

None

1.74M

MICROSOFT CORP

SOLE

COM

Shares160.08K

TypeSH

Market value$54.55M

2.09%

Sole

0.00

Shared

0.00

None

160.08K

NVIDIA CORPORATION

SOLE

COM

Shares111.79K

TypeSH

Market value$47.29M

1.81%

Sole

0.00

Shared

0.00

None

111.79K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares662.12K

TypeSH

Market value$39.35M

1.51%

Sole

0.00

Shared

0.00

None

662.12K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares95.17K

TypeSH

Market value$35.18M

1.35%

Sole

0.00

Shared

0.00

None

95.17K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares849.07K

TypeSH

Market value$34.06M

1.30%

Sole

0.00

Shared

0.00

None

849.07K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares647.98K

TypeSH

Market value$30.53M

1.17%

Sole

0.00

Shared

0.00

None

647.98K

INVESCO EXCHANGE TRADED FD T

SOLE

DWA MOMENTUM

Shares351.79K

TypeSH

Market value$28.51M

1.09%

Sole

0.00

Shared

0.00

None

351.79K

STRATEGY SHS

SOLE

DAY HAGAN NED

Shares800.19K

TypeSH

Market value$28.41M

1.09%

Sole

0.00

Shared

0.00

None

800.19K

AMAZON COM INC

SOLE

COM

Shares193.13K

TypeSH

Market value$25.18M

0.96%

Sole

0.00

Shared

0.00

None

193.13K

INVESCO EXCH TRADED FD TR II

SOLE

S&P500 LOW VOL

Shares385.20K

TypeSH

Market value$24.19M

0.93%

Sole

0.00

Shared

0.00

None

385.20K

EXXON MOBIL CORP

SOLE

COM

Shares224.99K

TypeSH

Market value$24.13M

0.92%

Sole

0.00

Shared

0.00

None

224.99K

PROCTER AND GAMBLE CO

SOLE

COM

Shares158.73K

TypeSH

Market value$24.10M

0.92%

Sole

0.00

Shared

0.00

None

158.73K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares372.89K

TypeSH

Market value$22.75M

0.87%

Sole

0.00

Shared

0.00

None

372.89K

FIRST TR EXCHANGE-TRADED FD

SOLE

DORSEY WRIGHT

Shares1.26M

TypeSH

Market value$22.71M

0.87%

Sole

0.00

Shared

0.00

None

1.26M

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares407.55K

TypeSH

Market value$22.55M

0.86%

Sole

0.00

Shared

0.00

None

407.55K

BLACKSTONE INC

SOLE

COM

Shares240.21K

TypeSH

Market value$22.33M

0.85%

Sole

0.00

Shared

0.00

None

240.21K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares50.09K

TypeSH

Market value$22.21M

0.85%

Sole

0.00

Shared

0.00

None

50.09K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares149.28K

TypeSH

Market value$21.22M

0.81%

Sole

0.00

Shared

0.00

None

149.28K

JPMORGAN CHASE & CO

SOLE

COM

Shares134.49K

TypeSH

Market value$19.57M

0.75%

Sole

0.00

Shared

0.00

None

134.49K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares190.74K

TypeSH

Market value$18.68M

0.72%

Sole

0.00

Shared

0.00

None

190.74K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares244.15K

TypeSH

Market value$18.35M

0.70%

Sole

0.00

Shared

0.00

None

244.15K

FIRST TR MORNINGSTAR DIVID L

SOLE

SHS

Shares490.95K

TypeSH

Market value$16.70M

0.64%

Sole

0.00

Shared

0.00

None

490.95K

ISHARES TR

SOLE

20 YR TR BD ETF

Shares160.69K

TypeSH

Market value$16.54M

0.63%

Sole

0.00

Shared

0.00

None

160.69K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	696.93K	SH	$135.21M 5.17%	696.93K
FIRST TR EXCHANGE-TRADED FDSOLE	DORSEY WRT 5 ETF	1.74M	SH	$81.53M 3.12%	1.74M
MICROSOFT CORPSOLE	COM	160.08K	SH	$54.55M 2.09%	160.08K
NVIDIA CORPORATIONSOLE	COM	111.79K	SH	$47.29M 1.81%	111.79K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	662.12K	SH	$39.35M 1.51%	662.12K
INVESCO QQQ TRSOLE	UNIT SER 1	95.17K	SH	$35.18M 1.35%	95.17K
FIRST TR VALUE LINE DIVID INSOLE	SHS	849.07K	SH	$34.06M 1.30%	849.07K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	647.98K	SH	$30.53M 1.17%	647.98K
INVESCO EXCHANGE TRADED FD TSOLE	DWA MOMENTUM	351.79K	SH	$28.51M 1.09%	351.79K
STRATEGY SHSSOLE	DAY HAGAN NED	800.19K	SH	$28.41M 1.09%	800.19K
AMAZON COM INCSOLE	COM	193.13K	SH	$25.18M 0.96%	193.13K
INVESCO EXCH TRADED FD TR IISOLE	S&P500 LOW VOL	385.20K	SH	$24.19M 0.93%	385.20K
EXXON MOBIL CORPSOLE	COM	224.99K	SH	$24.13M 0.92%	224.99K
PROCTER AND GAMBLE COSOLE	COM	158.73K	SH	$24.10M 0.92%	158.73K
SPDR SER TRSOLE	PRTFLO S&P500 GW	372.89K	SH	$22.75M 0.87%	372.89K
FIRST TR EXCHANGE-TRADED FDSOLE	DORSEY WRIGHT	1.26M	SH	$22.71M 0.87%	1.26M
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	407.55K	SH	$22.55M 0.86%	407.55K
BLACKSTONE INCSOLE	COM	240.21K	SH	$22.33M 0.85%	240.21K
SPDR S&P 500 ETF TRSOLE	TR UNIT	50.09K	SH	$22.21M 0.85%	50.09K
VANGUARD INDEX FDSSOLE	VALUE ETF	149.28K	SH	$21.22M 0.81%	149.28K
JPMORGAN CHASE & COSOLE	COM	134.49K	SH	$19.57M 0.75%	134.49K
ISHARES TRSOLE	CORE US AGGBD ET	190.74K	SH	$18.68M 0.72%	190.74K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	244.15K	SH	$18.35M 0.70%	244.15K
FIRST TR MORNINGSTAR DIVID LSOLE	SHS	490.95K	SH	$16.70M 0.64%	490.95K
ISHARES TRSOLE	20 YR TR BD ETF	160.69K	SH	$16.54M 0.63%	160.69K

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