Filed: 10/27/2022ACC: 0001085146-22-003633
📋 What this filing means
PROSPERA FINANCIAL SERVICES INC filed this quarterly 13F‑HR report disclosing 830 equity positions with a total reported market value of $1.92M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
830
Positions
$1.92M
Total AUM (reported)
38.13M
Total Shares
Allocation by class
COM$839.2K43.8%
DORSEY WRT 5 ETF$82.2K4.3%
SHS$51.0K2.7%
UNIT SER 1$28.9K1.5%
DWA MOMENTUM$27.1K1.4%
FIRST TR ENH NEW$26.2K1.4%
S&P500 LOW VOL$24.2K1.3%
Portfolio Concentration
Top 3$216.9K11.3%
4–10$178.5K9.3%
11–25$227.3K11.9%
Rest$1.29M67.5%
Top 3 weight
11.3%
Top 10 weight
20.6%
Voting Authority Distribution
Total shares with voting rights: 38.13M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
38.13M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole830
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings830
Rows:
APPLE INC
SOLEShares691.42K
TypeSH
Market value$95.6K
4.99%
Sole
0.00
Shared
0.00
None
691.42K
FIRST TR EXCHANGE-TRADED FD
SOLEShares2M
TypeSH
Market value$82.2K
4.29%
Sole
0.00
Shared
0.00
None
2M
MICROSOFT CORP
SOLEShares168.19K
TypeSH
Market value$39.2K
2.04%
Sole
0.00
Shared
0.00
None
168.19K
INVESCO QQQ TR
SOLEShares108.15K
TypeSH
Market value$28.9K
1.51%
Sole
0.00
Shared
0.00
None
108.15K
FIRST TR VALUE LINE DIVID IN
SOLEShares788.46K
TypeSH
Market value$28.2K
1.47%
Sole
0.00
Shared
0.00
None
788.46K
INVESCO EXCHANGE TRADED FD T
SOLEShares401.39K
TypeSH
Market value$27.1K
1.42%
Sole
0.00
Shared
0.00
None
401.39K
FIRST TR EXCHANGE-TRADED FD
SOLEShares441.15K
TypeSH
Market value$26.2K
1.37%
Sole
0.00
Shared
0.00
None
441.15K
INVESCO EXCH TRADED FD TR II
SOLEShares418.18K
TypeSH
Market value$24.2K
1.26%
Sole
0.00
Shared
0.00
None
418.18K
INVESCO ACTVELY MNGD ETC FD
SOLEShares1.41M
TypeSH
Market value$22.7K
1.19%
Sole
0.00
Shared
0.00
None
1.41M
BLACKSTONE INC
SOLEShares252.33K
TypeSH
Market value$21.1K
1.10%
Sole
0.00
Shared
0.00
None
252.33K
FIRST TR EXCHANGE-TRADED FD
SOLEShares541.26K
TypeSH
Market value$21.0K
1.10%
Sole
0.00
Shared
0.00
None
541.26K
AMAZON COM INC
SOLEShares172.27K
TypeSH
Market value$19.5K
1.02%
Sole
0.00
Shared
0.00
None
172.27K
EXXON MOBIL CORP
SOLEShares215.28K
TypeSH
Market value$18.8K
0.98%
Sole
0.00
Shared
0.00
None
215.28K
STRATEGY SHS
SOLEShares613.41K
TypeSH
Market value$17.7K
0.93%
Sole
0.00
Shared
0.00
None
613.41K
PROCTER AND GAMBLE CO
SOLEShares137.40K
TypeSH
Market value$17.4K
0.91%
Sole
0.00
Shared
0.00
None
137.40K
SPDR S&P 500 ETF TR
SOLEShares45.41K
TypeSH
Market value$16.2K
0.85%
Sole
0.00
Shared
0.00
None
45.41K
ISHARES TR
SOLEShares156.98K
TypeSH
Market value$15.1K
0.79%
Sole
0.00
Shared
0.00
None
156.98K
FIRST TR EXCHANGE TRAD FD VI
SOLEShares557.04K
TypeSH
Market value$14.1K
0.74%
Sole
0.00
Shared
0.00
None
557.04K
SPDR SER TR
SOLEShares175.55K
TypeSH
Market value$13.9K
0.73%
Sole
0.00
Shared
0.00
None
175.55K
NVIDIA CORPORATION
SOLEShares108.47K
TypeSH
Market value$13.2K
0.69%
Sole
0.00
Shared
0.00
None
108.47K
UNITEDHEALTH GROUP INC
SOLEShares25.77K
TypeSH
Market value$13.0K
0.68%
Sole
0.00
Shared
0.00
None
25.77K
JPMORGAN CHASE & CO
SOLEShares119.09K
TypeSH
Market value$12.4K
0.65%
Sole
0.00
Shared
0.00
None
119.09K
MERCK & CO INC
SOLEShares138.62K
TypeSH
Market value$11.9K
0.62%
Sole
0.00
Shared
0.00
None
138.62K
CHEVRON CORP NEW
SOLEShares82.13K
TypeSH
Market value$11.8K
0.62%
Sole
0.00
Shared
0.00
None
82.13K
WALMART INC
SOLEShares85.31K
TypeSH
Market value$11.1K
0.58%
Sole
0.00
Shared
0.00
None
85.31K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 691.42K | SH | $95.6K 4.99% | 0.00 | 0.00 | 691.42K |
FIRST TR EXCHANGE-TRADED FDSOLE | DORSEY WRT 5 ETF | 2M | SH | $82.2K 4.29% | 0.00 | 0.00 | 2M |
MICROSOFT CORPSOLE | COM | 168.19K | SH | $39.2K 2.04% | 0.00 | 0.00 | 168.19K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 108.15K | SH | $28.9K 1.51% | 0.00 | 0.00 | 108.15K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 788.46K | SH | $28.2K 1.47% | 0.00 | 0.00 | 788.46K |
INVESCO EXCHANGE TRADED FD TSOLE | DWA MOMENTUM | 401.39K | SH | $27.1K 1.42% | 0.00 | 0.00 | 401.39K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 441.15K | SH | $26.2K 1.37% | 0.00 | 0.00 | 441.15K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 418.18K | SH | $24.2K 1.26% | 0.00 | 0.00 | 418.18K |
INVESCO ACTVELY MNGD ETC FDSOLE | OPTIMUM YIELD | 1.41M | SH | $22.7K 1.19% | 0.00 | 0.00 | 1.41M |
BLACKSTONE INCSOLE | COM | 252.33K | SH | $21.1K 1.10% | 0.00 | 0.00 | 252.33K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 541.26K | SH | $21.0K 1.10% | 0.00 | 0.00 | 541.26K |
AMAZON COM INCSOLE | COM | 172.27K | SH | $19.5K 1.02% | 0.00 | 0.00 | 172.27K |
EXXON MOBIL CORPSOLE | COM | 215.28K | SH | $18.8K 0.98% | 0.00 | 0.00 | 215.28K |
STRATEGY SHSSOLE | DAY HAGAN NED | 613.41K | SH | $17.7K 0.93% | 0.00 | 0.00 | 613.41K |
PROCTER AND GAMBLE COSOLE | COM | 137.40K | SH | $17.4K 0.91% | 0.00 | 0.00 | 137.40K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 45.41K | SH | $16.2K 0.85% | 0.00 | 0.00 | 45.41K |
ISHARES TRSOLE | CORE US AGGBD ET | 156.98K | SH | $15.1K 0.79% | 0.00 | 0.00 | 156.98K |
FIRST TR EXCHANGE TRAD FD VISOLE | FST TR GLB FD | 557.04K | SH | $14.1K 0.74% | 0.00 | 0.00 | 557.04K |
SPDR SER TRSOLE | S&P BIOTECH | 175.55K | SH | $13.9K 0.73% | 0.00 | 0.00 | 175.55K |
NVIDIA CORPORATIONSOLE | COM | 108.47K | SH | $13.2K 0.69% | 0.00 | 0.00 | 108.47K |
UNITEDHEALTH GROUP INCSOLE | COM | 25.77K | SH | $13.0K 0.68% | 0.00 | 0.00 | 25.77K |
JPMORGAN CHASE & COSOLE | COM | 119.09K | SH | $12.4K 0.65% | 0.00 | 0.00 | 119.09K |
MERCK & CO INCSOLE | COM | 138.62K | SH | $11.9K 0.62% | 0.00 | 0.00 | 138.62K |
CHEVRON CORP NEWSOLE | COM | 82.13K | SH | $11.8K 0.62% | 0.00 | 0.00 | 82.13K |
WALMART INCSOLE | COM | 85.31K | SH | $11.1K 0.58% | 0.00 | 0.00 | 85.31K |
Page 1 of 34
…