POSS JOHN C enters GB SCIENCES INC with 125K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 7/27/2018ACC: 0001248996-18-000002
DirectorOfficer· Chief Executive Officer
Since Aug 2015
125K
Baseline shares
100% direct
125K
Direct ownership
1 position
2.90M
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned125K
Total
125K direct125K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 125K | Direct |
| Total | 125K | 125K direct |
Derivative Holdings3
Options
DirectUnderlying security
common stock
Underlying shares
560K
Shares owned
N/A
Exercise price
0.3
Expiration
—
Exercise window
—
Options
DirectUnderlying security
common stock
Underlying shares
1.40M
Shares owned
N/A
Exercise price
0.3
Expiration
—
Exercise window
—
Options
DirectUnderlying security
common stock
Underlying shares
937.50K
Shares owned
N/A
Exercise price
0.24
Expiration
—
Exercise window
—
Total
Underlying
2.90M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Options Direct | common stock | 0.3 | — | — | 560K | N/A |
| Options Direct | common stock | 0.3 | — | — | 1.40M | N/A |
| Options Direct | common stock | 0.24 | — | — | 937.50K | N/A |
| Total | 2.90M | 0.00 | ||||