Filed: 11/14/2023ACC: 0000950123-23-010547
📋 What this filing means
PRECEPT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 24 equity positions with a total reported market value of $125.70M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
24
Positions
$125.70M
Total AUM (reported)
1.69M
Total Shares
Allocation by class
TR UNIT$42.75M34.0%
UNIT SER 1$35.47M28.2%
COM$29.35M23.3%
RUSSELL 2000 ETF$7.97M6.3%
CSI CHI INTERNET$5.47M4.4%
PURE US CANNABIS$2.38M1.9%
COM CL A$664.6K0.5%
Portfolio Concentration
Top 3$95.70M76.1%
4–10$24.89M19.8%
11–25$5.11M4.1%
Top 3 weight
76.1%
Top 10 weight
95.9%
Voting Authority Distribution
Total shares with voting rights: 1.54M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
1.54M
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other24
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings24
Rows:
SPDR S&P 500 ETF TR
DFNDShares100K
TypeSH
Market value$42.75M
34.01%
Sole
0.00
Shared
100K
None
0.00
INVESCO QQQ TR
DFNDShares99K
TypeSH
Market value$35.47M
28.22%
Sole
0.00
Shared
99K
None
0.00
ADVANCED MICRO DEVICES INC
DFNDShares170K
TypeSH
Market value$17.48M
13.91%
Sole
0.00
Shared
170K
None
0.00
ISHARES TR
DFNDShares45.10K
TypeSH
Market value$7.97M
6.34%
Sole
0.00
Shared
45.10K
None
0.00
KRANESHARES TR
DFNDShares200K
TypeSH
Market value$5.47M
4.35%
Sole
0.00
Shared
200K
None
0.00
AMAZON COM INC
DFNDShares32K
TypeSH
Market value$4.07M
3.24%
Sole
0.00
Shared
32K
None
0.00
MICROSOFT CORP
DFNDShares9.40K
TypeSH
Market value$2.97M
2.36%
Sole
0.00
Shared
9.40K
None
0.00
ADVISORSHARES TR
DFNDShares300K
TypeSH
Market value$2.38M
1.90%
Sole
0.00
Shared
150K
None
0.00
NVIDIA CORPORATION
DFNDShares3K
TypeSH
Market value$1.30M
1.04%
Sole
0.00
Shared
3K
None
0.00
LIVERAMP HLDGS INC
DFNDShares25K
TypeSH
Market value$721.0K
0.57%
Sole
0.00
Shared
25K
None
0.00
PROS HOLDINGS INC
DFNDShares20K
TypeSH
Market value$692.4K
0.55%
Sole
0.00
Shared
20K
None
0.00
SYNCHRONOSS TECHNOLOGIES INC
DFNDShares35K
TypeSH
Market value$644.0K
0.51%
Sole
0.00
Shared
35K
None
0.00
APPLIED DIGITAL CORP
DFNDShares100K
TypeSH
Market value$624.0K
0.50%
Sole
0.00
Shared
100K
None
0.00
ACM RESH INC
DFNDShares30K
TypeSH
Market value$543.1K
0.43%
Sole
0.00
Shared
30K
None
0.00
CONTANGO ORE INC
DFNDShares25K
TypeSH
Market value$453.5K
0.36%
Sole
0.00
Shared
25K
None
0.00
NAVIGATOR HLDGS LTD
DFNDShares30K
TypeSH
Market value$443.1K
0.35%
Sole
0.00
Shared
30K
None
0.00
VOX ROYALTY CORP
DFNDShares205K
TypeSH
Market value$414.1K
0.33%
Sole
0.00
Shared
205K
None
0.00
SIGMA LITHIUM CORPORATION
DFNDShares10K
TypeSH
Market value$324.4K
0.26%
Sole
0.00
Shared
10K
None
0.00
BIOTE CORP
DFNDShares50K
TypeSH
Market value$256.0K
0.20%
Sole
0.00
Shared
50K
None
0.00
GRID DYNAMICS HLDGS INC
DFNDShares20.20K
TypeSH
Market value$246.0K
0.20%
Sole
0.00
Shared
20.20K
None
0.00
B. RILEY FINANCIAL INC
DFNDShares5K
TypeSH
Market value$204.9K
0.16%
Sole
0.00
Shared
5K
None
0.00
EVOLV TECHNOLOGIES HLDNGS IN
DFNDShares25K
TypeSH
Market value$121.5K
0.10%
Sole
0.00
Shared
25K
None
0.00
AZITRA INC
DFNDShares50K
TypeSH
Market value$75.0K
0.06%
Sole
0.00
Shared
50K
None
0.00
LILIUM N V
DFNDShares100K
TypeSH
Market value$71.3K
0.06%
Sole
0.00
Shared
100K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRDFND | TR UNIT | 100K | SH | $42.75M 34.01% | 0.00 | 100K | 0.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 99K | SH | $35.47M 28.22% | 0.00 | 99K | 0.00 |
ADVANCED MICRO DEVICES INCDFND | COM | 170K | SH | $17.48M 13.91% | 0.00 | 170K | 0.00 |
ISHARES TRDFND | RUSSELL 2000 ETF | 45.10K | SH | $7.97M 6.34% | 0.00 | 45.10K | 0.00 |
KRANESHARES TRDFND | CSI CHI INTERNET | 200K | SH | $5.47M 4.35% | 0.00 | 200K | 0.00 |
AMAZON COM INCDFND | COM | 32K | SH | $4.07M 3.24% | 0.00 | 32K | 0.00 |
MICROSOFT CORPDFND | COM | 9.40K | SH | $2.97M 2.36% | 0.00 | 9.40K | 0.00 |
ADVISORSHARES TRDFND | PURE US CANNABIS | 300K | SH | $2.38M 1.90% | 0.00 | 150K | 0.00 |
NVIDIA CORPORATIONDFND | COM | 3K | SH | $1.30M 1.04% | 0.00 | 3K | 0.00 |
LIVERAMP HLDGS INCDFND | COM | 25K | SH | $721.0K 0.57% | 0.00 | 25K | 0.00 |
PROS HOLDINGS INCDFND | COM | 20K | SH | $692.4K 0.55% | 0.00 | 20K | 0.00 |
SYNCHRONOSS TECHNOLOGIES INCDFND | COM | 35K | SH | $644.0K 0.51% | 0.00 | 35K | 0.00 |
APPLIED DIGITAL CORPDFND | COM NEW | 100K | SH | $624.0K 0.50% | 0.00 | 100K | 0.00 |
ACM RESH INCDFND | COM CL A | 30K | SH | $543.1K 0.43% | 0.00 | 30K | 0.00 |
CONTANGO ORE INCDFND | COM | 25K | SH | $453.5K 0.36% | 0.00 | 25K | 0.00 |
NAVIGATOR HLDGS LTDDFND | SHS | 30K | SH | $443.1K 0.35% | 0.00 | 30K | 0.00 |
VOX ROYALTY CORPDFND | COM | 205K | SH | $414.1K 0.33% | 0.00 | 205K | 0.00 |
SIGMA LITHIUM CORPORATIONDFND | COM | 10K | SH | $324.4K 0.26% | 0.00 | 10K | 0.00 |
BIOTE CORPDFND | CLASS A COM | 50K | SH | $256.0K 0.20% | 0.00 | 50K | 0.00 |
GRID DYNAMICS HLDGS INCDFND | CL A | 20.20K | SH | $246.0K 0.20% | 0.00 | 20.20K | 0.00 |
B. RILEY FINANCIAL INCDFND | COM | 5K | SH | $204.9K 0.16% | 0.00 | 5K | 0.00 |
EVOLV TECHNOLOGIES HLDNGS INDFND | COM CL A | 25K | SH | $121.5K 0.10% | 0.00 | 25K | 0.00 |
AZITRA INCDFND | COM | 50K | SH | $75.0K 0.06% | 0.00 | 50K | 0.00 |
LILIUM N VDFND | CLASS A ORD SHS | 100K | SH | $71.3K 0.06% | 0.00 | 100K | 0.00 |