PRATT ANNIE

PrivateCIK: 1940460

Location

MESA, AZ

PRATT ANNIE (President) exercised options at NXU, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

PRATT ANNIE

Filed: 8/18/2023ACC: 0001214659-23-011520

InsiderPRATT ANNIECIK 1940460

→

IssuerNXU, INC.CIK 1722969

DirectorOfficer10% Owner· President

Since Sep 2022

+125.95K

Net shares

Net buyer

$50.7K

Total sold

0

Open market trades

0B · 0S

10

Total transactions

557.66K acquired · 431.71K disposed

Non-Derivative Transactions3

Class A Common Stock

Direct

M · Option Exercise

Shares

+174.66K

Price / share

—

Trade value

—

% of position

1.8%

6/30/2023

9.67M→9.84M

Class A Common Stock

Direct

M · Option Exercise

Shares

+69.44K

Price / share

—

Trade value

—

% of position

0.7%

7/30/2023

9.84M→9.91M

Class A Common Stock

Direct

F · Tax Withholding

Shares

−187.60K

Price / share

$0.27

Trade value

$50.65K

% of position

1.9%

8/9/2023

9.91M→9.72M

Total

Net shares

+56.51K

Net value

-$50.65K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	6/30/2023	M · Option Exercise	+174.66K	—	—	1.8%	9.67M	9.84M
Class A Common Stock Direct	7/30/2023	M · Option Exercise	+69.44K	—	—	0.7%	9.84M	9.91M
Class A Common Stock Direct	8/9/2023	F · Tax Withholding	−187.60K	$0.27	$50.65K	1.9%	9.91M	9.72M
Total			+56.51K		-$50.65K

Derivative Transactions7

Restricted Stock Unit

Direct

A · Award

Converts to

Class A Common Stock

113.64K shares

Shares

+113.64K

Strike price

Held after

113.64K

Exercisable

—

6/15/2023

Restricted Stock Unit

Direct

A · Award

Converts to

Class A Common Stock

61.03K shares

Shares

+61.03K

Strike price

Held after

61.03K

Exercisable

—

6/15/2023

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Class A Common Stock

113.64K shares

Shares

−113.64K

Strike price

Held after

0.00

Exercisable

—

6/30/2023

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Class A Common Stock

61.03K shares

Shares

−61.03K

Strike price

Held after

0.00

Exercisable

—

6/30/2023

Restricted Stock Unit

Direct

A · Award

Converts to

Class A Common Stock

69.44K shares

Shares

+69.44K

Strike price

Held after

69.44K

Exercisable

—

7/15/2023

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Class A Common Stock

69.44K shares

Shares

−69.44K

Strike price

Held after

0.00

Exercisable

—

7/30/2023

Restricted Stock Unit

Direct

A · Award

Converts to

Class A Common Stock

69.44K shares

Shares

+69.44K

Strike price

Held after

69.44K

Exercisable

—

8/15/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Unit Direct	Class A Common Stock113.64K shares	6/15/2023	A · Award	+113.64K		—	113.64K
Restricted Stock Unit Direct	Class A Common Stock61.03K shares	6/15/2023	A · Award	+61.03K		—	61.03K
Restricted Stock Unit Direct	Class A Common Stock113.64K shares	6/30/2023	M · Option Exercise	−113.64K		—	0.00
Restricted Stock Unit Direct	Class A Common Stock61.03K shares	6/30/2023	M · Option Exercise	−61.03K		—	0.00
Restricted Stock Unit Direct	Class A Common Stock69.44K shares	7/15/2023	A · Award	+69.44K		—	69.44K
Restricted Stock Unit Direct	Class A Common Stock69.44K shares	7/30/2023	M · Option Exercise	−69.44K		—	0.00
Restricted Stock Unit Direct	Class A Common Stock69.44K shares	8/15/2023	A · Award	+69.44K		—	69.44K

PRATT ANNIE — Insider Transaction (Form 4) Filed Aug 18, 2023 | Finecho