PRATT ANNIE enters NXU, INC. with 7.77M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 11/8/2022ACC: 0001214659-22-013313
DirectorOfficer10% Owner· President
Since Sep 2022
7.77M
Baseline shares
100% direct
7.77M
Direct ownership
1 position
15.88M
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Class D Common Stock
DirectShares owned7.77M
Total
7.77M direct7.77M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class D Common Stock | 7.77M | Direct |
| Total | 7.77M | 7.77M direct |
Derivative Holdings3
Stock Options (Right to Buy)
DirectUnderlying security
Class A Common Stock
Underlying shares
7.77M
Shares owned
N/A
Exercise price
7.00
Expiration
—
Exercise window
—
Stock Options (Right to Buy)
DirectUnderlying security
Class A Common Stock
Underlying shares
4.05M
Shares owned
N/A
Exercise price
7.00
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Class D Common Stock
Underlying shares
4.05M
Shares owned
N/A
Exercise price
0.00
Expiration
—
Exercise window
—
Total
Underlying
15.88M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) Direct | Class A Common Stock | 7.00 | — | — | 7.77M | N/A |
| Stock Options (Right to Buy) Direct | Class A Common Stock | 7.00 | — | — | 4.05M | N/A |
| Restricted Stock Units Direct | Class D Common Stock | 0.00 | — | — | 4.05M | N/A |
| Total | 15.88M | 0.00 | ||||