POWELL WILLIAM A. (CEO and President) exercised options at SEARS HOMETOWN STORES, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 1/31/2019ACC: 0001548309-19-000023
DirectorOfficer· CEO and President
Since Sep 2018
-49.56K
Net shares
Net seller
$104.1K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
49.56K acquired · 99.12K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+16.67K
Price / share
—
Trade value
—
% of position
30.3%
1/30/2019
55K→71.67K
Common Stock
Direct
Shares
+32.90K
Price / share
—
Trade value
—
% of position
45.9%
1/30/2019
71.67K→104.56K
Common Stock
Direct
Shares
−49.56K
Price / share
$2.10
Trade value
$104.08K
% of position
47.4%
1/30/2019
104.56K→55K
Total
Net shares
+0.00
Net value
-$104.08K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/30/2019 | M · Option Exercise | +16.67K | — | — | 30.3% | 55K | 71.67K |
| Common Stock Direct | 1/30/2019 | M · Option Exercise | +32.90K | — | — | 45.9% | 71.67K | 104.56K |
| Common Stock Direct | 1/30/2019 | D · Disposition | −49.56K | $2.10 | $104.08K | 47.4% | 104.56K | 55K |
| Total | +0.00 | -$104.08K | ||||||
Derivative Transactions2
Phantom Stock (stock units)
Direct
Converts to
Common Stock
16.67K shares
Shares
−16.67K
Strike price
0.0
Held after
16.67K
Exercisable
—
1/30/2019
Phantom Stock (stock units)
Direct
Converts to
Common Stock
32.90K shares
Shares
−32.90K
Strike price
0.0
Held after
65.79K
Exercisable
—
1/30/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock (stock units) Direct | Common Stock16.67K shares | 1/30/2019 | M · Option Exercise | −16.67K | 0.0 | — | 16.67K |
| Phantom Stock (stock units) Direct | Common Stock32.90K shares | 1/30/2019 | A · Award | −32.90K | 0.0 | — | 65.79K |