PROSPERA FINANCIAL SERVICES INC

Filed: 5/12/2023ACC: 0001085146-23-002290

📋 What this filing means

PROSPERA FINANCIAL SERVICES INC filed this quarterly 13F‑HR report disclosing 957 equity positions with a total reported market value of $2.43B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

957

Positions

$2.43B

Total AUM (reported)

43.16M

Total Shares

Allocation by class

COM$1.02B41.9%

FIRST TR ENH NEW$84.10M3.5%

SHS$83.28M3.4%

DORSEY WRT 5 ETF$45.49M1.9%

CL A$43.88M1.8%

UNIT SER 1$32.92M1.4%

DORSEY WRIGHT$27.59M1.1%

Portfolio Concentration

Top 3$246.27M10.1%

4–10$216.73M8.9%

11–25$279.90M11.5%

Rest$1.69B69.5%

Top 3 weight

10.1%

Top 10 weight

19.0%

Voting Authority Distribution

Total shares with voting rights: 43.16M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

43.16M

% of voting shares100.0%

Investment Discretion (by position count)

Sole957

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings957

Rows:

APPLE INC

SOLE

COM

Shares707.46K

TypeSH

Market value$116.68M

4.80%

Sole

0.00

Shared

0.00

None

707.46K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares1.41M

TypeSH

Market value$84.10M

3.46%

Sole

0.00

Shared

0.00

None

1.41M

FIRST TR EXCHANGE-TRADED FD

SOLE

DORSEY WRT 5 ETF

Shares1.01M

TypeSH

Market value$45.49M

1.87%

Sole

0.00

Shared

0.00

None

1.01M

MICROSOFT CORP

SOLE

COM

Shares154.84K

TypeSH

Market value$44.67M

1.84%

Sole

0.00

Shared

0.00

None

154.84K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares902K

TypeSH

Market value$36.24M

1.49%

Sole

0.00

Shared

0.00

None

902K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares102.50K

TypeSH

Market value$32.92M

1.35%

Sole

0.00

Shared

0.00

None

102.50K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares613.71K

TypeSH

Market value$27.55M

1.13%

Sole

0.00

Shared

0.00

None

613.71K

NVIDIA CORPORATION

SOLE

COM

Shares99.04K

TypeSH

Market value$27.51M

1.13%

Sole

0.00

Shared

0.00

None

99.04K

EXXON MOBIL CORP

SOLE

COM

Shares220.16K

TypeSH

Market value$24.15M

0.99%

Sole

0.00

Shared

0.00

None

220.16K

FIRST TR EXCHANGE-TRADED FD

SOLE

DORSEY WRIGHT

Shares1.37M

TypeSH

Market value$23.70M

0.97%

Sole

0.00

Shared

0.00

None

1.37M

STRATEGY SHS

SOLE

DAY HAGAN NED

Shares695.87K

TypeSH

Market value$22.97M

0.94%

Sole

0.00

Shared

0.00

None

695.87K

PROCTER AND GAMBLE CO

SOLE

COM

Shares153.01K

TypeSH

Market value$22.76M

0.94%

Sole

0.00

Shared

0.00

None

153.01K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares382.01K

TypeSH

Market value$20.86M

0.86%

Sole

0.00

Shared

0.00

None

382.01K

BLACKSTONE INC

SOLE

COM

Shares236.61K

TypeSH

Market value$20.78M

0.85%

Sole

0.00

Shared

0.00

None

236.61K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares144.45K

TypeSH

Market value$19.96M

0.82%

Sole

0.00

Shared

0.00

None

144.45K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares47.08K

TypeSH

Market value$19.28M

0.79%

Sole

0.00

Shared

0.00

None

47.08K

FIRST TR MORNINGSTAR DIVID L

SOLE

SHS

Shares536.46K

TypeSH

Market value$19.05M

0.78%

Sole

0.00

Shared

0.00

None

536.46K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares185.93K

TypeSH

Market value$18.53M

0.76%

Sole

0.00

Shared

0.00

None

185.93K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares247.25K

TypeSH

Market value$18.06M

0.74%

Sole

0.00

Shared

0.00

None

247.25K

CHEVRON CORP NEW

SOLE

COM

Shares110.12K

TypeSH

Market value$17.97M

0.74%

Sole

0.00

Shared

0.00

None

110.12K

AMAZON COM INC

SOLE

COM

Shares170.56K

TypeSH

Market value$17.62M

0.72%

Sole

0.00

Shared

0.00

None

170.56K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares66.75K

TypeSH

Market value$16.65M

0.68%

Sole

0.00

Shared

0.00

None

66.75K

INVESCO EXCHANGE TRADED FD T

SOLE

DWA MOMENTUM

Shares215.69K

TypeSH

Market value$16.39M

0.67%

Sole

0.00

Shared

0.00

None

215.69K

JPMORGAN CHASE & CO

SOLE

COM

Shares121.20K

TypeSH

Market value$15.80M

0.65%

Sole

0.00

Shared

0.00

None

121.20K

INVESCO EXCH TRADED FD TR II

SOLE

S&P500 LOW VOL

Shares211.88K

TypeSH

Market value$13.22M

0.54%

Sole

0.00

Shared

0.00

None

211.88K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	707.46K	SH	$116.68M 4.80%	707.46K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	1.41M	SH	$84.10M 3.46%	1.41M
FIRST TR EXCHANGE-TRADED FDSOLE	DORSEY WRT 5 ETF	1.01M	SH	$45.49M 1.87%	1.01M
MICROSOFT CORPSOLE	COM	154.84K	SH	$44.67M 1.84%	154.84K
FIRST TR VALUE LINE DIVID INSOLE	SHS	902K	SH	$36.24M 1.49%	902K
INVESCO QQQ TRSOLE	UNIT SER 1	102.50K	SH	$32.92M 1.35%	102.50K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	613.71K	SH	$27.55M 1.13%	613.71K
NVIDIA CORPORATIONSOLE	COM	99.04K	SH	$27.51M 1.13%	99.04K
EXXON MOBIL CORPSOLE	COM	220.16K	SH	$24.15M 0.99%	220.16K
FIRST TR EXCHANGE-TRADED FDSOLE	DORSEY WRIGHT	1.37M	SH	$23.70M 0.97%	1.37M
STRATEGY SHSSOLE	DAY HAGAN NED	695.87K	SH	$22.97M 0.94%	695.87K
PROCTER AND GAMBLE COSOLE	COM	153.01K	SH	$22.76M 0.94%	153.01K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	382.01K	SH	$20.86M 0.86%	382.01K
BLACKSTONE INCSOLE	COM	236.61K	SH	$20.78M 0.85%	236.61K
VANGUARD INDEX FDSSOLE	VALUE ETF	144.45K	SH	$19.96M 0.82%	144.45K
SPDR S&P 500 ETF TRSOLE	TR UNIT	47.08K	SH	$19.28M 0.79%	47.08K
FIRST TR MORNINGSTAR DIVID LSOLE	SHS	536.46K	SH	$19.05M 0.78%	536.46K
ISHARES TRSOLE	CORE US AGGBD ET	185.93K	SH	$18.53M 0.76%	185.93K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	247.25K	SH	$18.06M 0.74%	247.25K
CHEVRON CORP NEWSOLE	COM	110.12K	SH	$17.97M 0.74%	110.12K
AMAZON COM INCSOLE	COM	170.56K	SH	$17.62M 0.72%	170.56K
VANGUARD INDEX FDSSOLE	GROWTH ETF	66.75K	SH	$16.65M 0.68%	66.75K
INVESCO EXCHANGE TRADED FD TSOLE	DWA MOMENTUM	215.69K	SH	$16.39M 0.67%	215.69K
JPMORGAN CHASE & COSOLE	COM	121.20K	SH	$15.80M 0.65%	121.20K
INVESCO EXCH TRADED FD TR IISOLE	S&P500 LOW VOL	211.88K	SH	$13.22M 0.54%	211.88K

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