Filed: 11/14/2022ACC: 0001743413-22-000004
📋 What this filing means
PRINCIPLE WEALTH PARTNERS LLC filed this quarterly 13F‑HR report disclosing 293 equity positions with a total reported market value of $1.06M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
293
Positions
$1.06M
Total AUM (reported)
8.32M
Total Shares
Allocation by class
STOCK$822.9K77.6%
ETF$231.5K21.8%
ADR$2.7K0.3%
REIT$2.5K0.2%
CEF$390.000.0%
CONVERTIBLE PREFERRED$301.000.0%
Portfolio Concentration
Top 3$342.0K32.3%
4–10$198.2K18.7%
11–25$161.1K15.2%
Rest$359.0K33.9%
Top 3 weight
32.3%
Top 10 weight
50.9%
Voting Authority Distribution
Total shares with voting rights: 8.32M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
326.40K
shares
% of voting shares3.9%
None
No voting authority
7.99M
shares
% of voting shares96.1%
Investment Discretion (by position count)
Sole271
Shared0
Other22
Dominant voting typeNone · 96.1% of voting shares
Institutional Holdings293
Rows:
DOW INC COM
SOLEShares82.81K
TypeSH
Market value$229.1K
21.60%
Sole
0.00
Shared
5.14K
None
77.67K
CHEVRON CORP NEW COM
SOLEShares42.21K
TypeSH
Market value$60.5K
5.71%
Sole
0.00
Shared
2.62K
None
39.60K
APPLE INC COM
SOLEShares378.76K
TypeSH
Market value$52.3K
4.94%
Sole
0.00
Shared
0.00
None
378.76K
VANGUARD DIVIDEND APPRECIATION ETF
SOLEShares321.71K
TypeSH
Market value$43.5K
4.10%
Sole
0.00
Shared
0.00
None
321.71K
VANGUARD GROWTH ETF
SOLEShares178.67K
TypeSH
Market value$38.2K
3.61%
Sole
0.00
Shared
0.00
None
178.67K
JPMORGAN CHASE & CO COM
SOLEShares351.07K
TypeSH
Market value$36.7K
3.46%
Sole
0.00
Shared
0.00
None
351.07K
MICROSOFT CORP COM
SOLEShares104.33K
TypeSH
Market value$24.3K
2.29%
Sole
0.00
Shared
0.00
None
104.33K
PFIZER INC COM
SOLEShares433.11K
TypeSH
Market value$19.0K
1.79%
Sole
0.00
Shared
8.12K
None
425K
AMAZON COM INC COM
SOLEShares166.26K
TypeSH
Market value$18.8K
1.77%
Sole
0.00
Shared
0.00
None
166.26K
OMEGA FLEX INC COM
SOLEShares192.28K
TypeSH
Market value$17.8K
1.68%
Sole
0.00
Shared
0.00
None
192.28K
JOHNSON & JOHNSON COM
SOLEShares107.12K
TypeSH
Market value$17.5K
1.65%
Sole
0.00
Shared
0.00
None
107.12K
AMGEN INC COM
SOLEShares69.90K
TypeSH
Market value$15.8K
1.49%
Sole
0.00
Shared
0.00
None
69.90K
VANGUARD HIGH DIVIDEND YIELD INDEX ETF
SOLEShares152.22K
TypeSH
Market value$14.4K
1.36%
Sole
0.00
Shared
0.00
None
152.22K
MCDONALDS CORP COM
SOLEShares62.42K
TypeSH
Market value$14.4K
1.36%
Sole
0.00
Shared
0.00
None
62.42K
VANGUARD S&P 500 GROWTH ETF
SOLEShares63.82K
TypeSH
Market value$13.3K
1.26%
Sole
0.00
Shared
0.00
None
63.82K
HOME DEPOT INC COM
SOLEShares38.62K
TypeSH
Market value$10.7K
1.00%
Sole
0.00
Shared
0.00
None
38.62K
RAYTHEON TECHNOLOGIES CORP COM
SOLEShares129.77K
TypeSH
Market value$10.6K
1.00%
Sole
0.00
Shared
0.00
None
129.77K
PROCTER AND GAMBLE CO COM
SOLEShares76.08K
TypeSH
Market value$9.6K
0.91%
Sole
0.00
Shared
0.00
None
76.08K
SCHWAB US DIVIDEND EQUITY ETF
SOLEShares140.23K
TypeSH
Market value$9.3K
0.88%
Sole
0.00
Shared
0.00
None
140.23K
ALPHABET INC CAP STK CL A
SOLEShares86.96K
TypeSH
Market value$8.3K
0.78%
Sole
0.00
Shared
0.00
None
86.96K
ALPHABET INC CAP STK CL C
SOLEShares85.42K
TypeSH
Market value$8.2K
0.77%
Sole
0.00
Shared
0.00
None
85.42K
VANGUARD ENERGY ETF
SOLEShares74.56K
TypeSH
Market value$7.6K
0.71%
Sole
0.00
Shared
0.00
None
74.56K
CISCO SYS INC COM
SOLEShares185.69K
TypeSH
Market value$7.4K
0.70%
Sole
0.00
Shared
0.00
None
185.69K
AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF
SOLEShares222.82K
TypeSH
Market value$7.1K
0.67%
Sole
0.00
Shared
0.00
None
222.82K
INTEL CORP COM
SOLEShares264.55K
TypeSH
Market value$6.8K
0.64%
Sole
0.00
Shared
0.00
None
264.55K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
DOW INC COMSOLE | Stock | 82.81K | SH | $229.1K 21.60% | 0.00 | 5.14K | 77.67K |
CHEVRON CORP NEW COMSOLE | Stock | 42.21K | SH | $60.5K 5.71% | 0.00 | 2.62K | 39.60K |
APPLE INC COMSOLE | Stock | 378.76K | SH | $52.3K 4.94% | 0.00 | 0.00 | 378.76K |
VANGUARD DIVIDEND APPRECIATION ETFSOLE | ETF | 321.71K | SH | $43.5K 4.10% | 0.00 | 0.00 | 321.71K |
VANGUARD GROWTH ETFSOLE | ETF | 178.67K | SH | $38.2K 3.61% | 0.00 | 0.00 | 178.67K |
JPMORGAN CHASE & CO COMSOLE | Stock | 351.07K | SH | $36.7K 3.46% | 0.00 | 0.00 | 351.07K |
MICROSOFT CORP COMSOLE | Stock | 104.33K | SH | $24.3K 2.29% | 0.00 | 0.00 | 104.33K |
PFIZER INC COMSOLE | Stock | 433.11K | SH | $19.0K 1.79% | 0.00 | 8.12K | 425K |
AMAZON COM INC COMSOLE | Stock | 166.26K | SH | $18.8K 1.77% | 0.00 | 0.00 | 166.26K |
OMEGA FLEX INC COMSOLE | Stock | 192.28K | SH | $17.8K 1.68% | 0.00 | 0.00 | 192.28K |
JOHNSON & JOHNSON COMSOLE | Stock | 107.12K | SH | $17.5K 1.65% | 0.00 | 0.00 | 107.12K |
AMGEN INC COMSOLE | Stock | 69.90K | SH | $15.8K 1.49% | 0.00 | 0.00 | 69.90K |
VANGUARD HIGH DIVIDEND YIELD INDEX ETFSOLE | ETF | 152.22K | SH | $14.4K 1.36% | 0.00 | 0.00 | 152.22K |
MCDONALDS CORP COMSOLE | Stock | 62.42K | SH | $14.4K 1.36% | 0.00 | 0.00 | 62.42K |
VANGUARD S&P 500 GROWTH ETFSOLE | ETF | 63.82K | SH | $13.3K 1.26% | 0.00 | 0.00 | 63.82K |
HOME DEPOT INC COMSOLE | Stock | 38.62K | SH | $10.7K 1.00% | 0.00 | 0.00 | 38.62K |
RAYTHEON TECHNOLOGIES CORP COMSOLE | Stock | 129.77K | SH | $10.6K 1.00% | 0.00 | 0.00 | 129.77K |
PROCTER AND GAMBLE CO COMSOLE | Stock | 76.08K | SH | $9.6K 0.91% | 0.00 | 0.00 | 76.08K |
SCHWAB US DIVIDEND EQUITY ETFSOLE | ETF | 140.23K | SH | $9.3K 0.88% | 0.00 | 0.00 | 140.23K |
ALPHABET INC CAP STK CL ASOLE | Stock | 86.96K | SH | $8.3K 0.78% | 0.00 | 0.00 | 86.96K |
ALPHABET INC CAP STK CL CSOLE | Stock | 85.42K | SH | $8.2K 0.77% | 0.00 | 0.00 | 85.42K |
VANGUARD ENERGY ETFSOLE | ETF | 74.56K | SH | $7.6K 0.71% | 0.00 | 0.00 | 74.56K |
CISCO SYS INC COMSOLE | Stock | 185.69K | SH | $7.4K 0.70% | 0.00 | 0.00 | 185.69K |
AMPLIFY CWP ENHANCED DIVIDEND INCOME ETFSOLE | ETF | 222.82K | SH | $7.1K 0.67% | 0.00 | 0.00 | 222.82K |
INTEL CORP COMSOLE | Stock | 264.55K | SH | $6.8K 0.64% | 0.00 | 0.00 | 264.55K |
Page 1 of 12
…