PROFICIO CAPITAL PARTNERS LLC

Filed: 11/1/2024ACC: 0001214659-24-018255

📋 What this filing means

PROFICIO CAPITAL PARTNERS LLC filed this quarterly 13F‑HR report disclosing 285 equity positions with a total reported market value of $1.01B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

285

Positions

$1.01B

Total AUM (reported)

12.99M

Total Shares

Allocation by class

COM$197.83M19.7%

ISHARES NEW$107.01M10.6%

S&P 500 ETF SHS$85.68M8.5%

GOLD SHS$61.03M6.1%

RUSSELL 3000 ETF$57.43M5.7%

BLOOMBERG 3-12 M$53.72M5.3%

RUS MID CAP ETF$32.89M3.3%

Portfolio Concentration

Top 3$253.35M25.2%

4–10$245.46M24.4%

11–25$206.28M20.5%

Rest$300.51M29.9%

Top 3 weight

25.2%

Top 10 weight

49.6%

Voting Authority Distribution

Total shares with voting rights: 12.99M

Sole

Full voting authority

12.99M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole285

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings285

Rows:

ISHARES GOLD TR

SOLE

ISHARES NEW

Shares2.15M

TypeSH

Market value$107.01M

10.64%

Sole

2.15M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares162.38K

TypeSH

Market value$85.68M

8.52%

Sole

162.38K

Shared

0.00

None

0.00

SPDR GOLD TR

SOLE

GOLD SHS

Shares249.55K

TypeSH

Market value$60.66M

6.03%

Sole

249.55K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUSSELL 3000 ETF

Shares175.77K

TypeSH

Market value$57.43M

5.71%

Sole

175.77K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG 3-12 M

Shares539.45K

TypeSH

Market value$53.72M

5.34%

Sole

539.45K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUS MID CAP ETF

Shares373.11K

TypeSH

Market value$32.89M

3.27%

Sole

373.11K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares54.50K

TypeSH

Market value$31.27M

3.11%

Sole

54.50K

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares235.23K

TypeSH

Market value$28.57M

2.84%

Sole

235.23K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares48.46K

TypeSH

Market value$20.85M

2.07%

Sole

48.46K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares89.01K

TypeSH

Market value$20.74M

2.06%

Sole

89.01K

Shared

0.00

None

0.00

ALPS ETF TR

SOLE

ALERIAN MLP

Shares402.77K

TypeSH

Market value$18.98M

1.89%

Sole

402.77K

Shared

0.00

None

0.00

GOLDMAN SACHS PHYSICAL GOLD

SOLE

UNIT

Shares691.11K

TypeSH

Market value$17.99M

1.79%

Sole

691.11K

Shared

0.00

None

0.00

GLOBAL X FDS

SOLE

ARTIFICIAL ETF

Shares418.81K

TypeSH

Market value$15.57M

1.55%

Sole

418.81K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares53.86K

TypeSH

Market value$15.25M

1.52%

Sole

53.86K

Shared

0.00

None

0.00

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares299.56K

TypeSH

Market value$15.24M

1.52%

Sole

299.56K

Shared

0.00

None

0.00

SIMPLIFY EXCHANGE TRADED FUN

SOLE

MBS ETF

Shares293.65K

TypeSH

Market value$15.12M

1.50%

Sole

293.65K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE US AGGBD ET

Shares148.59K

TypeSH

Market value$15.05M

1.50%

Sole

148.59K

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares70.47K

TypeSH

Market value$13.13M

1.31%

Sole

70.47K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL C

Shares75.14K

TypeSH

Market value$12.56M

1.25%

Sole

75.14K

Shared

0.00

None

0.00

BLACKSTONE SECD LENDING FD

SOLE

COMMON STOCK

Shares416.63K

TypeSH

Market value$12.20M

1.21%

Sole

416.63K

Shared

0.00

None

0.00

ISHARES TR

SOLE

20 YR TR BD ETF

Shares118.95K

TypeSH

Market value$11.67M

1.16%

Sole

118.95K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P500 ETF

Shares20.14K

TypeSH

Market value$11.62M

1.16%

Sole

20.14K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares22.38K

TypeSH

Market value$10.92M

1.09%

Sole

22.38K

Shared

0.00

None

0.00

ISHARES TR

SOLE

FLTG RATE NT ETF

Shares206.24K

TypeSH

Market value$10.53M

1.05%

Sole

206.24K

Shared

0.00

None

0.00

FIRST TR EXCHANGE TRADED FD

SOLE

NASDQ CLN EDGE

Shares82.17K

TypeSH

Market value$10.46M

1.04%

Sole

82.17K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARES GOLD TRSOLE	ISHARES NEW	2.15M	SH	$107.01M 10.64%	2.15M
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	162.38K	SH	$85.68M 8.52%	162.38K
SPDR GOLD TRSOLE	GOLD SHS	249.55K	SH	$60.66M 6.03%	249.55K
ISHARES TRSOLE	RUSSELL 3000 ETF	175.77K	SH	$57.43M 5.71%	175.77K
SPDR SER TRSOLE	BLOOMBERG 3-12 M	539.45K	SH	$53.72M 5.34%	539.45K
ISHARES TRSOLE	RUS MID CAP ETF	373.11K	SH	$32.89M 3.27%	373.11K
SPDR S&P 500 ETF TRSOLE	TR UNIT	54.50K	SH	$31.27M 3.11%	54.50K
NVIDIA CORPORATIONSOLE	COM	235.23K	SH	$28.57M 2.84%	235.23K
MICROSOFT CORPSOLE	COM	48.46K	SH	$20.85M 2.07%	48.46K
APPLE INCSOLE	COM	89.01K	SH	$20.74M 2.06%	89.01K
ALPS ETF TRSOLE	ALERIAN MLP	402.77K	SH	$18.98M 1.89%	402.77K
GOLDMAN SACHS PHYSICAL GOLDSOLE	UNIT	691.11K	SH	$17.99M 1.79%	691.11K
GLOBAL X FDSSOLE	ARTIFICIAL ETF	418.81K	SH	$15.57M 1.55%	418.81K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	53.86K	SH	$15.25M 1.52%	53.86K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	299.56K	SH	$15.24M 1.52%	299.56K
SIMPLIFY EXCHANGE TRADED FUNSOLE	MBS ETF	293.65K	SH	$15.12M 1.50%	293.65K
ISHARES TRSOLE	CORE US AGGBD ET	148.59K	SH	$15.05M 1.50%	148.59K
AMAZON COM INCSOLE	COM	70.47K	SH	$13.13M 1.31%	70.47K
ALPHABET INCSOLE	CAP STK CL C	75.14K	SH	$12.56M 1.25%	75.14K
BLACKSTONE SECD LENDING FDSOLE	COMMON STOCK	416.63K	SH	$12.20M 1.21%	416.63K
ISHARES TRSOLE	20 YR TR BD ETF	118.95K	SH	$11.67M 1.16%	118.95K
ISHARES TRSOLE	CORE S&P500 ETF	20.14K	SH	$11.62M 1.16%	20.14K
INVESCO QQQ TRSOLE	UNIT SER 1	22.38K	SH	$10.92M 1.09%	22.38K
ISHARES TRSOLE	FLTG RATE NT ETF	206.24K	SH	$10.53M 1.05%	206.24K
FIRST TR EXCHANGE TRADED FDSOLE	NASDQ CLN EDGE	82.17K	SH	$10.46M 1.04%	82.17K

Page 1 of 12

…