PROSPERA FINANCIAL SERVICES INC

Filed: 2/8/2023ACC: 0001085146-23-000797

📋 What this filing means

PROSPERA FINANCIAL SERVICES INC filed this quarterly 13F‑HR report disclosing 891 equity positions with a total reported market value of $2.00B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

891

Positions

$2.00B

Total AUM (reported)

39.27M

Total Shares

Allocation by class

COM$748.51M37.5%

FIRST TR ENH NEW$77.71M3.9%

SHS$65.81M3.3%

DORSEY WRT 5 ETF$54.06M2.7%

RISNG DIVD ACHIV$26.97M1.4%

CL A$26.53M1.3%

DORSEY WRIGHT$26.26M1.3%

Portfolio Concentration

Top 3$214.37M10.7%

4–10$176.46M8.8%

11–25$233.13M11.7%

Rest$1.37B68.7%

Top 3 weight

10.7%

Top 10 weight

19.6%

Voting Authority Distribution

Total shares with voting rights: 39.27M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

39.27M

% of voting shares100.0%

Investment Discretion (by position count)

Sole891

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings891

Rows:

APPLE INC

SOLE

COM

Shares635.76K

TypeSH

Market value$82.60M

4.14%

Sole

0.00

Shared

0.00

None

635.76K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares1.31M

TypeSH

Market value$77.71M

3.89%

Sole

0.00

Shared

0.00

None

1.31M

FIRST TR EXCHANGE-TRADED FD

SOLE

DORSEY WRT 5 ETF

Shares1.16M

TypeSH

Market value$54.06M

2.71%

Sole

0.00

Shared

0.00

None

1.16M

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares856.89K

TypeSH

Market value$34.20M

1.71%

Sole

0.00

Shared

0.00

None

856.89K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares614.10K

TypeSH

Market value$26.97M

1.35%

Sole

0.00

Shared

0.00

None

614.10K

MICROSOFT CORP

SOLE

COM

Shares110.50K

TypeSH

Market value$26.50M

1.33%

Sole

0.00

Shared

0.00

None

110.50K

EXXON MOBIL CORP

SOLE

COM

Shares227.78K

TypeSH

Market value$25.12M

1.26%

Sole

0.00

Shared

0.00

None

227.78K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares85.59K

TypeSH

Market value$22.79M

1.14%

Sole

0.00

Shared

0.00

None

85.59K

FIRST TR EXCHANGE-TRADED FD

SOLE

DORSEY WRIGHT

Shares1.29M

TypeSH

Market value$21.63M

1.08%

Sole

0.00

Shared

0.00

None

1.29M

BLACKSTONE INC

SOLE

COM

Shares259.46K

TypeSH

Market value$19.25M

0.96%

Sole

0.00

Shared

0.00

None

259.46K

PROCTER AND GAMBLE CO

SOLE

COM

Shares126.49K

TypeSH

Market value$19.17M

0.96%

Sole

0.00

Shared

0.00

None

126.49K

STRATEGY SHS

SOLE

DAY HAGAN NED

Shares605.43K

TypeSH

Market value$18.45M

0.92%

Sole

0.00

Shared

0.00

None

605.43K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares245.48K

TypeSH

Market value$18.40M

0.92%

Sole

0.00

Shared

0.00

None

245.48K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares184.49K

TypeSH

Market value$17.89M

0.90%

Sole

0.00

Shared

0.00

None

184.49K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares326.18K

TypeSH

Market value$17.77M

0.89%

Sole

0.00

Shared

0.00

None

326.18K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares121.55K

TypeSH

Market value$17.06M

0.85%

Sole

0.00

Shared

0.00

None

121.55K

INVESCO EXCHANGE TRADED FD T

SOLE

DWA MOMENTUM

Shares234.72K

TypeSH

Market value$16.68M

0.84%

Sole

0.00

Shared

0.00

None

234.72K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares41.12K

TypeSH

Market value$15.73M

0.79%

Sole

0.00

Shared

0.00

None

41.12K

SPDR SER TR

SOLE

S&P BIOTECH

Shares186.02K

TypeSH

Market value$15.44M

0.77%

Sole

0.00

Shared

0.00

None

186.02K

INVESCO EXCH TRADED FD TR II

SOLE

S&P500 LOW VOL

Shares223.01K

TypeSH

Market value$14.25M

0.71%

Sole

0.00

Shared

0.00

None

223.01K

AMAZON COM INC

SOLE

COM

Shares167.22K

TypeSH

Market value$14.05M

0.70%

Sole

0.00

Shared

0.00

None

167.22K

FIRST TR MORNINGSTAR DIVID L

SOLE

SHS

Shares358.88K

TypeSH

Market value$13.12M

0.66%

Sole

0.00

Shared

0.00

None

358.88K

JPMORGAN CHASE & CO

SOLE

COM

Shares89.10K

TypeSH

Market value$11.95M

0.60%

Sole

0.00

Shared

0.00

None

89.10K

HOME DEPOT INC

SOLE

COM

Shares36.70K

TypeSH

Market value$11.59M

0.58%

Sole

0.00

Shared

0.00

None

36.70K

CHEVRON CORP NEW

SOLE

COM

Shares64.50K

TypeSH

Market value$11.58M

0.58%

Sole

0.00

Shared

0.00

None

64.50K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	635.76K	SH	$82.60M 4.14%	635.76K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	1.31M	SH	$77.71M 3.89%	1.31M
FIRST TR EXCHANGE-TRADED FDSOLE	DORSEY WRT 5 ETF	1.16M	SH	$54.06M 2.71%	1.16M
FIRST TR VALUE LINE DIVID INSOLE	SHS	856.89K	SH	$34.20M 1.71%	856.89K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	614.10K	SH	$26.97M 1.35%	614.10K
MICROSOFT CORPSOLE	COM	110.50K	SH	$26.50M 1.33%	110.50K
EXXON MOBIL CORPSOLE	COM	227.78K	SH	$25.12M 1.26%	227.78K
INVESCO QQQ TRSOLE	UNIT SER 1	85.59K	SH	$22.79M 1.14%	85.59K
FIRST TR EXCHANGE-TRADED FDSOLE	DORSEY WRIGHT	1.29M	SH	$21.63M 1.08%	1.29M
BLACKSTONE INCSOLE	COM	259.46K	SH	$19.25M 0.96%	259.46K
PROCTER AND GAMBLE COSOLE	COM	126.49K	SH	$19.17M 0.96%	126.49K
STRATEGY SHSSOLE	DAY HAGAN NED	605.43K	SH	$18.45M 0.92%	605.43K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	245.48K	SH	$18.40M 0.92%	245.48K
ISHARES TRSOLE	CORE US AGGBD ET	184.49K	SH	$17.89M 0.90%	184.49K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	326.18K	SH	$17.77M 0.89%	326.18K
VANGUARD INDEX FDSSOLE	VALUE ETF	121.55K	SH	$17.06M 0.85%	121.55K
INVESCO EXCHANGE TRADED FD TSOLE	DWA MOMENTUM	234.72K	SH	$16.68M 0.84%	234.72K
SPDR S&P 500 ETF TRSOLE	TR UNIT	41.12K	SH	$15.73M 0.79%	41.12K
SPDR SER TRSOLE	S&P BIOTECH	186.02K	SH	$15.44M 0.77%	186.02K
INVESCO EXCH TRADED FD TR IISOLE	S&P500 LOW VOL	223.01K	SH	$14.25M 0.71%	223.01K
AMAZON COM INCSOLE	COM	167.22K	SH	$14.05M 0.70%	167.22K
FIRST TR MORNINGSTAR DIVID LSOLE	SHS	358.88K	SH	$13.12M 0.66%	358.88K
JPMORGAN CHASE & COSOLE	COM	89.10K	SH	$11.95M 0.60%	89.10K
HOME DEPOT INCSOLE	COM	36.70K	SH	$11.59M 0.58%	36.70K
CHEVRON CORP NEWSOLE	COM	64.50K	SH	$11.58M 0.58%	64.50K

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