Filed: 5/15/2023ACC: 0000950123-23-004980
📋 What this filing means
PRECEPT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 25 equity positions with a total reported market value of $81.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
25
Positions
$81.75M
Total AUM (reported)
1.38M
Total Shares
Allocation by class
COM$32.30M39.5%
TR UNIT$18.01M22.0%
FINANCIAL$11.25M13.8%
UNIT SER 1$9.31M11.4%
RUSSELL 2000 ETF$8.05M9.8%
CL A COM$1.04M1.3%
RUS 2000 GRW ETF$453.6K0.6%
Portfolio Concentration
Top 3$38.57M47.2%
4–10$28.18M34.5%
11–25$15.00M18.3%
Top 3 weight
47.2%
Top 10 weight
81.7%
Voting Authority Distribution
Total shares with voting rights: 651.20K
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
651.20K
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other25
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings25
Rows:
SPDR S&P 500 ETF TR
DFNDShares44K
TypeSH
Market value$18.01M
22.03%
Sole
0.00
Shared
44K
None
0.00
SELECT SECTOR SPDR TR
DFNDShares350K
TypeSH
Market value$11.25M
13.76%
Sole
0.00
Shared
0.00
None
0.00
INVESCO QQQ TR
DFNDShares29K
TypeSH
Market value$9.31M
11.38%
Sole
0.00
Shared
29K
None
0.00
ISHARES TR
DFNDShares45.10K
TypeSH
Market value$8.05M
9.84%
Sole
0.00
Shared
45.10K
None
0.00
MODERNA INC
DFNDShares30K
TypeSH
Market value$4.61M
5.64%
Sole
0.00
Shared
30K
None
0.00
TESLA INC
DFNDShares17K
TypeSH
Market value$3.53M
4.31%
Sole
0.00
Shared
17K
None
0.00
AMAZON COM INC
DFNDShares32K
TypeSH
Market value$3.31M
4.04%
Sole
0.00
Shared
32K
None
0.00
LUMENTUM HLDGS INC
DFNDShares60K
TypeSH
Market value$3.24M
3.96%
Sole
0.00
Shared
60K
None
0.00
ARES CAPITAL CORP
DFNDShares150K
TypeSH
Market value$2.74M
3.35%
Sole
0.00
Shared
150K
None
0.00
MICROSOFT CORP
DFNDShares9.40K
TypeSH
Market value$2.71M
3.32%
Sole
0.00
Shared
9.40K
None
0.00
PACIRA BIOSCIENCES INC
DFNDShares60K
TypeSH
Market value$2.45M
3.00%
Sole
0.00
Shared
0.00
None
0.00
IVERIC BIO INC
DFNDShares100K
TypeSH
Market value$2.43M
2.98%
Sole
0.00
Shared
0.00
None
0.00
PIONEER NAT RES CO
DFNDShares10K
TypeSH
Market value$2.04M
2.50%
Sole
0.00
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
DFNDShares20K
TypeSH
Market value$1.96M
2.40%
Sole
0.00
Shared
20K
None
0.00
SERVICE CORP INTL
DFNDShares25K
TypeSH
Market value$1.72M
2.10%
Sole
0.00
Shared
0.00
None
0.00
SELECT ENERGY SVCS INC
DFNDShares150K
TypeSH
Market value$1.04M
1.28%
Sole
0.00
Shared
0.00
None
0.00
BIOMEA FUSION INC
DFNDShares20K
TypeSH
Market value$620.2K
0.76%
Sole
0.00
Shared
20K
None
0.00
LIVERAMP HLDGS INC
DFNDShares25K
TypeSH
Market value$548.3K
0.67%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR
DFNDShares2K
TypeSH
Market value$453.6K
0.55%
Sole
0.00
Shared
2K
None
0.00
NAVIGATOR HLDGS LTD
DFNDShares30K
TypeSH
Market value$420.0K
0.51%
Sole
0.00
Shared
30K
None
0.00
CANTALOUPE INC
DFNDShares70K
TypeSH
Market value$399.0K
0.49%
Sole
0.00
Shared
70K
None
0.00
ACM RESH INC
DFNDShares30K
TypeSH
Market value$351.0K
0.43%
Sole
0.00
Shared
30K
None
0.00
BIOTE CORP
DFNDShares50K
TypeSH
Market value$309.5K
0.38%
Sole
0.00
Shared
50K
None
0.00
ROC ENERGY ACQUISITION CORP
DFNDShares12K
TypeSH
Market value$125.4K
0.15%
Sole
0.00
Shared
12K
None
0.00
GRID DYNAMICS HLDGS INC
DFNDShares10.80K
TypeSH
Market value$123.8K
0.15%
Sole
0.00
Shared
700.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRDFND | TR UNIT | 44K | SH | $18.01M 22.03% | 0.00 | 44K | 0.00 |
SELECT SECTOR SPDR TRDFND | FINANCIAL | 350K | SH | $11.25M 13.76% | 0.00 | 0.00 | 0.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 29K | SH | $9.31M 11.38% | 0.00 | 29K | 0.00 |
ISHARES TRDFND | RUSSELL 2000 ETF | 45.10K | SH | $8.05M 9.84% | 0.00 | 45.10K | 0.00 |
MODERNA INCDFND | COM | 30K | SH | $4.61M 5.64% | 0.00 | 30K | 0.00 |
TESLA INCDFND | COM | 17K | SH | $3.53M 4.31% | 0.00 | 17K | 0.00 |
AMAZON COM INCDFND | COM | 32K | SH | $3.31M 4.04% | 0.00 | 32K | 0.00 |
LUMENTUM HLDGS INCDFND | COM | 60K | SH | $3.24M 3.96% | 0.00 | 60K | 0.00 |
ARES CAPITAL CORPDFND | COM | 150K | SH | $2.74M 3.35% | 0.00 | 150K | 0.00 |
MICROSOFT CORPDFND | COM | 9.40K | SH | $2.71M 3.32% | 0.00 | 9.40K | 0.00 |
PACIRA BIOSCIENCES INCDFND | COM | 60K | SH | $2.45M 3.00% | 0.00 | 0.00 | 0.00 |
IVERIC BIO INCDFND | COM | 100K | SH | $2.43M 2.98% | 0.00 | 0.00 | 0.00 |
PIONEER NAT RES CODFND | COM | 10K | SH | $2.04M 2.50% | 0.00 | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCDFND | COM | 20K | SH | $1.96M 2.40% | 0.00 | 20K | 0.00 |
SERVICE CORP INTLDFND | COM | 25K | SH | $1.72M 2.10% | 0.00 | 0.00 | 0.00 |
SELECT ENERGY SVCS INCDFND | CL A COM | 150K | SH | $1.04M 1.28% | 0.00 | 0.00 | 0.00 |
BIOMEA FUSION INCDFND | COM | 20K | SH | $620.2K 0.76% | 0.00 | 20K | 0.00 |
LIVERAMP HLDGS INCDFND | COM | 25K | SH | $548.3K 0.67% | 0.00 | 0.00 | 0.00 |
ISHARES TRDFND | RUS 2000 GRW ETF | 2K | SH | $453.6K 0.55% | 0.00 | 2K | 0.00 |
NAVIGATOR HLDGS LTDDFND | SHS | 30K | SH | $420.0K 0.51% | 0.00 | 30K | 0.00 |
CANTALOUPE INCDFND | COM | 70K | SH | $399.0K 0.49% | 0.00 | 70K | 0.00 |
ACM RESH INCDFND | COM CL A | 30K | SH | $351.0K 0.43% | 0.00 | 30K | 0.00 |
BIOTE CORPDFND | CLASS A COM | 50K | SH | $309.5K 0.38% | 0.00 | 50K | 0.00 |
ROC ENERGY ACQUISITION CORPDFND | COMMON STOCK | 12K | SH | $125.4K 0.15% | 0.00 | 12K | 0.00 |
GRID DYNAMICS HLDGS INCDFND | CL A | 10.80K | SH | $123.8K 0.15% | 0.00 | 700.00 | 0.00 |