PROFESSIONAL FINANCIAL MANAGEMENT, INC.

Filed: 5/12/2026ACC: 0002130270-26-000002

📋 What this filing means

PROFESSIONAL FINANCIAL MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 23 equity positions with a total reported market value of $96.06M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$96.06M

Total AUM (reported)

3.72M

Total Shares

Allocation by class

LONG TERM TREAS$13.50M14.1%

COM$13.38M13.9%

JUNIOR GOLD MINE$10.25M10.7%

EMRG SHAREHLDR$8.71M9.1%

TAIL RISK$8.65M9.0%

EXTENDED DUR$7.37M7.7%

MBS ETF$6.38M6.6%

Portfolio Concentration

Top 3$32.45M33.8%

4–10$38.75M40.3%

11–25$24.85M25.9%

Top 3 weight

33.8%

Top 10 weight

74.1%

Voting Authority Distribution

Total shares with voting rights: 3.72M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.72M

% of voting shares100.0%

Investment Discretion (by position count)

Sole23

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings23

Rows:

VANGUARD SCOTTSDALE FDS

SOLE

LONG TERM TREAS

Shares243.81K

TypeSH

Market value$13.50M

14.05%

Sole

0.00

Shared

0.00

None

243.81K

VANECK ETF TRUST

SOLE

JUNIOR GOLD MINE

Shares85.40K

TypeSH

Market value$10.25M

10.67%

Sole

0.00

Shared

0.00

None

85.40K

CAMBRIA ETF TR

SOLE

EMRG SHAREHLDR

Shares210.27K

TypeSH

Market value$8.71M

9.06%

Sole

0.00

Shared

0.00

None

210.27K

CAMBRIA ETF TR

SOLE

TAIL RISK

Shares738.72K

TypeSH

Market value$8.65M

9.01%

Sole

0.00

Shared

0.00

None

738.72K

VANGUARD WORLD FD

SOLE

EXTENDED DUR

Shares113.49K

TypeSH

Market value$7.37M

7.67%

Sole

0.00

Shared

0.00

None

113.49K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

MBS ETF

Shares129.04K

TypeSH

Market value$6.38M

6.64%

Sole

0.00

Shared

0.00

None

129.04K

ISHARES TR

SOLE

10-20 YR TRS ETF

Shares49.59K

TypeSH

Market value$5.00M

5.20%

Sole

0.00

Shared

0.00

None

49.59K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

SHORT TERM TREA

Shares198.09K

TypeSH

Market value$4.18M

4.35%

Sole

0.00

Shared

0.00

None

198.09K

INVESCO EXCH TRADED FD TR II

SOLE

RAFI EMRGNG MRKT

Shares147.31K

TypeSH

Market value$3.96M

4.13%

Sole

0.00

Shared

0.00

None

147.31K

SCHWAB STRATEGIC TR

SOLE

LONG TERM US

Shares102.09K

TypeSH

Market value$3.21M

3.34%

Sole

0.00

Shared

0.00

None

102.09K

KRANESHARES TRUST

SOLE

QUADRTC INT RT

Shares168.64K

TypeSH

Market value$3.16M

3.28%

Sole

0.00

Shared

0.00

None

168.64K

T ROWE PRICE ETF INC

SOLE

ULTRA SHRT TRM

Shares58.99K

TypeSH

Market value$2.93M

3.06%

Sole

0.00

Shared

0.00

None

58.99K

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares27.18K

TypeSH

Market value$2.74M

2.85%

Sole

0.00

Shared

0.00

None

27.18K

NEUBERGER MUN FD INC

SOLE

COM

Shares249.19K

TypeSH

Market value$2.53M

2.63%

Sole

0.00

Shared

0.00

None

249.19K

ISHARES INC

SOLE

MSCI EMRG CHN

Shares30.40K

TypeSH

Market value$2.39M

2.49%

Sole

0.00

Shared

0.00

None

30.40K

RIVERNORTH FLEXIBLE MUNI INC

SOLE

COM

Shares183.93K

TypeSH

Market value$2.33M

2.42%

Sole

0.00

Shared

0.00

None

183.93K

PIMCO CALIF MUN INCOME FD

SOLE

COM

Shares206.23K

TypeSH

Market value$1.77M

1.84%

Sole

0.00

Shared

0.00

None

206.23K

BLACKROCK MUNIHOLDINGS FD IN

SOLE

COM

Shares142.32K

TypeSH

Market value$1.61M

1.67%

Sole

0.00

Shared

0.00

None

142.32K

BLACKROCK MUNIYIELD QUALITY

SOLE

COM

Shares148.72K

TypeSH

Market value$1.56M

1.63%

Sole

0.00

Shared

0.00

None

148.72K

BNY MELLON STRATEGIC MUNS IN C

SOLE

COM

Shares219.49K

TypeSH

Market value$1.38M

1.44%

Sole

0.00

Shared

0.00

None

219.49K

PIMCO NEW YORK MUN FD II

SOLE

COM

Shares188.85K

TypeSH

Market value$1.29M

1.35%

Sole

0.00

Shared

0.00

None

188.85K

RIVERNORTH FLEXIBLE MUN INCO

SOLE

COM

Shares64.99K

TypeSH

Market value$911.8K

0.95%

Sole

0.00

Shared

0.00

None

64.99K

SCHWAB STRATEGIC TR

SOLE

INT-TRM U.S TRES

Shares10.22K

TypeSH

Market value$254.6K

0.27%

Sole

0.00

Shared

0.00

None

10.22K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD SCOTTSDALE FDSSOLE	LONG TERM TREAS	243.81K	SH	$13.50M 14.05%	243.81K
VANECK ETF TRUSTSOLE	JUNIOR GOLD MINE	85.40K	SH	$10.25M 10.67%	85.40K
CAMBRIA ETF TRSOLE	EMRG SHAREHLDR	210.27K	SH	$8.71M 9.06%	210.27K
CAMBRIA ETF TRSOLE	TAIL RISK	738.72K	SH	$8.65M 9.01%	738.72K
VANGUARD WORLD FDSOLE	EXTENDED DUR	113.49K	SH	$7.37M 7.67%	113.49K
SIMPLIFY EXCHANGE TRADED FUNSOLE	MBS ETF	129.04K	SH	$6.38M 6.64%	129.04K
ISHARES TRSOLE	10-20 YR TRS ETF	49.59K	SH	$5.00M 5.20%	49.59K
SIMPLIFY EXCHANGE TRADED FUNSOLE	SHORT TERM TREA	198.09K	SH	$4.18M 4.35%	198.09K
INVESCO EXCH TRADED FD TR IISOLE	RAFI EMRGNG MRKT	147.31K	SH	$3.96M 4.13%	147.31K
SCHWAB STRATEGIC TRSOLE	LONG TERM US	102.09K	SH	$3.21M 3.34%	102.09K
KRANESHARES TRUSTSOLE	QUADRTC INT RT	168.64K	SH	$3.16M 3.28%	168.64K
T ROWE PRICE ETF INCSOLE	ULTRA SHRT TRM	58.99K	SH	$2.93M 3.06%	58.99K
ISHARES TRSOLE	0-3 MNTH TREASRY	27.18K	SH	$2.74M 2.85%	27.18K
NEUBERGER MUN FD INCSOLE	COM	249.19K	SH	$2.53M 2.63%	249.19K
ISHARES INCSOLE	MSCI EMRG CHN	30.40K	SH	$2.39M 2.49%	30.40K
RIVERNORTH FLEXIBLE MUNI INCSOLE	COM	183.93K	SH	$2.33M 2.42%	183.93K
PIMCO CALIF MUN INCOME FDSOLE	COM	206.23K	SH	$1.77M 1.84%	206.23K
BLACKROCK MUNIHOLDINGS FD INSOLE	COM	142.32K	SH	$1.61M 1.67%	142.32K
BLACKROCK MUNIYIELD QUALITYSOLE	COM	148.72K	SH	$1.56M 1.63%	148.72K
BNY MELLON STRATEGIC MUNS IN CSOLE	COM	219.49K	SH	$1.38M 1.44%	219.49K
PIMCO NEW YORK MUN FD IISOLE	COM	188.85K	SH	$1.29M 1.35%	188.85K
RIVERNORTH FLEXIBLE MUN INCOSOLE	COM	64.99K	SH	$911.8K 0.95%	64.99K
SCHWAB STRATEGIC TRSOLE	INT-TRM U.S TRES	10.22K	SH	$254.6K 0.27%	10.22K