POLLARD HERBERT ALVIN (Chief Accounting Officer) exercised options at SCULPTOR CAPITAL MANAGEMENT, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

POLLARD HERBERT ALVIN

Filed: 1/5/2022ACC: 0001403256-22-000018

InsiderPOLLARD HERBERT ALVINCIK 1785306

→

IssuerSCULPTOR CAPITAL MANAGEMENT, INC.CIK 1403256

Officer· Chief Accounting Officer

Since Aug 2019

-5.33K

Net shares

Net seller

$113.7K

Total sold

Open market trades

0B · 0S

Total transactions

13.85K acquired · 19.18K disposed

Non-Derivative Transactions4

Class A Shares

Direct

M · Option Exercise

+3.03K

Price / share

—

Trade value

—

% of position

49.7%

1/1/2022

6.10K→9.13K

Class A Shares

Direct

M · Option Exercise

+1.75K

Price / share

—

Trade value

—

% of position

19.2%

1/1/2022

9.13K→10.88K

Class A Shares

Direct

M · Option Exercise

+9.06K

Price / share

—

Trade value

—

% of position

83.3%

1/1/2022

10.88K→19.95K

Class A Shares

Direct

F · Tax Withholding

−5.33K

Price / share

$21.35

Trade value

$113.71K

% of position

26.7%

1/1/2022

19.95K→14.62K

Total

Net shares

+8.52K

Net value

-$113.71K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Shares Direct	1/1/2022	M · Option Exercise	+3.03K	—	—	49.7%	6.10K	9.13K
Class A Shares Direct	1/1/2022	M · Option Exercise	+1.75K	—	—	19.2%	9.13K	10.88K
Class A Shares Direct	1/1/2022	M · Option Exercise	+9.06K	—	—	83.3%	10.88K	19.95K
Class A Shares Direct	1/1/2022	F · Tax Withholding	−5.33K	$21.35	$113.71K	26.7%	19.95K	14.62K
Total			+8.52K		-$113.71K

Derivative Transactions3

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

3.03K shares

−3.03K

Strike price

Held after

6.06K

Exercisable

—

1/1/2022

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

1.75K shares

−1.75K

Strike price

Held after

1.75K

Exercisable

—

1/1/2022

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

9.06K shares

−9.06K

Strike price

Held after

0.00

Exercisable

—

1/1/2022

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Class A Restricted Share Units Direct	Class A Shares3.03K shares	1/1/2022	M · Option Exercise	−3.03K	—	6.06K
Class A Restricted Share Units Direct	Class A Shares1.75K shares	1/1/2022	M · Option Exercise	−1.75K	—	1.75K
Class A Restricted Share Units Direct	Class A Shares9.06K shares	1/1/2022	M · Option Exercise	−9.06K	—	0.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Class A Restricted Share Units

Direct

Underlying security

Class A Shares

Underlying shares

50K

Shares owned

50K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

50K

Owned

50K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Class A Restricted Share Units Direct	Class A Shares		—	—	50K	50K
Total					50K	50K