POLLARD HERBERT ALVIN (Chief Accounting Officer) exercised options at SCULPTOR CAPITAL MANAGEMENT, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 1/5/2021ACC: 0001403256-21-000018
Officer· Chief Accounting Officer
Since Aug 2019
-3.66K
Net shares
Net seller
$55.6K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
9.32K acquired · 12.98K disposed
Non-Derivative Transactions3
Class A Shares
Direct
Shares
+7.81K
Price / share
—
Trade value
—
% of position
1795.4%
1/1/2021
435.00→8.24K
Class A Shares
Direct
Shares
+1.51K
Price / share
—
Trade value
—
% of position
18.3%
1/1/2021
8.24K→9.76K
Class A Shares
Direct
Shares
−3.66K
Price / share
$15.20
Trade value
$55.60K
% of position
37.5%
1/1/2021
9.76K→6.10K
Total
Net shares
+5.66K
Net value
-$55.60K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Shares Direct | 1/1/2021 | M · Option Exercise | +7.81K | — | — | 1795.4% | 435.00 | 8.24K |
| Class A Shares Direct | 1/1/2021 | M · Option Exercise | +1.51K | — | — | 18.3% | 8.24K | 9.76K |
| Class A Shares Direct | 1/1/2021 | F · Tax Withholding | −3.66K | $15.20 | $55.60K | 37.5% | 9.76K | 6.10K |
| Total | +5.66K | -$55.60K | ||||||
Derivative Transactions2
Class A Restricted Share Units
Direct
Converts to
Class A Shares
7.81K shares
Shares
−7.81K
Strike price
Held after
7.81K
Exercisable
—
1/1/2021
Class A Restricted Share Units
Direct
Converts to
Class A Shares
1.51K shares
Shares
−1.51K
Strike price
Held after
3.02K
Exercisable
—
1/1/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class A Restricted Share Units Direct | Class A Shares7.81K shares | 1/1/2021 | M · Option Exercise | −7.81K | — | 7.81K | |
| Class A Restricted Share Units Direct | Class A Shares1.51K shares | 1/1/2021 | M · Option Exercise | −1.51K | — | 3.02K |