POTTER STEPHEN W

PrivateCIK: 1511991
Location

COLUMBIA, MD

POTTER STEPHEN W (VP and Chief Business Officer) reported 2 transactions at APPLIED GENETIC TECHNOLOGIES CORP

Review the transaction codes below to understand the nature of each event.

InsiderPOTTER STEPHEN WCIK 1511991
→
Officer· VP and Chief Business Officer
Since Jul 2018
-718.03K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
11
Total transactions
718.03K disposed
Non-Derivative Transactions2

Common Stock

Direct
U · U

Shares

−47.13K

Price / share

—

Trade value

—

% of position

84.3%
11/30/2022
55.88K→8.75K

Common Stock

Direct
D · Disposition

Shares

−8.75K

Price / share

—

Trade value

—

% of position

New position
11/30/2022
8.75K→0.00
Total

Net shares

−55.88K

Net value

$0.00

Derivative Transactions9

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

131.05K shares

Shares

−131.05K

Strike price

24.62

Held after

0.00

Exercisable

—

11/30/2022

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

51K shares

Shares

−51K

Strike price

18.48

Held after

0.00

Exercisable

—

11/30/2022

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

50K shares

Shares

−50K

Strike price

15.57

Held after

0.00

Exercisable

—

11/30/2022

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

50K shares

Shares

−50K

Strike price

4.90

Held after

0.00

Exercisable

—

11/30/2022

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

85K shares

Shares

−85K

Strike price

4.25

Held after

0.00

Exercisable

—

11/30/2022

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

52K shares

Shares

−52K

Strike price

3.00

Held after

0.00

Exercisable

—

11/30/2022

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

50K shares

Shares

−50K

Strike price

5.50

Held after

0.00

Exercisable

—

11/30/2022

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

60K shares

Shares

−60K

Strike price

3.74

Held after

0.00

Exercisable

—

11/30/2022

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

133.10K shares

Shares

−133.10K

Strike price

0.40

Held after

0.00

Exercisable

—

11/30/2022
POTTER STEPHEN W — Insider Transaction (Form 4) Filed Dec 1, 2022 | Finecho