PORTNOY DAVID

PrivateCIK: 1315416

Location

BAL HARBOUR, FL

PORTNOY DAVID

Filed: 12/28/2023ACC: 0001209191-23-059918

InsiderPORTNOY DAVIDCIK 1315416

→

IssuerCRYO CELL INTERNATIONAL INCCIK 862692

DirectorOfficer· Co-Chief Executive Officer

Since Aug 2018

+50K

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

1

Total transactions

50K acquired

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions1

Stock Option

Direct

A · Award

Converts to

Common Stock

50K shares

Shares

+50K

Strike price

6.47

Held after

50K

Exercisable

—

12/22/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock50K shares	12/22/2023	A · Award	+50K	6.47	—	50K

Non-Derivative Holdings (Post-Transaction)11

Common Stock

Indirect

Shares owned102.59K

Common Stock

Indirect

Shares owned55.22K

Common Stock

Indirect

Shares owned152.88K

Common Stock

Indirect

Shares owned117.01K

Common Stock

Indirect

Shares owned10.78K

Common Stock

Indirect

Shares owned15.61K

Common Stock

Indirect

Shares owned59.03K

Common Stock

Indirect

Shares owned11.35K

Common Stock

Indirect

Shares owned230.62K

Common Stock

Indirect

Shares owned11.24K

Common Stock

Direct

Shares owned804.74K

Total

804.74K direct·766.34K indirect1.57M

Security Title	Shares Owned	Ownership Type
Common Stock	102.59K	Indirect
Common Stock	55.22K	Indirect
Common Stock	152.88K	Indirect
Common Stock	117.01K	Indirect
Common Stock	10.78K	Indirect
Common Stock	15.61K	Indirect
Common Stock	59.03K	Indirect
Common Stock	11.35K	Indirect
Common Stock	230.62K	Indirect
Common Stock	11.24K	Indirect
Common Stock	804.74K	Direct
Total	1.57M	804.74K direct·766.34K indirect

Derivative Holdings (Post-Transaction)7

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

50K

Shares owned

50K

Exercise price

4.30

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

280K

Shares owned

280K

Exercise price

12.27

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

50K

Shares owned

50K

Exercise price

4.77

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

26.24K

Shares owned

26.24K

Exercise price

7.53

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

24.45K

Shares owned

24.45K

Exercise price

13.50

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

23.64K

Shares owned

23.64K

Exercise price

7.28

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

553.00

Shares owned

553.00

Exercise price

12.27

Expiration

—

Exercise window

—

Total

Underlying

454.88K

Owned

454.88K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option Direct	Common Stock	4.30	—	—	50K	50K
Stock Option Direct	Common Stock	12.27	—	—	280K	280K
Stock Option Direct	Common Stock	4.77	—	—	50K	50K
Stock Option Direct	Common Stock	7.53	—	—	26.24K	26.24K
Stock Option Direct	Common Stock	13.50	—	—	24.45K	24.45K
Stock Option Direct	Common Stock	7.28	—	—	23.64K	23.64K
Stock Option Direct	Common Stock	12.27	—	—	553.00	553.00
Total					454.88K	454.88K

PORTNOY DAVID — Insider Transaction (Form 4) Filed Dec 28, 2023 | Finecho