POLLARD HERBERT ALVIN (Chief Accounting Officer) exercised options at SCULPTOR CAPITAL MANAGEMENT, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

POLLARD HERBERT ALVIN

Filed: 1/4/2023ACC: 0001403256-23-000023

InsiderPOLLARD HERBERT ALVINCIK 1785306

→

IssuerSCULPTOR CAPITAL MANAGEMENT, INC.CIK 1403256

Officer· Chief Accounting Officer

Since Aug 2019

-3.97K

Net shares

Net seller

$34.4K

Total sold

Open market trades

0B · 0S

Total transactions

19.12K acquired · 23.08K disposed

Non-Derivative Transactions6

Class A Shares

Direct

M · Option Exercise

+1.40K

Price / share

—

Trade value

—

% of position

7.2%

1/1/2023

19.42K→20.82K

Class A Shares

Direct

M · Option Exercise

+3.11K

Price / share

—

Trade value

—

% of position

14.9%

1/1/2023

20.82K→23.93K

Class A Shares

Direct

M · Option Exercise

+1.79K

Price / share

—

Trade value

—

% of position

7.5%

1/1/2023

23.93K→25.72K

Class A Shares

Direct

M · Option Exercise

+12.81K

Price / share

—

Trade value

—

% of position

49.8%

1/1/2023

25.72K→38.54K

Class A Shares

Direct

D · Disposition

−1.40K

Price / share

$8.66

Trade value

$12.14K

% of position

3.6%

1/1/2023

38.54K→37.13K

Class A Shares

Direct

F · Tax Withholding

−2.56K

Price / share

$8.66

Trade value

$22.21K

% of position

6.9%

1/1/2023

37.13K→34.57K

Total

Net shares

+15.15K

Net value

-$34.35K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Shares Direct	1/1/2023	M · Option Exercise	+1.40K	—	—	7.2%	19.42K	20.82K
Class A Shares Direct	1/1/2023	M · Option Exercise	+3.11K	—	—	14.9%	20.82K	23.93K
Class A Shares Direct	1/1/2023	M · Option Exercise	+1.79K	—	—	7.5%	23.93K	25.72K
Class A Shares Direct	1/1/2023	M · Option Exercise	+12.81K	—	—	49.8%	25.72K	38.54K
Class A Shares Direct	1/1/2023	D · Disposition	−1.40K	$8.66	$12.14K	3.6%	38.54K	37.13K
Class A Shares Direct	1/1/2023	F · Tax Withholding	−2.56K	$8.66	$22.21K	6.9%	37.13K	34.57K
Total			+15.15K		-$34.35K

Derivative Transactions4

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

1.40K shares

−1.40K

Strike price

Held after

2.80K

Exercisable

—

1/1/2023

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

3.11K shares

−3.11K

Strike price

Held after

3.10K

Exercisable

—

1/1/2023

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

1.79K shares

−1.79K

Strike price

Held after

0.00

Exercisable

—

1/1/2023

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

12.81K shares

−12.81K

Strike price

Held after

38.44K

Exercisable

—

1/1/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Class A Restricted Share Units Direct	Class A Shares1.40K shares	1/1/2023	M · Option Exercise	−1.40K	—	2.80K
Class A Restricted Share Units Direct	Class A Shares3.11K shares	1/1/2023	M · Option Exercise	−3.11K	—	3.10K
Class A Restricted Share Units Direct	Class A Shares1.79K shares	1/1/2023	M · Option Exercise	−1.79K	—	0.00
Class A Restricted Share Units Direct	Class A Shares12.81K shares	1/1/2023	M · Option Exercise	−12.81K	—	38.44K