PRIMUTH RICHARD A exercised options at SUNATION ENERGY, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 6 exercises

PRIMUTH RICHARD A

Filed: 8/4/2021ACC: 0001615594-21-000084

InsiderPRIMUTH RICHARD ACIK 1013832

→

IssuerSUNATION ENERGY, INC.CIK 22701

Director

Since Dec 2018

-75.73K

Net shares

Net seller

$356.2K

Total sold

Open market trades

0B · 0S

Total transactions

73.96K acquired · 149.69K disposed

Non-Derivative Transactions12

Common Stock

Direct

M · Option Exercise

+28.96K

Price / share

$6.33

Trade value

$183.32K

% of position

110.8%

8/2/2021

26.13K→55.09K

Common Stock

Direct

F · Tax Withholding

−25.64K

Price / share

$7.15

Trade value

$183.32K

% of position

46.5%

8/2/2021

55.09K→29.45K

Common Stock

Direct

M · Option Exercise

+10K

Price / share

$4.34

Trade value

$43.40K

% of position

34.0%

8/2/2021

29.45K→39.45K

Common Stock

Direct

F · Tax Withholding

−6.07K

Price / share

$7.15

Trade value

$43.39K

% of position

15.4%

8/2/2021

39.45K→33.38K

Common Stock

Direct

M · Option Exercise

+10K

Price / share

$3.95

Trade value

$39.50K

% of position

30.0%

8/2/2021

33.38K→43.38K

Common Stock

Direct

F · Tax Withholding

−5.52K

Price / share

$7.15

Trade value

$39.50K

% of position

12.7%

8/2/2021

43.38K→37.86K

Common Stock

Direct

M · Option Exercise

+2.50K

Price / share

$2.55

Trade value

$6.38K

% of position

6.6%

8/2/2021

37.86K→40.36K

Common Stock

Direct

F · Tax Withholding

−889.00

Price / share

$7.15

Trade value

$6.36K

% of position

2.2%

8/2/2021

40.36K→39.47K

Common Stock

Direct

M · Option Exercise

+12.50K

Price / share

$2.74

Trade value

$34.25K

% of position

31.7%

8/2/2021

39.47K→51.97K

Common Stock

Direct

F · Tax Withholding

−4.79K

Price / share

$7.15

Trade value

$34.25K

% of position

9.2%

8/2/2021

51.97K→47.18K

Common Stock

Direct

M · Option Exercise

+10K

Price / share

$4.94

Trade value

$49.40K

% of position

21.2%

8/2/2021

47.18K→57.18K

Common Stock

Direct

F · Tax Withholding

−6.91K

Price / share

$7.15

Trade value

$49.40K

% of position

12.1%

8/2/2021

57.18K→50.27K

Total

Net shares

+24.14K

Net value

$35.13

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/2/2021	M · Option Exercise	+28.96K	$6.33	$183.32K	110.8%	26.13K	55.09K
Common Stock Direct	8/2/2021	F · Tax Withholding	−25.64K	$7.15	$183.32K	46.5%	55.09K	29.45K
Common Stock Direct	8/2/2021	M · Option Exercise	+10K	$4.34	$43.40K	34.0%	29.45K	39.45K
Common Stock Direct	8/2/2021	F · Tax Withholding	−6.07K	$7.15	$43.39K	15.4%	39.45K	33.38K
Common Stock Direct	8/2/2021	M · Option Exercise	+10K	$3.95	$39.50K	30.0%	33.38K	43.38K
Common Stock Direct	8/2/2021	F · Tax Withholding	−5.52K	$7.15	$39.50K	12.7%	43.38K	37.86K
Common Stock Direct	8/2/2021	M · Option Exercise	+2.50K	$2.55	$6.38K	6.6%	37.86K	40.36K
Common Stock Direct	8/2/2021	F · Tax Withholding	−889.00	$7.15	$6.36K	2.2%	40.36K	39.47K
Common Stock Direct	8/2/2021	M · Option Exercise	+12.50K	$2.74	$34.25K	31.7%	39.47K	51.97K
Common Stock Direct	8/2/2021	F · Tax Withholding	−4.79K	$7.15	$34.25K	9.2%	51.97K	47.18K
Common Stock Direct	8/2/2021	M · Option Exercise	+10K	$4.94	$49.40K	21.2%	47.18K	57.18K
Common Stock Direct	8/2/2021	F · Tax Withholding	−6.91K	$7.15	$49.40K	12.1%	57.18K	50.27K
Total			+24.14K		$35.13

Derivative Transactions7

Stock Option (Right-to-Buy)

Direct

J · J

Converts to

Common Stock

25.91K shares

−25.91K

Strike price

11.05

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

M · Option Exercise

Converts to

Common Stock

28.96K shares

−28.96K

Strike price

6.33

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

M · Option Exercise

Converts to

Common Stock

10K shares

−10K

Strike price

4.34

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

M · Option Exercise

Converts to

Common Stock

10K shares

−10K

Strike price

3.95

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

M · Option Exercise

Converts to

Common Stock

2.50K shares

−2.50K

Strike price

2.55

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

M · Option Exercise

Converts to

Common Stock

12.50K shares

−12.50K

Strike price

2.74

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

M · Option Exercise

Converts to

Common Stock

10K shares

−10K

Strike price

4.94

Held after

0.00

Exercisable

—

8/2/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Stock Option (Right-to-Buy) Direct	Common Stock25.91K shares	8/2/2021	J · J	−25.91K	11.05	—
Stock Option (Right-to-Buy) Direct	Common Stock28.96K shares	8/2/2021	M · Option Exercise	−28.96K	6.33	—
Stock Option (Right-to-Buy) Direct	Common Stock10K shares	8/2/2021	M · Option Exercise	−10K	4.34	—
Stock Option (Right-to-Buy) Direct	Common Stock10K shares	8/2/2021	M · Option Exercise	−10K	3.95	—
Stock Option (Right-to-Buy) Direct	Common Stock2.50K shares	8/2/2021	M · Option Exercise	−2.50K	2.55	—
Stock Option (Right-to-Buy) Direct	Common Stock12.50K shares	8/2/2021	M · Option Exercise	−12.50K	2.74	—
Stock Option (Right-to-Buy) Direct	Common Stock10K shares	8/2/2021	M · Option Exercise	−10K	4.94	—