PRINS RICHARD K exercised options at IGC PHARMA, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 3 exercises
Filed: 6/28/2022ACC: 0001185185-22-000785
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
225K acquired · 225K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+100K
Price / share
—
Trade value
—
% of position
18.9%
3/21/2022
530K→630K
Common Stock
Direct
Shares
+93.75K
Price / share
—
Trade value
—
% of position
14.9%
5/31/2022
630K→723.75K
Common Stock
Direct
Shares
+31.25K
Price / share
—
Trade value
—
% of position
4.3%
6/1/2022
723.75K→755K
Total
Net shares
+225K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/21/2022 | M · Option Exercise | +100K | — | — | 18.9% | 530K | 630K |
| Common Stock Direct | 5/31/2022 | M · Option Exercise | +93.75K | — | — | 14.9% | 630K | 723.75K |
| Common Stock Direct | 6/1/2022 | M · Option Exercise | +31.25K | — | — | 4.3% | 723.75K | 755K |
| Total | +225K | $0.00 | ||||||
Derivative Transactions3
Restricted Stock Units
Direct
Converts to
Common Stock
100K shares
Shares
−100K
Strike price
0.0
Held after
700K
Exercisable
—
3/21/2022
Restricted Stock Units
Direct
Converts to
Common Stock
93.75K shares
Shares
−93.75K
Strike price
0.0
Held after
606.25K
Exercisable
—
5/31/2022
Restricted Stock Units
Direct
Converts to
Common Stock
31.25K shares
Shares
−31.25K
Strike price
0.0
Held after
575K
Exercisable
—
6/1/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock100K shares | 3/21/2022 | M · Option Exercise | −100K | 0.0 | — | 700K |
| Restricted Stock Units Direct | Common Stock93.75K shares | 5/31/2022 | M · Option Exercise | −93.75K | 0.0 | — | 606.25K |
| Restricted Stock Units Direct | Common Stock31.25K shares | 6/1/2022 | M · Option Exercise | −31.25K | 0.0 | — | 575K |