PRINCIPLE WEALTH PARTNERS LLC

Filed: 2/5/2024ACC: 0001951757-24-000203

📋 What this filing means

PRINCIPLE WEALTH PARTNERS LLC filed this quarterly 13F‑HR report disclosing 335 equity positions with a total reported market value of $1.16B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

335

Positions

$1.16B

Total AUM (reported)

12.06M

Total Shares

Allocation by class

COM$638.56M55.0%

DIV APP ETF$43.71M3.8%

GROWTH ETF$36.73M3.2%

US DIVIDEND EQ$35.42M3.0%

SMITH CORE PLUS$32.55M2.8%

MORNINGSTAR SMID$20.76M1.8%

TOTAL STK MKT$18.71M1.6%

Portfolio Concentration

Top 3$174.68M15.0%

4–10$210.18M18.1%

11–25$213.10M18.3%

Rest$563.65M48.5%

Top 3 weight

15.0%

Top 10 weight

33.1%

Voting Authority Distribution

Total shares with voting rights: 12.06M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

333.34K

% of voting shares2.8%

None

No voting authority

11.72M

% of voting shares97.2%

Investment Discretion (by position count)

Sole288

Shared0

Other47

Dominant voting typeNone · 97.2% of voting shares

Institutional Holdings335

Rows:

APPLE INC

SOLE

COM

Shares368.44K

TypeSH

Market value$70.94M

6.11%

Sole

0.00

Shared

0.00

None

368.44K

JPMORGAN CHASE & CO

SOLE

COM

Shares352.94K

TypeSH

Market value$60.04M

5.17%

Sole

0.00

Shared

0.00

None

352.94K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares256.54K

TypeSH

Market value$43.71M

3.76%

Sole

0.00

Shared

0.00

None

256.54K

MICROSOFT CORP

DFND

COM

Shares107.90K

TypeSH

Market value$40.58M

3.49%

Sole

0.00

Shared

30.00

None

107.87K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares118.16K

TypeSH

Market value$36.73M

3.16%

Sole

0.00

Shared

0.00

None

118.16K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares465.25K

TypeSH

Market value$35.42M

3.05%

Sole

0.00

Shared

0.00

None

465.25K

ALPS ETF TR

SOLE

SMITH CORE PLUS

Shares1.25M

TypeSH

Market value$32.55M

2.80%

Sole

0.00

Shared

0.00

None

1.25M

AMAZON COM INC

SOLE

COM

Shares157.91K

TypeSH

Market value$23.99M

2.07%

Sole

0.00

Shared

0.00

None

157.91K

VANECK ETF TRUST

SOLE

MORNINGSTAR SMID

Shares659.04K

TypeSH

Market value$20.76M

1.79%

Sole

0.00

Shared

0.00

None

659.04K

MCDONALDS CORP

SOLE

COM

Shares67.96K

TypeSH

Market value$20.15M

1.73%

Sole

0.00

Shared

0.00

None

67.96K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares78.89K

TypeSH

Market value$18.71M

1.61%

Sole

0.00

Shared

0.00

None

78.89K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHT MUNCPL

Shares364.60K

TypeSH

Market value$18.50M

1.59%

Sole

0.00

Shared

0.00

None

364.60K

AMGEN INC

SOLE

COM

Shares61.98K

TypeSH

Market value$17.85M

1.54%

Sole

0.00

Shared

0.00

None

61.98K

JOHNSON & JOHNSON

DFND

COM

Shares109.15K

TypeSH

Market value$17.11M

1.47%

Sole

0.00

Shared

122.00

None

109.02K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 TOP 50

Shares441.57K

TypeSH

Market value$16.66M

1.43%

Sole

0.00

Shared

0.00

None

441.57K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares129.28K

TypeSH

Market value$14.43M

1.24%

Sole

0.00

Shared

0.00

None

129.28K

HOME DEPOT INC

DFND

COM

Shares40.09K

TypeSH

Market value$13.89M

1.20%

Sole

0.00

Shared

39.00

None

40.05K

VANGUARD ADMIRAL FDS INC

SOLE

500 GRTH IDX F

Shares50.49K

TypeSH

Market value$13.67M

1.18%

Sole

0.00

Shared

0.00

None

50.49K

OMEGA FLEX INC

SOLE

COM

Shares192.28K

TypeSH

Market value$13.56M

1.17%

Sole

0.00

Shared

0.00

None

192.28K

ALPHABET INC

SOLE

CAP STK CL C

Shares88.02K

TypeSH

Market value$12.41M

1.07%

Sole

0.00

Shared

0.00

None

88.02K

ALPHABET INC

SOLE

CAP STK CL A

Shares87.98K

TypeSH

Market value$12.29M

1.06%

Sole

0.00

Shared

0.00

None

87.98K

NVIDIA CORPORATION

SOLE

COM

Shares23.03K

TypeSH

Market value$11.40M

0.98%

Sole

0.00

Shared

0.00

None

23.03K

PROCTER AND GAMBLE CO

DFND

COM

Shares75.22K

TypeSH

Market value$11.02M

0.95%

Sole

0.00

Shared

81.00

None

75.14K

ISHARES TR

SOLE

7-10 YR TRSY BD

Shares113.64K

TypeSH

Market value$10.95M

0.94%

Sole

0.00

Shared

0.00

None

113.64K

RTX CORPORATION

SOLE

COM

Shares126.44K

TypeSH

Market value$10.64M

0.92%

Sole

0.00

Shared

0.00

None

126.44K

Issuer	Class	Shares	Type	Value / Portfolio %	Shared	None
APPLE INCSOLE	COM	368.44K	SH	$70.94M 6.11%	0.00	368.44K
JPMORGAN CHASE & COSOLE	COM	352.94K	SH	$60.04M 5.17%	0.00	352.94K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	256.54K	SH	$43.71M 3.76%	0.00	256.54K
MICROSOFT CORPDFND	COM	107.90K	SH	$40.58M 3.49%	30.00	107.87K
VANGUARD INDEX FDSSOLE	GROWTH ETF	118.16K	SH	$36.73M 3.16%	0.00	118.16K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	465.25K	SH	$35.42M 3.05%	0.00	465.25K
ALPS ETF TRSOLE	SMITH CORE PLUS	1.25M	SH	$32.55M 2.80%	0.00	1.25M
AMAZON COM INCSOLE	COM	157.91K	SH	$23.99M 2.07%	0.00	157.91K
VANECK ETF TRUSTSOLE	MORNINGSTAR SMID	659.04K	SH	$20.76M 1.79%	0.00	659.04K
MCDONALDS CORPSOLE	COM	67.96K	SH	$20.15M 1.73%	0.00	67.96K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	78.89K	SH	$18.71M 1.61%	0.00	78.89K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHT MUNCPL	364.60K	SH	$18.50M 1.59%	0.00	364.60K
AMGEN INCSOLE	COM	61.98K	SH	$17.85M 1.54%	0.00	61.98K
JOHNSON & JOHNSONDFND	COM	109.15K	SH	$17.11M 1.47%	122.00	109.02K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 TOP 50	441.57K	SH	$16.66M 1.43%	0.00	441.57K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	129.28K	SH	$14.43M 1.24%	0.00	129.28K
HOME DEPOT INCDFND	COM	40.09K	SH	$13.89M 1.20%	39.00	40.05K
VANGUARD ADMIRAL FDS INCSOLE	500 GRTH IDX F	50.49K	SH	$13.67M 1.18%	0.00	50.49K
OMEGA FLEX INCSOLE	COM	192.28K	SH	$13.56M 1.17%	0.00	192.28K
ALPHABET INCSOLE	CAP STK CL C	88.02K	SH	$12.41M 1.07%	0.00	88.02K
ALPHABET INCSOLE	CAP STK CL A	87.98K	SH	$12.29M 1.06%	0.00	87.98K
NVIDIA CORPORATIONSOLE	COM	23.03K	SH	$11.40M 0.98%	0.00	23.03K
PROCTER AND GAMBLE CODFND	COM	75.22K	SH	$11.02M 0.95%	81.00	75.14K
ISHARES TRSOLE	7-10 YR TRSY BD	113.64K	SH	$10.95M 0.94%	0.00	113.64K
RTX CORPORATIONSOLE	COM	126.44K	SH	$10.64M 0.92%	0.00	126.44K

Page 1 of 14

…