Filed: 11/14/2023ACC: 0000945621-23-000577
📋 What this filing means
PRELUDE CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 1019 equity positions with a total reported market value of $1.53B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1019
Positions
$1.53B
Total AUM (reported)
54.13M
Total Shares
Allocation by class
COM$761.36M49.6%
TR UNIT$173.61M11.3%
SHS$64.09M4.2%
CL A$63.69M4.1%
SPONSORED ADS$52.79M3.4%
COM NEW$36.35M2.4%
COM CL A$29.39M1.9%
Portfolio Concentration
Top 3$249.86M16.3%
4–10$134.22M8.7%
11–25$169.04M11.0%
Rest$981.79M64.0%
Top 3 weight
16.3%
Top 10 weight
25.0%
Voting Authority Distribution
Total shares with voting rights: 54.13M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
54.13M
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other1019
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings1019
Rows:
SPDR S&P 500 ETF TR
OTRShares405.30K
TypeSH
Market value$173.26M
11.29%
Sole
0.00
Shared
405.30K
None
0.00
TESLA INC
OTRShares202.34K
TypeSH
Market value$50.63M
3.30%
Sole
0.00
Shared
202.34K
None
0.00
ACTIVISION BLIZZARD INC
OTRShares277.40K
TypeSH
Market value$25.97M
1.69%
Sole
0.00
Shared
277.40K
None
0.00
HORIZON THERAPEUTICS PUB L
OTRShares180.95K
TypeSH
Market value$20.93M
1.36%
Sole
0.00
Shared
180.95K
None
0.00
SPDR GOLD TR
OTRShares118.15K
TypeSH
Market value$20.26M
1.32%
Sole
0.00
Shared
118.15K
None
0.00
ISHARES TR
OTRShares114.11K
TypeSH
Market value$20.17M
1.31%
Sole
0.00
Shared
114.11K
None
0.00
ALIBABA GROUP HLDG LTD
OTRShares223.89K
TypeSH
Market value$19.42M
1.27%
Sole
0.00
Shared
223.89K
None
0.00
CONSOL ENERGY INC NEW
OTRShares178.45K
TypeSH
Market value$18.72M
1.22%
Sole
0.00
Shared
178.45K
None
0.00
MICROSOFT CORP
OTRShares56.93K
TypeSH
Market value$17.98M
1.17%
Sole
0.00
Shared
56.93K
None
0.00
APPLE INC
OTRShares97.80K
TypeSH
Market value$16.74M
1.09%
Sole
0.00
Shared
97.80K
None
0.00
BRIGHTHOUSE FINL INC
OTRShares337.98K
TypeSH
Market value$16.54M
1.08%
Sole
0.00
Shared
337.98K
None
0.00
NETEASE INC
OTRShares154.63K
TypeSH
Market value$15.49M
1.01%
Sole
0.00
Shared
154.63K
None
0.00
BIO RAD LABS INC
OTRShares40.76K
TypeSH
Market value$14.61M
0.95%
Sole
0.00
Shared
40.76K
None
0.00
SELECT SECTOR SPDR TR
OTRShares224.40K
TypeSH
Market value$13.22M
0.86%
Sole
0.00
Shared
224.40K
None
0.00
TRIP COM GROUP LTD
OTRShares373.93K
TypeSH
Market value$13.08M
0.85%
Sole
0.00
Shared
373.93K
None
0.00
NEW RELIC INC
OTRShares130.82K
TypeSH
Market value$11.20M
0.73%
Sole
0.00
Shared
130.82K
None
0.00
NVIDIA CORPORATION
OTRShares25.36K
TypeSH
Market value$11.03M
0.72%
Sole
0.00
Shared
25.36K
None
0.00
SEAGEN INC
OTRShares51.50K
TypeSH
Market value$10.93M
0.71%
Sole
0.00
Shared
51.50K
None
0.00
HARMONIC INC
OTRShares1.12M
TypeSH
Market value$10.76M
0.70%
Sole
0.00
Shared
1.12M
None
0.00
VMWARE INC
OTRShares58K
TypeSH
Market value$9.66M
0.63%
Sole
0.00
Shared
58K
None
0.00
DAQO NEW ENERGY CORP
OTRShares301.58K
TypeSH
Market value$9.13M
0.59%
Sole
0.00
Shared
301.58K
None
0.00
GENERAL MTRS CO
OTRShares265.64K
TypeSH
Market value$8.76M
0.57%
Sole
0.00
Shared
265.64K
None
0.00
TEMPUR SEALY INTL INC
OTRShares194.39K
TypeSH
Market value$8.42M
0.55%
Sole
0.00
Shared
194.39K
None
0.00
KE HLDGS INC
OTRShares532.47K
TypeSH
Market value$8.26M
0.54%
Sole
0.00
Shared
532.47K
None
0.00
REGAL REXNORD CORPORATION
OTRShares55.64K
TypeSH
Market value$7.95M
0.52%
Sole
0.00
Shared
55.64K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TROTR | TR UNIT | 405.30K | SH | $173.26M 11.29% | 0.00 | 405.30K | 0.00 |
TESLA INCOTR | COM | 202.34K | SH | $50.63M 3.30% | 0.00 | 202.34K | 0.00 |
ACTIVISION BLIZZARD INCOTR | COM | 277.40K | SH | $25.97M 1.69% | 0.00 | 277.40K | 0.00 |
HORIZON THERAPEUTICS PUB LOTR | SHS | 180.95K | SH | $20.93M 1.36% | 0.00 | 180.95K | 0.00 |
SPDR GOLD TROTR | GOLD SHS | 118.15K | SH | $20.26M 1.32% | 0.00 | 118.15K | 0.00 |
ISHARES TROTR | RUSSELL 2000 ETF | 114.11K | SH | $20.17M 1.31% | 0.00 | 114.11K | 0.00 |
ALIBABA GROUP HLDG LTDOTR | SPONSORED ADS | 223.89K | SH | $19.42M 1.27% | 0.00 | 223.89K | 0.00 |
CONSOL ENERGY INC NEWOTR | COM | 178.45K | SH | $18.72M 1.22% | 0.00 | 178.45K | 0.00 |
MICROSOFT CORPOTR | COM | 56.93K | SH | $17.98M 1.17% | 0.00 | 56.93K | 0.00 |
APPLE INCOTR | COM | 97.80K | SH | $16.74M 1.09% | 0.00 | 97.80K | 0.00 |
BRIGHTHOUSE FINL INCOTR | COM | 337.98K | SH | $16.54M 1.08% | 0.00 | 337.98K | 0.00 |
NETEASE INCOTR | SPONSORED ADS | 154.63K | SH | $15.49M 1.01% | 0.00 | 154.63K | 0.00 |
BIO RAD LABS INCOTR | CL A | 40.76K | SH | $14.61M 0.95% | 0.00 | 40.76K | 0.00 |
SELECT SECTOR SPDR TROTR | SBI INT-UTILS | 224.40K | SH | $13.22M 0.86% | 0.00 | 224.40K | 0.00 |
TRIP COM GROUP LTDOTR | ADS | 373.93K | SH | $13.08M 0.85% | 0.00 | 373.93K | 0.00 |
NEW RELIC INCOTR | COM | 130.82K | SH | $11.20M 0.73% | 0.00 | 130.82K | 0.00 |
NVIDIA CORPORATIONOTR | COM | 25.36K | SH | $11.03M 0.72% | 0.00 | 25.36K | 0.00 |
SEAGEN INCOTR | COM | 51.50K | SH | $10.93M 0.71% | 0.00 | 51.50K | 0.00 |
HARMONIC INCOTR | COM | 1.12M | SH | $10.76M 0.70% | 0.00 | 1.12M | 0.00 |
VMWARE INCOTR | CL A COM | 58K | SH | $9.66M 0.63% | 0.00 | 58K | 0.00 |
DAQO NEW ENERGY CORPOTR | SPNSRD ADS NEW | 301.58K | SH | $9.13M 0.59% | 0.00 | 301.58K | 0.00 |
GENERAL MTRS COOTR | COM | 265.64K | SH | $8.76M 0.57% | 0.00 | 265.64K | 0.00 |
TEMPUR SEALY INTL INCOTR | COM | 194.39K | SH | $8.42M 0.55% | 0.00 | 194.39K | 0.00 |
KE HLDGS INCOTR | SPONSORED ADS | 532.47K | SH | $8.26M 0.54% | 0.00 | 532.47K | 0.00 |
REGAL REXNORD CORPORATIONOTR | COM | 55.64K | SH | $7.95M 0.52% | 0.00 | 55.64K | 0.00 |
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