Filed: 11/8/2022ACC: 0001214659-22-013272
📋 What this filing means
PRIME CAPITAL INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 399 equity positions with a total reported market value of $1.74M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
399
Positions
$1.74M
Total AUM (reported)
25.63M
Total Shares
Allocation by class
ETF$1.05M60.5%
STOCK$680.0K39.1%
ADR$7.2K0.4%
Portfolio Concentration
Top 3$386.4K22.2%
4–10$370.4K21.3%
11–25$290.5K16.7%
Rest$692.7K39.8%
Top 3 weight
22.2%
Top 10 weight
43.5%
Voting Authority Distribution
Total shares with voting rights: 0.00
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole399
Shared0
Other0
Dominant voting typeNone · 0.0% of voting shares
Institutional Holdings399
Rows:
INVESCO QQQ TR UNIT SER 1
SOLEShares561.53K
TypeSH
Market value$150.1K
8.63%
Sole
0.00
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR US LRG CAP ETF
SOLEShares3.23M
TypeSH
Market value$136.7K
7.85%
Sole
0.00
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR US MID-CAP ETF
SOLEShares1.65M
TypeSH
Market value$99.7K
5.73%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR SELECT DIVID ETF
SOLEShares766.19K
TypeSH
Market value$82.2K
4.72%
Sole
0.00
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR INTL EQTY ETF
SOLEShares2.51M
TypeSH
Market value$70.6K
4.06%
Sole
0.00
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares395.01K
TypeSH
Market value$54.6K
3.14%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR CORE S&P TTL STK
SOLEShares603.38K
TypeSH
Market value$48.0K
2.76%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR CORE US AGGBD ET
SOLEShares435.61K
TypeSH
Market value$42.0K
2.41%
Sole
0.00
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares161.72K
TypeSH
Market value$37.7K
2.16%
Sole
0.00
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR US LCAP GR ETF
SOLEShares635.90K
TypeSH
Market value$35.5K
2.04%
Sole
0.00
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares253.93K
TypeSH
Market value$28.7K
1.65%
Sole
0.00
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR US SML CAP ETF
SOLEShares740.07K
TypeSH
Market value$28.0K
1.61%
Sole
0.00
Shared
0.00
None
0.00
WISDOMTREE TR US QTLY DIV GRT
SOLEShares490.48K
TypeSH
Market value$26.4K
1.52%
Sole
0.00
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR SBI HEALTHCARE
SOLEShares216.05K
TypeSH
Market value$26.2K
1.50%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR CORE MSCI TOTAL
SOLEShares512.75K
TypeSH
Market value$26.1K
1.50%
Sole
0.00
Shared
0.00
None
0.00
JOHNSON & JOHNSON COM
SOLEShares118.64K
TypeSH
Market value$19.4K
1.11%
Sole
0.00
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT
SOLEShares145.83K
TypeSH
Market value$18.6K
1.07%
Sole
0.00
Shared
0.00
None
0.00
WALMART INC COM
SOLEShares135.84K
TypeSH
Market value$17.6K
1.01%
Sole
0.00
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR SBI CONS STPLS
SOLEShares261.35K
TypeSH
Market value$17.4K
1.00%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR ISHS 1-5YR INVS
SOLEShares315.49K
TypeSH
Market value$15.5K
0.89%
Sole
0.00
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC COM
SOLEShares27.53K
TypeSH
Market value$13.9K
0.80%
Sole
0.00
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO COM
SOLEShares109.05K
TypeSH
Market value$13.8K
0.79%
Sole
0.00
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares139.63K
TypeSH
Market value$13.4K
0.77%
Sole
0.00
Shared
0.00
None
0.00
RAYTHEON TECHNOLOGIES CORP COM
SOLEShares156.52K
TypeSH
Market value$12.8K
0.74%
Sole
0.00
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR US LCAP VA ETF
SOLEShares216.15K
TypeSH
Market value$12.6K
0.73%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TR UNIT SER 1SOLE | ETF | 561.53K | SH | $150.1K 8.63% | 0.00 | 0.00 | 0.00 |
SCHWAB STRATEGIC TR US LRG CAP ETFSOLE | ETF | 3.23M | SH | $136.7K 7.85% | 0.00 | 0.00 | 0.00 |
SCHWAB STRATEGIC TR US MID-CAP ETFSOLE | ETF | 1.65M | SH | $99.7K 5.73% | 0.00 | 0.00 | 0.00 |
ISHARES TR SELECT DIVID ETFSOLE | ETF | 766.19K | SH | $82.2K 4.72% | 0.00 | 0.00 | 0.00 |
SCHWAB STRATEGIC TR INTL EQTY ETFSOLE | ETF | 2.51M | SH | $70.6K 4.06% | 0.00 | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 395.01K | SH | $54.6K 3.14% | 0.00 | 0.00 | 0.00 |
ISHARES TR CORE S&P TTL STKSOLE | ETF | 603.38K | SH | $48.0K 2.76% | 0.00 | 0.00 | 0.00 |
ISHARES TR CORE US AGGBD ETSOLE | ETF | 435.61K | SH | $42.0K 2.41% | 0.00 | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 161.72K | SH | $37.7K 2.16% | 0.00 | 0.00 | 0.00 |
SCHWAB STRATEGIC TR US LCAP GR ETFSOLE | ETF | 635.90K | SH | $35.5K 2.04% | 0.00 | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 253.93K | SH | $28.7K 1.65% | 0.00 | 0.00 | 0.00 |
SCHWAB STRATEGIC TR US SML CAP ETFSOLE | ETF | 740.07K | SH | $28.0K 1.61% | 0.00 | 0.00 | 0.00 |
WISDOMTREE TR US QTLY DIV GRTSOLE | ETF | 490.48K | SH | $26.4K 1.52% | 0.00 | 0.00 | 0.00 |
SELECT SECTOR SPDR TR SBI HEALTHCARESOLE | ETF | 216.05K | SH | $26.2K 1.50% | 0.00 | 0.00 | 0.00 |
ISHARES TR CORE MSCI TOTALSOLE | ETF | 512.75K | SH | $26.1K 1.50% | 0.00 | 0.00 | 0.00 |
JOHNSON & JOHNSON COMSOLE | Stock | 118.64K | SH | $19.4K 1.11% | 0.00 | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGTSOLE | ETF | 145.83K | SH | $18.6K 1.07% | 0.00 | 0.00 | 0.00 |
WALMART INC COMSOLE | Stock | 135.84K | SH | $17.6K 1.01% | 0.00 | 0.00 | 0.00 |
SELECT SECTOR SPDR TR SBI CONS STPLSSOLE | ETF | 261.35K | SH | $17.4K 1.00% | 0.00 | 0.00 | 0.00 |
ISHARES TR ISHS 1-5YR INVSSOLE | ETF | 315.49K | SH | $15.5K 0.89% | 0.00 | 0.00 | 0.00 |
UNITEDHEALTH GROUP INC COMSOLE | Stock | 27.53K | SH | $13.9K 0.80% | 0.00 | 0.00 | 0.00 |
PROCTER AND GAMBLE CO COMSOLE | Stock | 109.05K | SH | $13.8K 0.79% | 0.00 | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 139.63K | SH | $13.4K 0.77% | 0.00 | 0.00 | 0.00 |
RAYTHEON TECHNOLOGIES CORP COMSOLE | Stock | 156.52K | SH | $12.8K 0.74% | 0.00 | 0.00 | 0.00 |
SCHWAB STRATEGIC TR US LCAP VA ETFSOLE | ETF | 216.15K | SH | $12.6K 0.73% | 0.00 | 0.00 | 0.00 |
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