POONEN SANJAY (COO, Customer Operations) sold 5.0% of their position (12K shares) of VMWARE LLC on the open market

Open‑market sale worth $1.69M — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 7 sales

POONEN SANJAY

Filed: 9/9/2020ACC: 0001209191-20-049887

InsiderPOONEN SANJAYCIK 1231873

→

IssuerVMWARE LLCCIK 1124610

Officer· COO, Customer Operations

Since Jul 2018

-12K

Net shares

Net seller

$1.69M

Total sold

Open market trades

0B · 7S

Total transactions

12K acquired · 24K disposed

Non-Derivative Transactions8

Class A Common Stock

Direct

M · Option Exercise

+12K

Price / share

$80.25

Trade value

$963K

% of position

5.2%

9/4/2020

228.59K→240.59K

Class A Common Stock

Direct

S · Sale

−807.00

Price / share

$136.80

Trade value

$110.40K

% of position

0.3%

9/4/2020

240.59K→239.78K

Class A Common Stock

Direct

S · Sale

−600.00

Price / share

$137.87

Trade value

$82.72K

% of position

0.3%

9/4/2020

239.78K→239.18K

Class A Common Stock

Direct

S · Sale

−200.00

Price / share

$138.49

Trade value

$27.70K

% of position

0.1%

9/4/2020

239.18K→238.98K

Class A Common Stock

Direct

S · Sale

−1.10K

Price / share

$139.84

Trade value

$153.82K

% of position

0.5%

9/4/2020

238.98K→237.88K

Class A Common Stock

Direct

S · Sale

−4.13K

Price / share

$141.10

Trade value

$582.46K

% of position

1.7%

9/4/2020

237.88K→233.75K

Class A Common Stock

Direct

S · Sale

−2K

Price / share

$142.33

Trade value

$284.66K

% of position

0.9%

9/4/2020

233.75K→231.75K

Class A Common Stock

Direct

S · Sale

−3.17K

Price / share

$143.14

Trade value

$453.04K

% of position

1.4%

9/4/2020

231.75K→228.59K

Total

Net shares

+0.00

Net value

-$731.80K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	9/4/2020	M · Option Exercise	+12K	$80.25	$963K	5.2%	228.59K	240.59K
Class A Common Stock Direct	9/4/2020	S · Sale	−807.00	$136.80	$110.40K	0.3%	240.59K	239.78K
Class A Common Stock Direct	9/4/2020	S · Sale	−600.00	$137.87	$82.72K	0.3%	239.78K	239.18K
Class A Common Stock Direct	9/4/2020	S · Sale	−200.00	$138.49	$27.70K	0.1%	239.18K	238.98K
Class A Common Stock Direct	9/4/2020	S · Sale	−1.10K	$139.84	$153.82K	0.5%	238.98K	237.88K
Class A Common Stock Direct	9/4/2020	S · Sale	−4.13K	$141.10	$582.46K	1.7%	237.88K	233.75K
Class A Common Stock Direct	9/4/2020	S · Sale	−2K	$142.33	$284.66K	0.9%	233.75K	231.75K
Class A Common Stock Direct	9/4/2020	S · Sale	−3.17K	$143.14	$453.04K	1.4%	231.75K	228.59K
Total			+0.00		-$731.80K

Derivative Transactions1

Stock Option (right-to-buy)

Direct

M · Option Exercise

Converts to

Class A Common Stock

12K shares

−12K

Strike price

80.25

Held after

13.38K

Exercisable

—

9/4/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (right-to-buy) Direct	Class A Common Stock12K shares	9/4/2020	M · Option Exercise	−12K	80.25	—	13.38K