POTTER STEPHEN W

PrivateCIK: 1511991
Location

COLUMBIA, MD

POTTER STEPHEN W (VP and Chief Business Officer) reported 2 transactions at APPLIED GENETIC TECHNOLOGIES CORP

Review the transaction codes below to understand the nature of each event.

InsiderPOTTER STEPHEN WCIK 1511991
Officer· VP and Chief Business Officer
Since Jul 2018
-718.03K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
11
Total transactions
718.03K disposed
Non-Derivative Transactions2

Common Stock

Direct
U · U

Shares

47.13K

Price / share

Trade value

% of position

84.3%
11/30/2022
55.88K8.75K

Common Stock

Direct
D · Disposition

Shares

8.75K

Price / share

Trade value

% of position

New position
11/30/2022
8.75K0.00
Total

Net shares

55.88K

Net value

$0.00

Derivative Transactions9

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

131.05K shares

Shares

131.05K

Strike price

24.62

Held after

0.00

Exercisable

11/30/2022

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

51K shares

Shares

51K

Strike price

18.48

Held after

0.00

Exercisable

11/30/2022

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

50K shares

Shares

50K

Strike price

15.57

Held after

0.00

Exercisable

11/30/2022

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

50K shares

Shares

50K

Strike price

4.90

Held after

0.00

Exercisable

11/30/2022

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

85K shares

Shares

85K

Strike price

4.25

Held after

0.00

Exercisable

11/30/2022

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

52K shares

Shares

52K

Strike price

3.00

Held after

0.00

Exercisable

11/30/2022

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

50K shares

Shares

50K

Strike price

5.50

Held after

0.00

Exercisable

11/30/2022

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

60K shares

Shares

60K

Strike price

3.74

Held after

0.00

Exercisable

11/30/2022

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

133.10K shares

Shares

133.10K

Strike price

0.40

Held after

0.00

Exercisable

11/30/2022
POTTER STEPHEN W — Insider Transaction (Form 4) Filed Dec 1, 2022 | Finecho