POLLOCK FREDERICK (Chief Investment Officer) exercised options at GCM GROSVENOR INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
Class A Common Stock
Shares
+50K
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+50K
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
−39.81K
Price / share
$11.70
Trade value
$465.74K
% of position
Net shares
+60.19K
Net value
-$465.74K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 3/1/2026 | M · Option Exercise | +50K | — | — | 7.1% | 700.92K | 750.92K |
| Class A Common Stock Direct | 3/1/2026 | M · Option Exercise | +50K | — | — | 6.7% | 750.92K | 800.92K |
| Class A Common Stock Direct | 3/2/2026 | F · Tax Withholding | −39.81K | $11.70 | $465.74K | 5.0% | 800.92K | 761.11K |
| Total | +60.19K | -$465.74K | ||||||
Restricted Stock Units
Class A Common Stock
50K shares
Shares
−50K
Strike price
Held after
50K
Exercisable
—
Restricted Stock Units
Class A Common Stock
50K shares
Shares
−50K
Strike price
Held after
100K
Exercisable
—
Restricted Stock Units
Class A Common Stock
60.87K shares
Shares
+60.87K
Strike price
Held after
60.87K
Exercisable
—
Restricted Stock Units
Class A Common Stock
150K shares
Shares
+150K
Strike price
Held after
150K
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common Stock50K shares | 3/1/2026 | M · Option Exercise | −50K | — | 50K | |
| Restricted Stock Units Direct | Class A Common Stock50K shares | 3/1/2026 | M · Option Exercise | −50K | — | 100K | |
| Restricted Stock Units Direct | Class A Common Stock60.87K shares | 3/1/2026 | A · Award | +60.87K | — | 60.87K | |
| Restricted Stock Units Direct | Class A Common Stock150K shares | 3/1/2026 | A · Award | +150K | — | 150K |